ars later, in 2004, Mr. Staley orchestrated a deal in which JPMorgan bought a majority stake in Highbridge. Mr. Dubin, and the Highbridge co-founder Henry Swieca, became JPMorgan employees. It is not clear whether or how Mr. Epstein was compensated for helping broker that deal. "Mr. Staley has never engaged

of the Fund's investment manager. Statement of the Claim 23. In 2002, Epstein was introduced to Daniel Zwim by Glenn Dubin. Dubin and his partner Henry Swieca started Highbridge Capital, a very successful investment management firm. Epstein had a long-standing relationship with Dubin and Higbridge, who pr

cted to be fully operational. Dubin is best known for establishing Highbridge, a multi-strategy hedge fund operation, in 1992 with childhood friend Henry Swieca. In 2004, they sold a control- ling stake to J.P. Morgan, and in 2009 the bank bought their remaining interests in the firm. J.P. Morgan reportedly

director and the senior portfolio manager of the Special Opportunities Group at Highbridge. B. DBZ Background In 2002, Mr. Zwirn, Mr. Dubin, and Henry Swieca (Mr. Dubin's business partner) established Highbridge/Zwim Capital Management, LLC ("Highbridge/Zwim") as a separate management company to carry ou

ade that statement to Mr. Susman. 8. Although Dubin & Swieca Asset Management was a partner in Zwirn's management entities, we do not know whether Henry Swieca was involved at all. 9. According to Mr. Zwirn, Mr. Dubin was notified that Mr. Epstein's redemption was not consistent with Mr. Zwirn's understan

ade that statement to Mr. Susman. 8. Although Dubin & Swieca Asset Management was a partner in Zwim's management entities, we do not know whether Henry Swieca was involved at all. 9. According to Mr. Zwirn, Mr. Dubin was notified that Mr. Epstein's redemption was not consistent with Mr. Zwim's understand

1008645v1/011585 EFTA00586235 Statement of the Claim 22. In 2002, Epstein was introduced to Daniel Zwim by Glenn Dubin. Dubin and his partner Henry Swieca started Highbridge Capital Corporation, a very successful investment management firm. Epstein had a long-standing relationship with Dubin, and High

t of money that was managed by Daniel B. Zwim ("Zwim") and his investment management company, D.B. Zwirn & Co, L.P. As well, Dubin and his partner, Henry Swieca, owned a significant portion of D.B. Zwim & Co., L.P. 4. Financial Trust Company, Inc. ("FTC"), which I understand was owned by Jeffrey Epstein,

that JPMorgan purchased 10:45:49 6 Highbridge. 7 A. I believe 50 percent. 8 Q. And who owned the other 50 percent? 9 A. I believe it was Henry Swieca. 10 Q. Did he also meet with JPMorgan, to your 10:46:00 11 knowledge? 12 A. I don't know. 13 Q. Was he an active partner in Highbridge? 1