tein Insurance Trust 93 Below are the reasons why we are comfortable with approving this KYC: • Information and supporting documents required by ow AML Policy were provided and reviewed; and as a result, we have an understanding et the structure of the accamtholders, their purpose, the purpose of the accou

7. JEGE LLC 8. JEGE Inc Below are the reasons My we are comfortable with appro./mg this KYC: • Information and supporting documents required by ow AML Policy were provided and reviewed; and as a result, we have an understanding Cl the structure of the accountholders, their purpose, the purpose of the acco

ML controls of new client adoption processes instituted by Global Banking as well as escalation processes for high risk accounts as defined by DBUS AML Policy. The File Review will focus on the functional aspects of the required new client adoption processes surrounding AML compliance including, Customer

ese monthly/quarterly File Reviews are designed to assess controls instituted as well as any escalation for higher risk accounts as defined by DBUS AML Policy. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0066428 CONFIDENTIAL SDNY_GM_00212612 EFTA01372643

sess the AML aspects of New Client Adoption processes instituted by CRE as well as review for escalation for higher risk accounts as defined by DBUS AML Policy. The File Review is applicable to new client adoptions executed in the CRE Loan Origination and CRE Syndicated Loan desks: excluded from the File R

nt adoption processes instituted by Global Markets as well as escalation processes for high risk accounts and Specified Borrowers as defined by DBUS AML Policy and the Term Asset-Backed Securities Loan Facility ("TALF") Requests Desktop Procedure (CAG). The File Review will focus on the functional aspects