7
Total Mentions
7
Documents
38
Connected Entities
Organization referenced in documents
EFTA01371332
I] Thanks Anna-Sofiya. Cynthia. Sylvia — kindly see below note re: N4G024943 and attached supporting doc. Can we please remove the client from the PRIIPs notification list? (FYI - there may be a few more of these "non-EEA domiciled" confirmations coming down...) Many thanks! Best, Gbenga CONFIDENT
EFTA01374278
ence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally
EFTA01374276
I] Thanks Anna-Sofiya. Cynthia. Sylvia — kindly see below note re: N4G024943 and attached supporting doc. Can we please remove the client from the PRIIPs notification list? (FYI - there may be a few more of these "non-EEA domiciled' confirmations coming down...) Many thanks! Best, Gbenga Gbenga Om
EFTA01385179
ence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally
EFTA01385723
ence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3f° 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally
EFTA01399150
50 available to Professional clients or when a client wishes to purchase retail instruments in the US for which no Key Information Documents under PRIIPs are available. The attached KOP below defines the process that must be followed to categorize clients as Professional. *EEA (European Economic Are
EFTA01399077
11. 15 EFTA01399078 Background As communicated by Patrick Campion in late May 2018, as a result of European regulatory changes (e.g. MiFID II, PRIIPs) and to mitigate cross-border risk and market complexity, Wealth Management Americas has conducted an in-depth assessment in order to determine EEA

Martha Stewart
PersonAmerican businesswoman, writer, TV personality (born 1941)
Anna-Sofiya Lupolover
PersonPerson referenced in documents

Stewart Oldfield
PersonDeutsche Bank Wealth Management director, relationship manager for Epstein entities
Deutsche Bank Securities Inc.
OrganizationDeutsche Bank Securities Inc., US broker-dealer subsidiary of Deutsche Bank AG

Alfredo Rodriguez
PersonJeffrey Epstein's former butler and house manager (2004-2005), convicted of obstruction of justice for attempting to sell Epstein's contact book, died 2014
Investment Product
OrganizationOrganization referenced in documents
Bradley Gillin
PersonIndividual referenced in Epstein documents
WM Regulatory
OrganizationOrganization referenced in documents

Lithuania
LocationCountry in northeastern Europe

Baltimore
LocationCity in Maryland, United States

Croatia
LocationCountry in Central Europe

Slovakia
LocationCountry in Central Europe

Czech Republic
LocationCountry in Central Europe

Malta
LocationCountry in Southern Europe situated on an archipelago in the Mediterranean Sea

Luxembourg
LocationCountry in Western Europe

Liechtenstein
LocationCountry in Central Europe

Bulgaria
LocationCountry in Southeast Europe

Ireland
Location
Cynthia
PersonGeneric first name referring to multiple individuals including Cynthia Rodriguez (financial admin) and others

Latvia
LocationSovereign state in northeastern Europe