ct in preparing and submitting reports on BNY Mellon's compliance with regulatory requirements in 2011, the FRC said. The reports were submitted to the Financial Services Authority, a former regulator for the financial services industry that was replaced by the Financial Conduct Authority and the Prudential Regulation Authority

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istered in England and Wales with number 2035362. Registered office: I Finsbury Avenue, London EC2M 2PP. UBS Limited is authorised and regulated by the Financial Services Authority. UBS AG (London Branch) is registered as a branch of a foreign company under number BR004507, whose registered office is at I Finsbury Avenue, Lon

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