NCE: Apollo LOAD-DATE: July 6, 2018 LEGAL RESULTS: Court Cases: * " THIS DATA IS FOR INFORMATION PURPOSES ONLY* " PARTY: Afriyie, John Afriyie, Lawrencia INCIDENT INFORMATION JURISDICTION: Securities and Exchange Commission SOURCE: SEC Admin. Doc(s) & Press Release dated 04/14/16 DATE: 4/13/2016 A

Exchange Act 15 U.S.C. section 78j(b) and Rule 10b-5 17 C.F.R. section 240.10b-5 .SECOND CLAIM FOR RELIEF(Equitable Claim Against Relief Defendant Lawrencia Afriyie)John Afriyie used Lawrencia Afriyie's brokerage account to execute the illegal insider trades in ADT options.As the owner of the account, L

; and grant such other and further relief as this Court may determine to be just and necessary. * * * * ** * ADDITIONAL PARTY INFORMATION Afriyie, Lawrencia Monmouth County, NJ Action: Complaint Disposition: Per a Complaint issued by the Commission dated 04/13116, the Commission respectfully requests