sociate > UBS Financial Services Inc. > Private Wealth Management Original Message > From: G Max > Sent: Monday, July 22, 2019 12:05 PM > To: Rivas, Elyanna > Subject: [External] > Elly, hi need to wire money to AmEx to pay a large bill you have all the information on file as it has a standing

> Hi Ghislaine, > Confirming we received your email. We will review the request below and circle back with an update. > Thank you! > Ely > Elyanna Rivas > Client Service Associate > UBS Financial Services Inc. > Private Wealth Management Original Message > From: G Max > Sent: Monday, July 22,

> UBS Financial Services Inc. > Private Wealth Management Original Message > From: G Max > Sent: Monday, July 22, 2019 12:05 PM > To: Rivas, Elyanna > Subject: [External] > Elly, hi need to wire money to AmEx to pay a large bill you have all the information on file as it has a standing order on

Message From: Rivas, Elyanna [ Sent: 8/2/2018 7:15:49 PM To: 'G Max' [ CC: Shkreli, Juliana SI; Walker, Christopher Subject: RE: MAXWELL: Recurring Transfer Follow Up H

ou a call and left a voicemail, please give us a call back at S. Thank you! Ely <image001.png> CONFIDENTIAL UBSTERRAMAR00003773 EFTA00239114 Elyanna Rivas alent Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 Phone:

Message From: Rivas, Elyanna [ Sent: 8/2/2018 7:15:49 PM To: 'G Max' [ CC: Shkreli, Juliana SI; Walker, Christopher Subject: RE: MAXWELL: Recurring Transfer Fol

te UBS Financial Services Inc. Private Wealth Management Phone: Fax: Original Message From: G Max a Sent: Friday, July 26, 2019 1:05 PM To: Rivas, Elyanna Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman, Heather; Campbell,

a Rivas > Client Service Associate > UBS Financial Services Inc. > Private Wealth Management > Phone: Fax: > Original Message > From: Rivas, Elyanna > Sent: Friday, July 26, 2019 11:02 AM > To: 'G Max' > Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Sco

at 08:38, ' ' < > wrote: > Hi Ghislaine, > Confirming the $308,105.00 wire has been deposited into your main UBS account. > Thank you! > Ely > Elyanna Rivas > Client Service Associate > UBS Financial Services Inc. > Private Wealth Management > Phone: Fax: > Original Message > From: Rivas, Elyanna

l, Lyle ( ; Spellman, Heather [ m] Hi Ghislaine, confirming the 5308,105.00 wire has been deposited into your main UBS account. Thank you! Ely Elyanna Rivas client Service Associate UBS Financial Services Inc. Private wealth Management 1285 Avenue of the Americas, 38th Floor New Yor NY 9 Phone: 8

Message From: Rivas, Elyanna [41 =IMII) Sent: 7/26/2019 3:37:49 PM To: '6 Max' [al] CC: Shkreli, Julian Campbell, Randy [ Subject: RE: MAXWELL: RE: Transfer Ramdeen, Vi

Message From: Rivas, Elyanna [41 =IMII) Sent: 7/26/2019 3:37:49 PM To: '6 Max' [al] CC: Shkreli, Julian Campbell, Randy [ Subject: RE: MAXWELL: RE: Transfer Ra

Message From: Rivas, Elyanna [ Sent: 7/22/2019 8:01:38 PM To: 'G Max' [ CC: Shkreli, Juliana Se; Ramdeen, Vijai [ ; Walker, Christopher ; Traskus, Michelle I; Stackman,

Message From: Rivas, Elyanna [ Sent: 7/22/2019 8:01:38 PM To: 'G Max' [ CC: Shkreli, Juliana Se; Ramdeen, Vijai [ ; Walker, Christopher ; Traskus, Michelle I;

rote: > Hi Ghislaine, > Confirming we received your email. We will review the request below and circle back with an update. > Thank you! > Ely > Elyanna Rivas > Client Service Associate > UBS Financial Services Inc. CONFIDENTIAL UBSTERRAMAR00004435 EFTA00239698 > Private Wealth Management > > Phone

Message From: Rivas, Elyanna Sent: 5/4/2018 4:57:43 PM To: G Max CC: Ramdeen, Vijai Subject: RE: ELLMAX: R Hi Ghislaine, I; Merchant, Ruhi [ Confirming we received you

to arrive in Brian's account due to the nature of the ACH system. Thank you! Ely <image003.pne CONFIDENTIAL UBSTERRAMAR00003624 EFTA00238972 Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 From:

Message From: Rivas, Elyanna Sent: 5/4/2018 4:57:43 PM To: G Max CC: Ramdeen, Vijai Subject: RE: ELLMAX: R Hi Ghislaine, I; Merchant, Ruhi [ Confirming we rec

: > • Hi Ghislaine, > • confirming the $20,000 deposit from Lush has arrived in the TerraMar Project, Inc. account. > • Thank you! > Ely > • Elyanna Rivas > Client Service Associate > • uBS Financial Services Inc. > Private Wealth Management > 1285 Avenue of the Americas, 38th Floor > New York, NY

venue of the Americas, 38th Floor > New York, NY 10019 > Phone: • original Message > From: G Max [mailto: > sent: Tuesday, August > To: Rivas, Elyanna > subject: > > Good morning. we have confirmation from lush that the money was sent so now just want to see if it has arrived. > Thank you if yo

1285 Avenue of the Americas, 38th Floor > New York, NY 10019 > Phone: • original Message > From: G Max [mailto: > sent: Tuesday, August > To: Rivas, Elyanna > subject: > > Good morning. we have confirmation from lush that the money was sent so now just want to see if it has arrived. > Thank

Message From: Rivas, Elyanna Sent: 7/23/2019 3:15:21 PM To: 'G Max' [[email protected]] CC: Shkreli, Juliana lr Campbell, Randy Subject: RE: MAXWELL: Transfer Request H

rote: > Hi Ghislaine, > Confirming we received your email. We will review the request below and circle back with an update. > Thank you! > Ely > Elyanna Rivas > Client Service Associate > UBS Financial Services Inc. > Private Wealth Management > 1285 Avenue of the Americas, 38th Floor > New York, NY 10

Message From: Rivas, Elyanna Sent: 7/23/2019 3:15:21 PM To: 'G Max' [[email protected]] CC: Shkreli, Juliana lr Campbell, Randy Subject: RE: MAXWELL: Transfer R

iate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 381° Floor New York, NY 10019 Phone: Fax: From: Rivas, Elyanna Sent: Friday, July 26, 2019 2:06 PM To: 'G Max' Cc: Shkreli, Juliana; Rarndeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Ca

islaine, As discussed, the $150,000.00 wire to the Cohen and Gresser LLP Attorney Escrow Account at JP Morgan is completed. FED 11 Thank you! Ely Elyanna Rivas CONFIDENTIAL UBSTERRAMAR00004484 EFTA00239747 Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of t

e Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 381° Floor New York, NY 10019 Phone: Fax: From: Rivas, Elyanna Sent: Friday, July 26, 2019 2:06 PM To: 'G Max' Cc: Shkreli, Juliana; Rarndeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman,

management • origi nal message > From: G Max [mail to :gmaxl@el lmax. com] > Sent: Friday, August 02, 2019 10:23 AM > To: Casriel, Lyle; Rivas, Elyanna > subject: [External] Re: Transfer > • Good morning > Can you please wire for S100,000. The wiring instructions are below. The money is for lega

wealth management • origi nal message > From: G Max [mail to :gmaxl@el lmax. com] > Sent: Friday, August 02, 2019 10:23 AM > To: Casriel, Lyle; Rivas, Elyanna > subject: [External] Re: Transfer > • Good morning > Can you please wire for S100,000. The wiring instructions are below. The money is

The 5100,000 wire to the Haddon, Morgan and Foreman, P.C. , COLTAF Trust Account at Wells Fargo is completed. > FED # > • Thank you! > Ely > • Elyanna Rivas > Client Service Associate > • UBS Financial Services Inc. > Private wealth management • origi nal message > From: G Max [mail to :gmaxl@el lma

Message From: Rivas, Elyanna [ Sent: 7/31/2019 2:48:02 PM To: 1G Max' [ CC: Ramdeen, Vijai j; Walker, Christopher [ I; Traskus, Michelle ; Stackman, Scott ; Casriel, Ly

at 08:38, ' ' < > wrote: > Hi Ghislaine, > Confirming the $308,105.00 wire has been deposited into your main UBS account. > Thank you! > Ely > Elyanna Rivas > Client Service Associate > UBS Financial Services Inc. > Private Wealth Management > Phone: S Fax: > Original Message > From: Rivas, Elyann

Message From: Rivas, Elyanna [ Sent: 7/31/2019 2:48:02 PM To: 1G Max' [ CC: Ramdeen, Vijai j; Walker, Christopher [ I; Traskus, Michelle ; Stackman, Scott ; Ca

th Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 Original Messa e From: G Max Sent: Monday, Ju y 22, 2019 12:55 PM To: Rivas, Elyanna Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman, Heather; Campbell,

5 Avenue of the Americas, 38th Floor > New York, NY 10019 Original Message > From: G Max [ > Sent: Monday, July 22, 2019 12:05 PM > To: Rivas, Elyanna > Subject: [External( > Elly, hi need to wire money to AmEx to pay a large bill you have all the information on file as it has a standing order on

rote: > Hi Ghislaine, > Confirming we received your email. We will review the request below and circle back with an update. > Thank you! > Ely > Elyanna Rivas > Client Service Associate > UBS Financial Services Inc. > Private Wealth Management > 1285 Avenue of the Americas, 38th Floor > New York, NY 10

To: CC: Subject: Attachments: Ladd, 3/15/2017 8:58:27 PM Ramdeen, Vijai RE: MAXWELL: RE: transfer MAXWELL • ACH Form To Sign.pdf I; Rivas, Elyanna ; Ladd, Molly Please find the ACH form for Ghislaine to complete attached. Please return via email (PDF} once executed. As discussed with Ghislain

Sent: To: CC: Subject: Attachments: Ladd, 3/15/2017 8:58:27 PM Ramdeen, Vijai RE: MAXWELL: RE: transfer MAXWELL • ACH Form To Sign.pdf I; Rivas, Elyanna ; Ladd, Molly Please find the ACH form for Ghislaine to complete attached. Please return via email (PDF} once executed. As discussed with

5 Avenue of the Americas, 38th Floor New York, NY 10019 From: Ladd, Molly Sent: Wednesday, March 15, 2017 2:34 PM To: Cc: Ramdeen, Vijai; Rivas, Elyanna; Ladd, Molly Subject: MAXWELL: RE: transfer i. Ghislaine is in a meeting and let us know she would call back for these verbal confirmations. We wi

nt 1285 Avenue of the Americas, 38th Floor New York, NY 10019 From: Ladd, Molly Sent: Wednesday, March 15, 2017 2:34 PM To: Cc: Ramdeen, Vijai; Rivas, Elyanna; Ladd, Molly Subject: MAXWELL: RE: transfer i. Ghislaine is in a meeting and let us know she would call back for these verbal confirmatio

Message From: Ladd, Molly I Sent: 1/31/2017 9:34:26 PM To: G Max [- CC: Shkreli, Juliana I I; Ramdeen, Vijai I ; Ladd, Molly ; Rivas, Elyanna I; Stackman, Scott I- Casriel, Lyle [ -]; Gutierrez, Matthew I j; Klein, Matthew Subject: MAXWELL: Wire Ghislaine, As discussed, this $260,00

Message From: Ladd, Molly I Sent: 1/31/2017 9:34:26 PM To: G Max [- CC: Shkreli, Juliana I I; Ramdeen, Vijai I ; Ladd, Molly ; Rivas, Elyanna I; Stackman, Scott I- Casriel, Lyle [ -]; Gutierrez, Matthew I j; Klein, Matthew Subject: MAXWELL: Wire Ghislaine, As discussed, thi

nt 1285 Avenue of the Americas, 38th Floor New York, NY 10019 From: Ladd, Molly Sent: Thursday, March 16, 2017 10:57 AM To: Cc: Ramdeen, Vijai; Rivas, Elyanna; Shkreli, Juliana; Ladd, Molly Subject: RE: MAXWELL: RE: transfer Thank you! We will confirm once the form has been accepted and the trans

Message From: Ladd, Molly Sent: 3/16/2017 5:39:22 PM To: CC: Ramdeen, Vijai • Rivas, Elyanna I; Ladd, Molly Subject: RE: MAXWELL: RE: transfer As discussed, we will move forward with sending out the $1,875.00 ACH transfer to Brian Yurasit

add Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 ; Rivas, Elyanna CONFIDENTIAL UBSTERFtAMAR00003087 EFTA00238478

ient Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 ; Rivas, Elyanna CONFIDENTIAL UBSTERFtAMAR00003087 EFTA00238478

Message From: Shkreli, Juliana Sent: 4/21/2017 2:02:53 PM To: CC: G Max Subject: RE: Maxwell transfer Rivas, Elyanna I ; Ramdeen, Vijai j confirming we see a S85,000.00 withdrawal from the NYS and a $20,000.00 withdrawal from Pass. Have a great weekend! Thanks,

Message From: Shkreli, Juliana Sent: 4/21/2017 2:02:53 PM To: CC: G Max Subject: RE: Maxwell transfer Rivas, Elyanna I ; Ramdeen, Vijai j confirming we see a S85,000.00 withdrawal from the NYS and a $20,000.00 withdrawal from Pass. Have a great weekend!

Message From: Ladd, Molly Sent: 4/18/2017 2:22:35 PM To: CC: Shkreli, Juliana Ramdeen, Vijai I I; Rivas, Elyanna I; Ladd, Molly Subject: RE: Maxwell details As discussed, we will await confirmation from you for the total amount that should be transf

Message From: Ladd, Molly Sent: 4/18/2017 2:22:35 PM To: CC: Shkreli, Juliana Ramdeen, Vijai I I; Rivas, Elyanna I; Ladd, Molly Subject: RE: Maxwell details As discussed, we will await confirmation from you for the total amount that should be transferred fro

ient Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 ; Rivas, Elyanna CONFIDENTIAL UBSTERFtAMAR00003116 EFTA00238504

add Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38th Floor New York, NY 10019 ; Rivas, Elyanna CONFIDENTIAL UBSTERFtAMAR00003116 EFTA00238504