Back to People & Entities
WA
Watchlists
Person
12
Total Mentions
12
Documents
51
Connected Entities
Surname reference in documents
Document Mentions (12)
EFTA01295897.pdf
1 mentionEFTA01295897
0127 EFTA_00 I 6787 I EFTA01295968 Page 68 D&B: Not Required LEGAL RESULTS: Court Cases: Copyright 2016 Info4c, All Rights Reserved info4c Watchlists and Blacklists October 7, 2016 Richard Kahn SOURCE: AUTHORITY: New York Stock Exchange LIST NAME: NYSE Arca Enforcement COUNTRY: United States
EFTA01297892.pdf
1 mentionEFTA01297892
ly For internal use only SDNY_GM_00061625 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0024450 EFTA 00172137 EFTA01297913 Page 2 Watchlists and Blacklists August 9, 2018 info4c Watchlists and Blacklists August 9, 2018 Richard Kahn SOURCE: COUNTRY: United States of America LIST NAME
EFTA01358848.pdf
1 mentionEFTA01358848
n of Reed Elsevier Inc. All rights reserved. D& B: Not required LEGAL. RESULTS: Court Cases: Copyright 2018 Info4C, All Rights Reserved info4c Watchlists and Blacklists June 29, 2018 Bradley J. Wechsler SOURCE: COUNTRY: Canada LIST NAME: Cease Trade Orders AUTHORITY: Canadian regulatory authoriti
Sponsored
EFTA01357010.pdf
1 mentionEFTA01357010
Sanctions & Watchlists/Sanctions and Actions; Autorite des marches financiers - Commission des sanctions Additional Watchlists/Sanction Lists; Watchlists and Blacklists FINRA Actions FINRA Actions/Combined ((NAM NYSE & NASD Disciplinary Decisions; Financial Industry Regulatory Authority (FINRA/NA
EFTA01357030.pdf
1 mentionEFTA01357030
Sanctions & Watchlists/Sanctions and Actions; Autorite des marches financiers - Commission des sanctions Additional Watchlists/Sanction Lists; Watchlists and Blacklists Search Parameters (( and /50 Negative News*))) ( FINRA Actions FINRA Actions/Combined NAME NYSE & NASD Disciplinary Decision
EFTA01363291.pdf
1 mentionEFTA01363291
Page 68 D&B: Not Required LEGAL RESULTS: Court Cases: Copyright 2016 Info4c, All Rights Reserved info4c Watchlists and Blacklists October 7, 2016 Richard Kahn SOURCE: AUTHORITY: New York Stock Exchange LIST NAME: NYSE Arca Enforcement COUNTRY: United States
Sponsored
EFTA01363292.pdf
1 mentionEFTA01363292
Page 2 Watchlists and Blacklists October 7, 2016 Watchlists and Blacklists, 20161007, Kahn, Richard CATEGORY: Warning Notices LOAD-DATE: October 7, 2016 Lincoln Pa
EFTA01363861.pdf
1 mentionEFTA01363861
Page 2 Watchlists and Blacklists June 9, 2017 LOAD-DATE: June 9, 2017 JOSHUA SKEEN and LAURIE FREEMAN, on behalf of themselves and all others similarly situated, Pl
EFTA01371353.pdf
1 mentionEFTA01371353
Page 2 Worldbase, 11/30/2013, THE RELATED COMPANIES LP LEGAL RESULTS: Court Cases: Copyright 2017 Info4C, All Rights Reserved info4c Watchlists and Blacklists June 9, 2017 Richard Kahn SOURCE: COUNTRY: United States of America LIST NAME: NYSE Arca Enforcement AUTHORITY: New York Stock E
Sponsored
EFTA01372126.pdf
1 mentionEFTA01372126
Page 2 Worldbase, 11/30/2013, THE RELATED COMPANIES LP LEGAL RESULTS: Court Cases: Copyright 2017 Info4C, All Rights Reserved info4c Watchlists and Blacklists June 9, 2017 Richard Kahn SOURCE: COUNTRY: United States of America LIST NAME: NYSE Arca Enforcement AUTHORITY: New York Stock E
EFTA01399794.pdf
1 mentionEFTA01399794
/Sanctions and Actions; Autorite des marches financiers - Commission des sanctions Additional Watchlists Additional Watchlists/Sanction Lists; Watchlists and Blacklists FINRA Actions FINRA Actions/Combined NYSE & NASD Disciplinary Decisions; Financial Industry Regulatory Authority (FINRA/NASD) Ar
EFTA01296409.pdf
1 mentionEFTA01296409_sub_002 - EFTA01296409_200
Sanctions & Watchlists/Sanctions and Actions; Autorite des marches financiers - Commission des sanctions Additional Watchlists/Sanction Lists; Watchlists and Blacklists FINRA Actions FINRA Actions/Combined NYSE & NASD Disciplinary Decisions; Financial Industry Regulatory Authority (FINRA/NASD) Ar
Sponsored
Connected Entities(20 of 51)
Richard Kahn
PersonJeffrey Epstein's accountant and estate co-executor (2005-present)
6 docs6 co-mentions
Arca Disciplinary Actions
OrganizationOrganization referenced in documents
5 docs5 co-mentions
New York Stock Exchange
OrganizationNew York Stock Exchange
5 docs5 co-mentions
Eric Holder
PersonUnited States Attorney General from 2009 to 2015
5 docs5 co-mentions
LexisNexis
OrganizationCorporation providing computer-assisted legal research, as well as business research and risk management services
5 docs5 co-mentions
ETP Holder Limited
OrganizationOrganization referenced in documents
4 docs4 co-mentions
FINRA/NASD
OrganizationOrganization referenced in documents
4 docs4 co-mentions
Department of Justice
OrganizationUnited States Department of Justice, federal executive department responsible for law enforcement
4 docs4 co-mentions
Reed Elsevier Inc.
OrganizationReed Elsevier legal and scientific publishing company
4 docs4 co-mentions
AU
Autorite
PersonSurname or name fragment in documents
4 docs4 co-mentions
Jeffrey Epstein
PersonAmerican sex offender and financier (1953–2019)
3 docs3 co-mentions
Martindale-Hubbell
OrganizationAmerican legal information services company (misclassified as PERSON)
3 docs3 co-mentions
Abraham Lincoln
PersonPresident of the United States from 1861 to 1865 (1809–1865)
3 docs3 co-mentions
NYSE Arca Enforcement
OrganizationOrganization referenced in documents
3 docs3 co-mentions
George W. Bush
PersonPresident of the United States from 2001 to 2009
3 docs3 co-mentions
NYSE & NASD
OrganizationOrganization referenced in documents
3 docs3 co-mentions
MF
Maria Farmer
PersonAmerican visual artist
3 docs3 co-mentions
Prince Andrew
PersonThird child of Queen Elizabeth II and Prince Philip, Duke of Edinburgh (born 1960)
3 docs3 co-mentions
UCC Liens -1
OrganizationOrganization referenced in documents
2 docs2 co-mentions
JS
JOSHUA SKEEN
PersonName reference in documents
2 docs2 co-mentions