ess Risk. 3/20/2018 8:52 AM User Morgan Trichel Action Changed Case Owner from AML & Business Risk to Briana Gargurevieh. 3/19/2018 4:31 PM User Morgan Trichel https://dbforcepb.my.salesforce.com/5000e0000 Iqede/p?retURL-15000e00001IqedeAAB... 4/10/2018 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-

Approved KYC. 3/20/2018 10:34 AM User Morgan Trichel Action Changed Reason for Rejection (If Applicable). Changed AML & Business Risk Approver to Morgan Trichel. Changed Status from 4. Ready for AML & Bus. Risk Approval to 6. Approved. 3/20/2018 10:04 AM User Briana Gargurevich Action Changed Owner (Assign

ional Association Deutsche Bank Wealth Management 50 le. FL 32256 USA Tel Ema From: Vijay-A Sawant Sent: Wednesday, July 11, 2018 9:16 AM To: Morgan Trichel inns Advani Cc: Vanessa Thom • son ; Bradley Gillin eview of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONS

<image002.jpg> Morgan Trichel AML Business Risk Analyst Deutsche Bar* Trust Company. National Association Deutsche Bank Wealth Management 50 le. FL 32256 USA Tel Ema From:

Wealth Management 5022 Gate Parkway, Suite 400 Jacksonville, FL 32256 USA From: Vijay-A Sawant Sent: Monday, July 16, • To: Vanessa Thompson ; Morgan Trichel Vinita Advani Cc: Bradley Gillin Subject: RE: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIStI547540 under the CEREBERUS CAPITAL

ai - 400063, India Tel. ion Mobile From: Vanessa Thompson Sent: Monday, July 16, 2018 9:18 PM To: Vijay-A Sawant • m> Cc: Bradley Gillin < >; Morgan Trichel Vinita Advani < Subject: RE: 2018 Periodic Review of acct Cerberus Executive, LLC with GCISfr547540 under the CEREBERUS CAPITAL RELATIONSHIP / que

Last being 2/8/2018. No material changes to report Attachments Global Print.pdf Risk calc 1909661 Lilia, Analia, Berta.pdf Size 255KB Ownership Morgan Trichel View View file Last Modified 3/20/2018 10:41 AM Size 167KB Ownership Morgan Trichel View View file Last Modified 3/20/2018 10:25 AM CHECKLIST-

From: Morgan Trichel Sent: 7/10/2018 11:47:03 AM To: Vinita Advani I CC: Vanessa Thompson [ h Vijay-A Sawant Subject: FW: 2018 Periodic Review of acct Cerberus E

hould suffice. See attached email from KG from compliance, although not the same situation similar to the approach. Hope his helps. Kind Regards, Morgan Trichel AML Business Risk Analyst Deutsche Bark Trust Company, National Association 111111.M1 From: Vijay-A Sawant Sent: Monday, July 30, 2018 6:21 AM

, Esq. Assistont Vice President AML Business Risk Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400 Jacksonville, FL 32256 USA From: Morgan Trichel Sent: Wednesday, Jul To: Vijay-A Sawant 11, 2018 9:18 AM inita Advan Cc: Vanessa Thompson Bradley Gillin Subject: RE: 2018 Periodic Review of