No D. Please summarize any negative results from the database searches indkated above: HARRY BELLER: Approved in KYC 201131624 JEFFREY EPSTEIN: ROC Alert 21 -- Cleared & APPROVED by Chip Packard, Alt Compliance, and Pat Harris PCR Alert it I/2 -- Not our client All Cases Closed SOUTHERN FINANCIAL LL

orwarded by Amanda Kirby on 08/12/2013 05:38 PM -- From: Amanda Kirby To: PWMUS AMLKYC Date: 06/12/2013 10:54 AM Subject Fw: Jeffrey Epstein ROC Alert.Jeffrey Epstein PCR Alert [I] Classification: For internal use only Hi, Please see RDC Alerts below: RDC Alert #1: - This is our client. The acc

requirements obtained? Yes Internet Searches / NLS Yes Did the Internet searches /h/LS uncover any adverse media? Yes Please provide detail ROC Alert on the sole owner of Southern Financial. Has the use of a External vendors been used as directed by the Business? No Please provide a detailed exp