WM Americas 345 Park Avenue, 24th Fl 10154-O004 New York, NY, USA Tel.MMEMM Fu.1646861.98m Erna Rtirsiowlygepon. CONFIDENTIAL - PURSUANT TO FED. R. CRIM.

WM Americas 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Texl. Fax •4/911.1 1 Ema <irnage003.gif> This communication may contain confidential and/

WM Americas 345 Park Avenue, 24th Fl 101 - . NY, USA Tel. Fax Email PettsierwfaPeepinft From: Michele Garcia On Behalf Of TheBranch Staff Sent: Wednesda

: For IMernal use only Hi — They will pick up the euros tomorrow. Thank you Best, Amanda Kirby Amanda Kirby Deutsche Bank Trust Company Amencas WM Americas 345 Park Avenue, 24th Fl 10154- w Y rk NY, USA Tel. Fax ♦1 646 863-9836 Email Peercierpcter Pe-Jima From: bellaklein Sent: Wednesday, July

alive missed anything Kind regards, Daphne Cales Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Amencas WM Americas 345 Park Avenue 10154-0004 New York. NY. USA Tel Fax Mobil Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0032478 CONFIDENTIA

Best, Amanda Kirby fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Amanda Kirby Deutsche Bank Trust Company Americas EFTA01352098 WM Americas 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email {https://brandportal.intranet.db.com/img/modules/claim.gif} EFTA01352099

ved and I will notify the client. Thank you Best, Amanda Kirby <image002.gif> Amanda Kirby Deutsche Bank Trust Company Americas EFTA01352173 WM Americas 345 Park Avenue, 24th Fl 1015 NY, USA Tel. Fax +1 646 863-9836 Email <image003.gif> From: Michele Garcia On Behalf Of TheBranch Staff Sent:

WM Americas 345 Park Avenue, 10154-0004 New York, NY, USA # Po sit i ve I m pact From: Nina Tona Sent: Thursday, June 20, 2019 11:29 AM To: Jamaal Bushara

nal use only I tell them the cutoff is 4:15 but wires can go out until 5:30 Best, Amanda Kirby Amanda Kirby Deutsche Bank Trust Company Amencas WM Americas 345 Park Avenue. 24th Fl 1 01 54-0004 New York, NY. USA Pagreitn,-ta Peefonn, From: .3j Litchford Sent: ThurSday, September 10, 2015 4:19 PM To

EEA Client Identification The European Economic Area is not a target market for WM Americas, thus EEA accounts are limited (case by case) and should follow the proper approval process and controls. These limited EEA accounts must always be

Wolfram and Michael Off this morning — and their suggestions were very similar to those offered by Emily. 1. Review CAF and Rep Risk decisions for WM Americas client onboardings 2. Review HR clients where "Negative Media" contributed to the high risk rating. How do we review the risk calculations to dete

Kind regards, Daniel Eisenberg Daniel Eisenberg Deutsche Bank Trust Company Amencas WM Americas - ew York, NY, USA Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073664 CO

back to you shortly. Kind regards, Daphne Cales Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas Inillew York, NY, USA Original Message From: Natalie Barak Sent: Thursday, April 04, 2019 11:08 AM To: Brigid Macias Daphne Cales < ; Stewa

ate 0063200001oPRL5 00000490358 Telecom Oldfield Markets Kind regards, Daniel Eisenberg Daniel Eisenberg Deutsche Bank Trust Company Amencas WM Americas 345 154-0004 New York. NY, USA Tel Fax Mobi Email Securities offered through Deutsche Bank Securities Inc SOUTHERN FINANCIAL RELATIONSHIP

tranet.db.com/img/modules/logo.gif} Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas EFTA01398287 WM Americas 345 Park Avenue, Tel. Fax Mobile Email 10154-0004 New York, NY, USA {https://brandportal.intranet.db.com/img/modules/claim.gif} EFTA01398288

countries where client services will be retained or discontinued. Key Considerations for EEA clients/accounts: The EEA is not a target market for WM Americas. On-boarding new EEA clients or opening new EEA accounts will be limited (on a case by case basis) and should follow the proper approval process an

EEA Retain — Project Documentation Background: As a result of the regulatory environment in the EEA, WM Americas decided to further analyze its current EEA account population and identify relationships/accounts meeting financial thresholds established by mana

ith Wolfram and Michael Off this morning — and their suggestions were very similar to those offered by Emily. Review CAF and Rep Risk decisions for WM Americas client onboardings Review HR clients where "Negative Media" contributed to the high risk rating. How do we review the risk calculations to determin

om a WM Capital Markets perspective as I already discussed with Dan several times, at least for OTC Derivs, but then some non-KCP eligible clients (WM Americas has 316 OTC clients into GM systems) might get caught in the system. It's all very technical, but we need to urgently review with Dan and you and

WM Americas 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email cimage003.gif> This communication may contain confidential and/or privileg