ge exposure by business(3) 1,689 9M 2016 30 Sep 2016 Total (FRS assets NCOU 1% Leverage Exposure 1,354 AM 0°o Risk-weighted assets:1' 385 Postbank 11% Postbank 11% AM 10% GM Common Equity Tier 1 capita!'" 42.9 34% PW&CC 15% GM 52% Tier 1 capital 47.4 PW&CC 23% CIB Total capita

ge exposure by business(3) 1,689 9M 2016 30 Sep 2016 Total (FRS assets NCOU 1% Leverage Exposure 1,354 AM 0°o Risk-weighted assets:1' 385 Postbank 11% Postbank 11% AM 10% GM Common Equity Tier 1 capita!'" 42.9 34% PW&CC 15% GM 52% Tier 1 capital 47.4 PW&CC 23% CIB Total capita

0 9700.33 0 -2074.98 0 7625.35 S HBFT Highbridge - Financial Trust Co. CREDIT-SUISSE FIRST BOSTON 8,536 STOCK 10015096 DPBGN.DE Deutsche Postbank -1304 -58314.03 -73647.7 7/25/2006 13837513 BUY 7/25/2006 0.791797 18,933 14,991 605 19,538 13852251 7/28/2006 SEL 0.786658276 EUR EU

9700.33 0 -2074.98 0 7625.35 S HBFT Highbridge - Financial Trust Co. CREDIT-SUISSE FIRST BOSTON 8536.04 STOCK 10015096 DPBGN.DE Deutsche Postbank -1304 -58314.03 -73647.7 7/25/2006 13837513 BUY 7/25/2006 0.791797 18,933 14991.05 604.77 19537.72 13852251 7/28/2006 SEL 0.786658276

25/06 BUY -843,500.00 -843,500.00 584,400.10 91,293.80 13,673.05 64,617.33 36,768.84 -58,314.03 732,439.09 SECURITY DPBGN.DE_CNV - Deutsche Postbank conversion sha EFTA01592314 -18,802 07/18/06 BUY -18,802 12291554 -400 12291554 -200 12291554 -200 12291554 -200 12291554 -200 12291554 -