-MI14 One 011Wifissa.Mest71 Ilriefalk. NY ISM [AOG Otri)250-092.5 SOX Verification Completed: Last Update: to/28/to DB AuthOrtnibOn arty Moms. Josh Rosen CONFIDENTIAL SDNY_GM_00038672 CONFIDENTIAL - PURSUANT TO FED R. CRIM. P. 6(e) DB-SDNY-0001496 Erl'A_0014928 I EFTA01283044 Deutsche Asset &

pleted: Privacy Notice given to client by: Fax Mail In Person Last Update: to/28/to Account Opening Officer OS Authonzation C011 airy Moms. Josh Rosen EFTA01282345 C) z m 0 rr C z zz C rn m C) 23 -0 a 0 TZ t l m 1 JZ 6ba£000- INO- ANGS Deutsche Asset & Wealth Management Worldw

Chip Packard, Michael Davis or Kim Hart; Investment Management — Benjamin Pace; Alex Brown — Haig Ariyan) ...3-a• • roduct Mgmt (Barry Morris or Josh Rosen) Custody Product Mgmt (Barry Moths or Josh Rosen) For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DS-SDNY4001510 EFTA_00

rs — Chip Packard, Michael Davis or Kim Hart; Investment Management — Benjamin Pace; Alex Brown — Haig Ariyan) sto roduct Mgmt (Barry Morris or Josh Rosen) Custody Product Mgmt (Barry Morris or Josh Rosen) For internal use only EFTA00169203 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Private

• Charles Hoffarth Erin O-Rourke ; Mary C Keaveney ; Michael-J Davis Michael S Jacoby [email protected] Charlie Burrows Daphne Gales I Josh Rosen Salta Medina Irina Yablochnik Ankur Shah I I • Janice Franklin ; Armen Brash Liz Fitzgerald ; Diana Canter Subject: Monthly Annual Client Up

iana Canter ; Sarita Medina ; Armen Brash ; Charlie Burrows ; Erin O-Rourke ; Janice Franklin ; Lina M Arias I; Michael-1 Davis ; Zia Memon ;Josh Rosen ; Liz Fitzgerald Subject: Monthly Annual Client Update Reports - November [I) Attachments: 2014 November - ACUs Due Within 30 Days.xlsx; 2014 Nov

en ALGONQUIN ADVISORS LLC RELATIONSHIP Ernest 0 0 James Zahringer Josh Rosen FH EMERGING MARKETS DEBT FUND, L.P. RELATIONSHIP 0 Jerry Aroneo Josh Rosen BURWEN FAMILY RELATIONSHIP Burwen, David M. CENTRE PARTNERS ele-M Quattrocchi CENTRE PARTNERS attrocchi GORDON, MICHAEL ey Brenda Guerrier

O-Rourke Lina M Arias Andrew Gallivan Mary C Keaveney Charles Hoffarth Michael-J Davis Michael S Jacoby Charlie Burrows Cc: Daphne Cales >, Josh Rosen < >, Sarita Medina Irina Yablochnik Ankur Shah Janice Franklin < >, Armen Brash >, Liz Fitzgerald Diana Canter Classification: For internal

val N/A No-diff Andrew Farkas 0033000000Uhz75AAB Prospect Andrew Farkas [NULL] [NULL] [NULL] [NULL] [NULL] [NULL] [NULL] Farkas, Andrew [NULL] Josh Rosen Inactive N/A Dupe Alan Frankel 0003000000Bs0I3EAJ Lead Alan Frank Business 1000 Wilshire Blvd. Los Angeles CA 90017-2472 Frank, Alan [

lth Management 345 Park Avenue, 24th Floor New York NY 10154 Tel Fax Mobi Emai Securities offered through Deutsche Bank Securities Inc. From: Josh Rosen Sent: Friday, March 21, 2014 4:14 PM To: Melissa Pressl Cc: Kimberly Hart; Andrew Gallivan Subject: 2008 1099 Recipients - Addresses [I] Classi