From: Vijay-ASawantI Sent: 6/22/2018 5:35:31 AM To: Bradley Gill in I CC: Daphne Cales Subject: RE: 2018 Periodic Review of acct GoldenTree Partner MF1 SPV LLC RELATIONSHIP [II Attachments: Form ADV - Goldentree Asset Mgmt LP.pdf; KYCPrint 01777384.pdf; image001.gif Hi Brad, under GOL

Sawant 7/11/2018 9:10:16 AM Bradley Gill in I Super Ultra Critical Items that require your immediate attention!! RE_ 2018 Periodic Review of acct GoldenTree Partner MF1 SPV LLC (GCISRS61168) under GOLDENTREE RELAT.eml; RE_ 2018 Periodic Review of HIGH RISK acct GoldenTree Asset Management Transportation

nt From: Bradley Gillin Sent: Wednesday, June 20, 2018 2:35 AM To: Vijay-A Sawant < Cc: Daphne Cales < Subject: RE: 2018 Periodic Review of acct GoldenTree Partner MF1 SPV LLC (GCIS#561168) under GOLDENTREE RELATIONSHIP (I) Classification: For internal use only Six. attached requested documents. Ther

To: Bradley Gillin < >; Rodney Macelus < Cc: Daphne Cales < Subject: RE: 2018 Periodic Review of acct GoldenTree Partner MF1 SPV LLC (GCIS#561168) under GOLDENTREE RELATIONSHIP Importance: High Hello Brad/Rodney, Kind reminder of the below request, thanks.

how many years RM personally has known client, etc.): Terri Sohrab met with Neil Scanlon on 05/12/2017 to discuss opening a new deposit account for GoldenTree Partner MF1 SPV LLC. Does Deutsche Bank pay a retrocession or similar : r-1 : Yes IR No compensation to a third party for the introduction of

KYC Print Page 2 of 21 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: GoldenTree Partner MF1 SPV LLC - Deposit Acct Number Of available) Account Manager: tern sohrab What is the purpose of the account (e.g. portfolio managemen

Senior Managing Member and Founding Partner of GoldenTree Asset Management, and heads its Investment Committee as CEO and Chief Investment Officer. GoldenTree is an investment management firm which manages a variety of absolute return strategies which invest in bank debt, high yield bonds, distressed debt,

e sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: GoldenTree Partner MF1 SPV LLC - Type of Entity: Li Foundation/Association O Trust g Company i..1 Estate 0 Partnership Purpose of Entity: O Private Investme

ource, supplier of goods or services)?: Yes K No R Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: GoldenTree is an investment management firm which manages a variety of absolute return strategies which invest in bank debt, high yield bonds, distressed debt

stages. Pending Exclusion II - 2; M - 0 & L - 0 Profile Completion ll - 1; M - 0 & L - 0 Expected to be submitted as soon as dots received for GoldenTree CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0066217 SDNY_GM_002 12401 EFTA01372502