tchlists and Blacklists FINRA Actions FINRA Actions/Combined ((NAM NYSE & NASD Disciplinary Decisions; Financial Industry Regulatory Authority (FINRA/NASD) Arbitration Awards Legal For internal use only Results 5 Results found (not reviewed in this session) No Results No Results No Results C

0 Negative News*))) ( FINRA Actions FINRA Actions/Combined NAME NYSE & NASD Disciplinary Decisions; Financial Industry Regulatory Authority (FINRA/NASD) Arbitration Awards Legal For internal use only Results 5 Results found (not reviewed in this session) No Results No Results No Results C

s; Watchlists and Blacklists FINRA Actions FINRA Actions/Combined NYSE & NASD Disciplinary Decisions; Financial Industry Regulatory Authority (FINRA/NASD) Arbitration Awards Source Type/Source No Results Search Parameters Results egative News Results found (not reviewed IIIIIIIIIIIIIIIIIIII )

s; Watchlists and Blacklists FINRA Actions FINRA Actions/Combined NYSE & NASD Disciplinary Decisions; Financial Industry Regulatory Authority (FINRA/NASD) Arbitration Awards Search Parameters ((((Jeepers, Inc)) w/50 Negative News*)) and DATE(>2014-04-10) (((Jeepers, Inc))) and DATE(>2014-04-10)