- Aulana Peters, former Commissioner of the SEC - Harvey L. Pitt, former Chairman of the SEC - Judge Stanley Sporkin, former Director of the SEC's Division of Enforcement, former CIA General Counsel and former federal judge Risk management team • 35+ professionals dedicated to specific strategies' As of August 31, 2

esponsible for civil enforcement of the FCPA over issuers and their officers, directors, employees, agents, HOUSE_OVERSIGHT_022506 FCPA Unit Chief Division of Enforcement U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Online: Tips, Complaints, and Referrals website http://www.sec.gov/

S IN YOUR COMPLIANCE AND ETHICS ProGram (2011) at 1; THe ErHics AND COMPLIANCE HANDBOOK, supra note 317, at 111-23. 321 Stephen M. Cutler, Director, Division of Enforcement, SEC, Jone at the Top: Getting It Right, Second Annual General Counsel Roundtable (Dec. 3, 2004), available at http ://www.sec.gov/news/speech/ spch1