: March 2007 Entity: Individual Financial Advisor thought By State of New York Department of Insurance Disposition: Final Order in connection with Woladons of sections 2123 of the NY Insurance Law and Department Regulation 60 01 NYCRR 51.5). 8. Date of Action: June 9, 2008 Entity: Individual Financia

: March 2007 Entity: Individual Financial Advisor thought By State of New York Department of Insurance Disposition: Final Order in connection with Woladons of sections 2123 of the NY Insurance Law and Department Regulation 60 01 NYCRR 51.5). 8. Date of Action: June 9, 2008 Entity: Individual Financia