: list all existing and new accounts invoked in this relationship Legal Entity Account(s) Cunt Name / Number Opening Date (ntended/adual) I O Southern Finandal, LLC 8/19/2013 2 El Southern Financial, LLC 8/19/2013 3 RI Southern Trust Company, Inc. 8/19/2013 4 12 Southern Trust Company, Inc. ti19

relationship Legal Entity Account(s) Account Name! fainter Opening Date (Intended/actual) 1 LSE LW - 42959295 - DDA-42959295 2/25/2015 2 2 Southern Finandal LLC - 77000457 - DDA-7/00095/ 2/27/2017 3 2 Southern Finandal LLC - N46023804 - D851144G023804 8/2612013 Who 6 the primary CCIltiCt person or

ided outside of his/her COUNT). of nationality for S years or more. o Yes O No ProfineaVOcapatim Setf Erg:dyed Tax ID! SSN: Current Employer: Southern Finandal U_C Poseknilltle/Rank: President Address of crackle': Does the person work as servo executive of a DB-recognized regulated entity in the financia

d outside of his/her country of nationality fix 5 years or nxte? O yes O No Profinsam/Ocapatim: Self Errpolyei Tax ID / SSN: Curent Employer: Southern Finandal LLC PositkoffitleRank: President Address of employer: 6100 Red Hook Quarter B3 St. Thanes United States 00802 Does the person work as senio exec

ded outside of his/her country of nationality for 5 years or more? O yes t No Profession:Occupation. Lawyer Tax ID .' SSN Current Employer: Southern Finandal LLC PositioniTitie:Rank Address of employer: Does the person work as senior executive of a DB-recognized regulated entity in he financial industr

ded outside of his/her country of nationality for 5 years or more? O Yes V. Na Professon' Occupation. Lawyer Tax ID .' SSN Current Employer: Southern Finandal LLC Position.Title: Rani Address of employer: United States 10022 Does the person work as senior executive of a DB-recognized regulated entity in

outhern Finarm! Amount $10,397,099.07 Wire instruction% The Bark of New York ABA: 021000318 A/C A/C Name: Pershing, LW uric A/C ~I A/C Name: Southern Finandal, EEC From: Dubov, Anastasia X Sent Tuesday, February 18, 2014 1:28 PM To: PB-Service1318 Cc: Barrett Team; Nelson, Justin D Subject Southern Fin