g documents (for Entities which do not meet HNWC Exemption criteria, or for Individual accounts). NOTE: For Entity clients meeting HNWC Exemption, Financial Promotions must come from ISG Investment Specialists only and a Financial Promotion Disclosure Letter must be attached. How to process UK HNWC Exemption Form

er research. EFTA01399088 Brokerage accounts for qualified entities where primary decision maker(s) is located in the United Kingdom, may receive Financial Promotions from an Investment Specialist. A Financial Promotion is 'an invitation or inducement to engage in investment activity.' Financial Promotions are

elating to investments who fall within the definition of "investment professionals" in Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotions) Order 2005 (the 'Order"), and to those persons to whom it can otherwise lawfully be distributed (such persons being referred to as "relevant person