USA Tel. Fax &nal Securities offered through Deutsche Bank Securities Inc. — Forwarded by Amanda Kirby/db/dbcom on 06/12/2013 10:52 AM -- From: PWM BIS-Research/db/ To: Amanda Kirby/d Cc: PWMUS AMLKY Date: 05/29/2013 11:43 AM Subject: Jeffrey Epstein _RDC Alert,Jeffrey Epstein_PCR Alert II] SDNY_GM_0

On Behalf Of PWM BIS-Research Sent: Friday, August 17, 2018 5:37 PM To: Mayur Rathod <[email protected]> Cc: PWMUS AMLKYC <[email protected]>; PWM BIS-Research <[email protected]> Subject: RDC Alert_ L. Hello Attached is an alert for the party mentioned above. Please note that clearance from compli

. USA Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. — Forwarded by Amanda Kirby/10m) on 06/12/2013 10:52 AM --- From: PWM BIS-Research/d To: Amanda Kirby/db Cc: PWMUS AMLKYC/d Date' 05/29/2013 11:43 A Subject: Jeffrey Epstein _RDC Alert,Jeffrey Epstein_PCR Alert ll] SDNY_GM_

SA Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. — Forwarded by Amanda Kirby/db/dbcom on 06/12/2013 10:52 AM --- From. PWM BIS-Research/db/dbcom DBAPA To Cc: PWMUS AMLKYCklb Date: 05/29/2013 11.43 AM Subject Jeffrey Epstein _RDC Alert.Jeffrey Epstein_PCR Alert III CONFIDENTIAL

Deutsche Bank Trust company Americas 345 Park Avenue, 27th Fl New York. NY. USA. 10154-0004 (Embedded image moved to file: pic18114.gif) From: PWM BIS-Research/d To: Amanda Kirby/db Cc: PWM BIS-Research/c Date: 10/09/2013 03:40 PM Subject: Re: Research for Hyperion Air, Inc Classification: Public H

2008. I requested research after below had already been cleared in the last WIC. Please is the prior clearance. From: Urvashi Lavania On Behalf of PWM BIS-Research Sent: Friday, February 06, 2015 9:52 AM To: Amanda Kirby Cc: PWMUsir m Subject: rdc alert [I] Classification: For internal use only Hello Octo

Petstrdtri ,MT Peeffrekst From: Anshu Parashar Sent: Friday, October 02, 2015 9:06 AM To: Jj Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the thre

nue. 24th Flow Ne 10154 Tel Moth e Enmil PASItien,ler Peiftww. From: Anshu Parashar Sent: Friday, October 02, 2015 9:06 AM To: ij Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Hi 1j, Below cases were duplicate, so we have rejected them. Will we send all the thre

e. 24th Floor New 10154 Tel Mobil Email Pagg-itrf,•• fa Pairtnn From: Anshu Parashar Sent: Friday, October 02, 2015 9:06 AM To: Jj Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the thre

Park Avenue. 24th Floor New 10154 Tel. Mob Email <image006.gif, From: Anshu Parashar Sent: Friday, October 02, 2015 9:06 AM To: ij Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the thre

4th Floor New • 10154 Tel. Mobil Email Pascien---itr Pe/Toon. From: Anshu Parashar Sent: Friday, October 02, 2015 9:06 AM To: Jj Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the thre

To: Jj Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the thre

Mahndra World City SEZ. 302029 Jaipur, India Email <image004.png> From: Jj Litchford Sent: Friday, October 02, 2015 8:51 PM To: Anshu Parashar; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only Hi Anshu-- Do you have an ETA on when this will

From: Akshay Daver Sent: 10/5/201510:12:08 AM To: Jj Litchford Anshu Parashar CC: PWM BIS-Research I lil lag li Subject: RE: URGENT- Mort, Inc. Research [II Classification: For Interns use only Hi Jj, All the research have been completed and s

th Floor New York New York 10154 Tel. Mob! Email <imaee006.gif> From: Anshu Parashar Sent: Friday, October 02, 2015 9:06 AM To: ii Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the thre

moved to file: pic11126.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Amanda Kirby/d-on 11/14/2014 10:52 AM From: PWM BIS-Research/db/ To: Amanda Kirby/db Cc: PWMUS AMLKYC/db Date: 11/14/2014 10:08 AM Subject: Richard Kahn rdc and per alert [I] Classification: For intern

013 as the below had already been cleared in the last KYC. Please clear again. Attached is the prior clearance. From: urvashi Lavania On Behalf of PWM BIS-Research Sent: Friday, February 06, 2015 9:S2 AM TO: Amanda Kirby Cc: PWMUS AMLKYC Subject: rdc alert [I] Classification: For internal use only Hello

ahndra World City - SE2. 302029 Jaipur. India Email <image004.png> From: Jj Litchford Sent: Friday, October 02, 2015 8:51 PM To: Anshu Parashar; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For Internal use only Hi Anshu-- Do you have an ETA on when this will

tsche Bank Trust Company Americas (Embedded image moved to file: pic14908.gif) Forwarded by Amanda Kirby/db/dbcom on 10/08/2013 01:25 PM From: PWM BIS-Research/db/dbcomODBAPAC To: Cc: PWMUS AMLKYC/db Date: 10/07/2013 03:52 PM Subject: RDC ALERT - [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

[email protected] From: Vikram-D Singh On Behalf Of PWM BIS-Research Sent: Thursday, May 31, 2018 10:37 AM To: Vijay-A Sawan Cc: PWMUS AMLKYC PWM BIS-Research <[email protected]> Subject: Fircosoft Alert _ Darren K Indyke Hello, Attached is an alert for the party mentioned above. Please note that c