nc KCP US MSD Capital L.P. KCP US AB Centaurus Capital LP Thank you Nina Tona From: Xavier Avila Sent: Tuesday PM avide-A Sferrazza Cc: Martin Zema Alastair Mackinlay oshua Shoshan Billy Obregon CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045971 CONFIDENTIAL SDNY_GM_00192155 E

From: Oliver Smith on behalf of FATCA Outreach Sent: 4/11/2018 4:23: To: Zack Bunimovich Martin Zema Nina Tona CC: l iver n n Subject: RE: Southern Financial - KYC Docs. [CI Classification: Confidential Hi All, I believe this query lies with my

tart the NCA process. Thank you Nina Tons From: Nina Tona Sent: Wednesday, Februar 21, 2018 11:30 AM To: Xavier Avila ; Davide-A Sferrazza Cc: Martin Zema Joshua Shosha Subject: RE: GM KCP Bible - Action Plan - Update I (I) Team, For all the below clients KYC review date is overdue. Please review an

out if you have any questions / concerns. Thx Best Regards, Aiasha Khokhar From: Aiasha Khokhar Sent: Thursday, April 19, 2018 5:00 PM • ' ; Martin Zema Nina Tona Cc: Liam Osullivan Davide-A Sferrazza ; Xavier Avila • Joshua Shoshan Subject: RE: Southern Financial - KYC Docs. I Classification: Fo

t know we had one called enhanced education From: Liam Osullivan Sent: Friday, February 01, 2019 11:34 AM To: Richard Kah Cc: Davide-A Sferrazza Martin Zema Subject: RE: Enhanced Education [C] Classification: Confidential Rich and Darren, You sold the following: BMY 1000 Shares at 49.58802 DIS 685

From: Martin Zema Sent: 10/27/2017 12:43:30 PM To: Paul Barrett Subject: EM MSF - Outlook, trade updates, specials on Arg, Me; SoA, FX Stewart Oldfield I haven't

following up with Paul. I'll keep you updated. From: Vahe Stepanian Sent: Thursday, Februa 22, 2018 4:09 PM To: Stewart Oldfield Andrew King Cc: Martin Zema Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I) Classification: For internal use only Stew/Andrew — was there any follow up on

From: Martin Zema Sent: 6/6/2018 12:16:37 PM To: 'Paul Barrett CC: Xavier Avila Liam Osullivan Stewart Oldfield Subject: SOUTHERN FINANCIAL LLC - please sign a

16 17 Ord ..2404 Ilinsrate $ 0 •10 Dreyer an Reimport) S441. 2N2Nw Moe *9 From: Torsten Slok Sent: Thursday, March 01, 2018 8:03 PM To: Martin Zema tart Xavier Avila Stewart Oldfield Cc: Jennifer Francis Subject: RE: Fwd: DB: Foreign demand or US credit weakening Yes, tmrw @ 11.OOam EST? C