d Terms Used Herein 3(0(1) or 3W(/) Company Agreements Beneficial Interest CAI and CAI Statement Capital Contribution CFC CFTC Closing Code Collective Investment Account Control Securities Covered Broker Dealer Covered Non-Public Company FRISA An entity that is accepted from the definition of an 'inves

(1) Company Agreements Beneficial Interest CAI and CAI Statement Capital Call Capital Commitment Capital Contnbution CFC CFTC Closing Code Collective Investment Account Control Securities Covered Broker Dealer Covered Non Public Company ERISA financial Advisor FINRA Fund Agreement Fund Parties This

who has authority to buy or sell securities for a bank, savings and loan institution, insurance company, investment company, investment advisor, or Collective Investment Account. "Collective Investment Account" means any hedge fund, investment partnership, investment corporation, or any other collective investment