LLP New Yo CROSS REFERENCE: Apollo LOAD-DATE: July 6, 2018 LEGAL RESULTS: Court Cases: * " THIS DATA IS FOR INFORMATION PURPOSES ONLY* " PARTY: Afriyie, John Afriyie, Lawrencia INCIDENT INFORMATION JURISDICTION: Securities and Exchange Commission SOURCE: SEC Admin. Doc(s) & Press Release dated 04

section 78j(b) and Rule 10b-5 17 C.F.R. section 240.10b-5 .SECOND CLAIM FOR RELIEF(Equitable Claim Against Relief Defendant Lawrencia Afriyie)John Afriyie used Lawrencia Afriyie's brokerage account to execute the illegal insider trades in ADT options.As the owner of the account, Lawrencia Afriyie rece

nd 78u-1 ; and grant such other and further relief as this Court may determine to be just and necessary. * * * * ** * ADDITIONAL PARTY INFORMATION Afriyie, Lawrencia Monmouth County, NJ Action: Complaint Disposition: Per a Complaint issued by the Commission dated 04/13116, the Commission respectfull

anagement approached the Manhattan-based investment firm where he was employed and discussed potential debt financing for a public-to-private deal. Afriyie subsequently accessed several highly confidential, deal- related documents on the firm's computer network and purchased thousands of high-risk, out-