ination and CRE Syndicated Loans desks. The list will contain all new client adoptions that were executed in the previous quarter. (e.g. 3rd quarter File Review includes new client adoptions executed in the 2nd quarter.) Step 3 - Random selection of files Upon receipt of the new client adoption list, the A

1 File Review Procedures - Step 1 — Communication to Management The AML Unit will notify TMG-QA and CAG (via e-mail or other communication) that a File Review will be executed on AML aspects of new client adoption for the previous month. Step 2 - Obtain a list of TALF borrower new client adoptions for pre