New York, NY 10022 Phone Fax Cell Begin forwarded message: From: Delores Rubin • Date: May 23, 2017 at 7:42:17 AM EDT To: Richard Kahn st Cc: Stewart OldfieId Subject: RE: Rothschild ICI Hello Richard, > , Tazia Smith , Vahe Stepanian , Matt Glassman Sorry for the delayed response. I am one of the DB

Tel. Fax Email centhia.rodriquezedb.com From: Richard Kahn Sent: Wednesday, December 28, 2016 3:51 PM To: Cynthia Rodriguez Cc: Stewart OldfieId; Darren Indyke; Bella Klein Subject: Fwd: 3 wires please call darren to confirm thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenu

about working smaller size. Speak Soon, Tazia Cel From: Tazia Smith Sent: Tuesday, May 23, 2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart OldfieId; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Rich - Just tried callin ou. Please call Delores directly if you have follow through o

ecurities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York, NY, USA Tel. Email I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart OldfieId Prepared on 05/14/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable,

ncial (Ii zlnaPdf Classification. For internal use only From: Richard Kahn [mailto Sent: Friday, October 21, 2016 12:35 PM To: Darlene Zong Cc: Stewart OldfieId Subject: Fwd: QIB - Southern Financial please call me with any questions thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th F

Hi Rich — Received. Reviewing. Be back From: Richard Kahn [mailtoa Sent: Monday, May 22, 2017 10:59 AM To: Tazia Smith Cc: Stewart OldfieId Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th

7/15:2019 KYC Print 2. Account Ownership Summary Account Name: Butterfly Trust - MBA Acct. Number (lava(gable) Account Manager: Stewart OldfieId What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? T

7/15:2019 KYC Print 2. Account Ownership Summary Account Name: Neptune LLC - - DDA Acct. Number afabeffablel Account Manager: Stewart OldfieId What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? T

anagement 345 Park Avenue 10154.0004 New York, NY, USA From: Richard Kahn Sent: Tuesday, May 30, 2017 8:22 AM To: Delores Rubin Cc: Tazia Smith Stewart OldfieId ; Vahe Stepanian CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078750 CONFIDENTIAL SDNY_GM_00224934 EFTA01380352

From: Rodney Macelus Sent: 6/13/2018 5:58:23 PM To: Terri Sohrab ; Stewart OldfieId ; Bradley Gillin Subject: CDD Update Attachments: CDD Forms_Sohrab_Oldfield_Gillin.xlsx; Fincen CDD Form_Certification_Regarding_8eneficial_Owne

From: Stewart OldfieId Sent: Wednesday. To: Vijay-A Saw ant Cc: Bradley Gilli Richard larossi Subject: Southern mancia Vijay, Have we had any feedback on the lasted

know. >> —Original Message— » From: Richard Kahn linailts >> Sent: Thursday. July 21. 2016 11:30 AM >> To: Vahe Stepanian >> Cc: Stewart OldfieId; Jeanne Brennan >> Subject: Haze N46024943 >> we are expecting a wire tomorrow or monday - approximately 5,960,000 >> can you please confirm when

ce: Neptune account xxx3424 Hello Team, Please let me know if payment was rejected. Thank you, Bella Natalie Barak On May 17, 2019, at 12:12 PM, Stewart OldfieId wrote: Copying Brigid and Natalie. Thanks opil From: Bella Klein [maiIt Sent: Friday, May 17, 20 : To: Stewart 0ldfiel Cc: Richard Kahn c Sub

ew York, NY, USA Tel. +1 212 454.0860 Emai From: Richard Kahn Imailto Sent: Tuesday, May 30, 2017 8:22 AM To: Delores Rubin Cc: Tazia Smith a; Stewart OldfieId ‘: >; Vahe Stepanian >; Matt Glassman ; Davide-A Sferrazza Subject: Re: Rothschild [C] Thanks you for update. Any indication where a 100,000 sh

From: Richard Kahn Sent: 9/1/2017 6:43:27 AM To: Vahe Stepanian CC: Darren Indyke [ ; Stewart OldfieId can you please sell the following positions at market this am. Thank you and please call Darren to confirm. 700 GoDaddy 1000 Santander USA 1500

patience. Paul Morris Managing Director Deutsche Bank Private Bank MIS From: Richard Kahn [m Sent: Friday, January 22, 20 To: Paul Morris Cc: Stewart OldfieId Subject: New account can you please call me as i would like paperwork today to open a new checking account thank you Richard Kahn HBRK Associat