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the NY Insurance
Organization
2
Total Mentions
2
Documents
9
Connected Entities
Organization referenced in documents
Document Mentions (2)
EFTA01374029.pdf
1 mentionEFTA01374029
ncial Advisa Brought Br State of New York Department ol Insurance Disposition: Finat Order issued in connection with violations of sections 2123 ol the NY Insurance law and Department Regulation 60 (11 NYCRR 51.5). 9. Date of Action: May 12.2000 Entity: Individual Financial Advisor Brought By: Ohio Division
EFTA01386101.pdf
1 mentionEFTA01386101
ncial Advisa Brought Br State of New York Department ol Insurance Disposition: Finat Order issued in connection with violations of sections 2123 ol the NY Insurance law and Department Regulation 60 (11 NYCRR 51.5). 9. Date of Action: May 12.2000 Entity: Individual Financial Advisor Brought By: Ohio Division
Sponsored
Connected Entities(9)
UBS Securities LLC
OrganizationOrganization referenced in documents
2 docs2 co-mentions
UBS Financial Services Inc.
OrganizationUBS Financial Services Inc., US subsidiary of Swiss banking giant UBS Group AG
2 docs2 co-mentions
Paul Barrett
PersonAmerican investment banker and fund manager, founder of Alpha Group Capital, former JPMorgan private banker who managed Jeffrey Epstein's assets (2017-2019)
2 docs2 co-mentions
Brought
OrganizationOrganization referenced in documents
2 docs2 co-mentions
The Ohio Division of Securities
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Itt:(‘•
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Woladons
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Finaecal
OrganizationOrganization referenced in documents
2 docs2 co-mentions
UR& ES Disciplinary History
OrganizationOrganization referenced in documents
2 docs2 co-mentions