Message From: Casriel, Lyle [ Sent: 6/13/2018 7:31:38 PM To: Lindsay J. Annello [ CC: ; Laura K. Barooshian [ ; Tomkiewicz, Jessica Subject: RE: SB/GM - 2nd Quarter Estimated Taxes My pleasure. From: Lindsay J. Annello Date: Wednesday. Jun 13, 2018. 3:06 PM To: Casr

ate: Monday, Sep 03, 2018, 1:33 PM To: Casriel, Lyle <n nailto: >>, mailto Cc: aa gma < axl <mailt. >>, Laura K. Barooshian <n nailto: >>, Tomkiewicz, Jessica <mailto: Subject: RE: SB/GM - 2nd Quarter Estimated Taxes Hi Lyle, We are in the process of working through the 2018 3rd Quarter estimat

essage From: Sent: To: CC: Casriel, Lyle 9/4/2018 3:19:12 PM Lindsay J. Annello Walker, Christopher ura K. Barooshian ; Shkreli, Juliana ; Tomkiewicz, Jessica ]; Rivas, Elyanna I I; Subject: RE: SB/GM - 2nd Quarter Estimated Taxes Attachments: Angara Tax Summary Interim ao 8.31.18.pdf ; Ramde

I; Klein, Matthew ; McNamara, Sean [- Subject: Volatile Markets Attachments: A bull market resetting, not an ending.pdf Scott/Ghislaine, 1 I; Tomkiewicz, Jessica We are reaching out to let you know we are monitoring data and comments from a variety of sources on the dramatic sell off in equities. We

k, NY 10019 Phone: Fax: From: Casriel, Lyle Sent: Friday, October 12, 2018 11:21 AM To: 'Scott Borgerson' Cc: Stackman, Scott; Klein, Matthew; Tomkiewicz, Jessica; McNamara, Sean; Prost, Brittany Subject: RE: Volatile Markets Adding Brittany. Let's make it Spm. From: Scott Borgerson [mailto: Sent:

ate Wealth Management Phone: Fax: ■ From: Scott Borgerson [mailto Sent: Tuesday, October 16, 2018 7:48 AM To: Stackman, Scott Cc: Casriel, Lyle; Tomkiewicz, Jessica; Klein, Matthew; Prost, Brittany; GMAX Subject: Re: ANGARA: Follow up items This all sounds great. Confirmed. Thank you. sgb Sent from ha

Transfer Confirmed Lyle casriel senior vice President - Investments Private wealth Advisor I Portfolio Manager UBS Private wealth management j; Tomkiewicz, Jessica original Message From: G Max [ Sent: Monday, December 17, 2018 11:15 AM To: Casriel, Lyle Subject: [External] Transfer Lyle, can we

To: Dietz, Denis Cc: Ghislaine Maxwell; Borgerson, Scott; Shkreli, Juliana; Rivas, Elyanna; Walker, Christopher; Ramdeen, Vila]; Prost, Brittany; Tomkiewicz, Jessica Subject: RE: [External] Re: CargoMetrics Compass Fund - Fund Closing 12/31;18 Hi Dennis, Thank you. We just need to verbally confirm with

To: Dietz, Denis Cc: Ghislaine Maxwell; Borgerson, Scott; Shkreli, Juliana; Rivas, Elyanna; Walker, Christopher; Ramdeen, Vijai; Prost, Brittany; Tomkiewicz, Jessica Subject: RE: [External] Re: CargoMetrics Compass Fund - Fund Closing 12/31/18 Iii Dennis, Thank you. We just need to verbally confirm wit

To: Dietz, Denis Cc: Ghislaine Maxwell; Borgerson, Scott; Shkreli, Juliana; Rivas, Elyanna; Walker, Christopher; Ramdeen, Vijai; Prost, Brittany; Tomkiewicz, Jessica Subject: RE: [External] Re: CargoMetrics Compass Fund - Fund Closing 12/31/18 CONFIDENTIAL UBSTERFtAMAR00004167 EFTA00239495 Hi Dennis

ubs.com/privatewealthmanagement From: Scott Borgerson [mailto: Sent: Wednesday, March 06, 2019 11:55 AM To: Casriel, Lyle Cc: Lindsay J. Annello; Tomkiewicz, Jessica; Ramdeen, Vijai; Rivas, Elyanna; Shkreli, Juliana; Walker, Christopher; GMAX Subject: [External] Re: Angara Trust / Montpelier Trust 1099s

ubs.com/privatewealthmanagement From: Scott Borgerson [mailto: Sent: Wednesday, March 06, 2019 11:55 AM To: Casriel, Lyle Cc: Lindsay J. Annello; Tomkiewicz, Jessica; Ramdeen, Vijai; Rivas, Elyanna; Shkreli, Juliana; Walker, Christopher; GMAX Subject: [External] Re: Angara Trust Montpelier Trust 10995 T

Message From: Casriel, Lyle Sent: 4/4/2019 10:46:36 PM To: 'G Max' CC: 'Borgerson Scott' II; Stackman, Scott I I; Tomkiewicz, Jessica Subject: 2019 Tax Planning Guide and Reminder on 2018 IRA Contributions Attachments: 2019 Tax Planning Guide.pdf Ghislaine, Attached is

anagement T From: G Max [mailto:[email protected]] Sent: Tuesday, April 30, 2019 6:17 PM To: Casriel, Lyle Cc: ; Klein, Matthew; McNamara, Sean; Tomkiewicz, Jessica; Stackman, Scott Subject: [External] Re: MAXWELL: IRA Suggestion I agree! Thank you Let me know if you need any paper work signed Best

Message From: Sent: To: CC: Casriel, Lyle 6/20/2019 5:26:54 PM 'G Max' I j; Stackman, Scott I I; Tomkiewicz, Jessica II; McNamara, Sean [ j; Klein, Matthew I I Subject: F0MC Meeting and potential rate cute in July Attachments: US Economic Perspective

Message From: Casriel, Lyle [- Sent: 6/21/2019 2:13:10 AM To: Scott Borgerson CC: GMAX ; Stackman, Scott I I; Tomkiewicz, Jessica J; McNamara, Sean [ J; Klein, Matthew Subject: RE: [External) Re: FOMC Meeting and potential rate cute in July We are getting paid more

kman, Scott [email protected] Klein, Matthew McNamara, Sea Volatile Markets A bull market resetting, not an ending.pdf Scott/Ghislaine, ; Tomkiewicz, Jessica We are reaching out to let you know we are monitoring data and comments from a variety of sources on the dramatic sell off in equities. We

TOR (01/20/1987 -06/072016) 38. Sullivan, Daniel DIRECTOR (01/20/1987 - 11/10/2015) 39. Tiernan, Susan DIRECTOR (01/20/1987 - 06/07/2016) 40. Tomkiewicz, Margaret / Moderate Risk * Associated with Other Companies DIRECTOR (10/08/2013 - 06/07/2016) 41. Whitehead, Susan DIRECTOR (10/08/2013 -06/0