to be returned, the Dubin and Sweica interests reduced, and EFTA00731084 again we are told that an agreement was entered into that the Dubin and Swieca interests also be paid out under a separate agreement We understand that to date, all the monies owed to Dubin and Swieca have not been fully paid,

paid out under a separate agreement We understand that to date, all the monies owed to Dubin and Swieca have not been fully paid, so that Dubin and Swieca still retains an interest in the Zwirn business. • In October 2006, Zwirn called me to alert me to the fact he had terminated Perry Gruss as CFO

to be returned, the Dubin and Sweica interests reduced, and EFTA00587573 again we are told that an agreement was entered into that the Dubin and Swieca interests also be paid out under a separate agreement We understand that to date, all the monies owed to Dubin and Swieca have not been fully paid,

paid out under a separate agreement We understand that to date, all the monies owed to Dubin and Swieca have not been fully paid, so that Dubin and Swieca still retains an interest in the Zwirn business. • In October 2006, Zwirn called me to alert me to the fact he had terminated Perry Gruss as CFO

rom September 06 through May 30, 2007 Carolyn Rubin works with SEC examiners to complete SEC Audit of HCM. In Rubin's complaint against HCM, Dubin, Swieca and others, Rubin alleges that "Rubin was not informed of internal meetings and meetings with outside counsel, discussions and internal preparation

um of the Fund. On page 14,"Although HCM (Highbridge Capital Management, LLC) is a Member of the Trading Manager, neither HCM nor Messrs. Dubin or Swieca have any authority or discretion over the operations or investments of the Trading Manager, the Fund, or the Non-U.S. Fund. Mr. Ziwrn has sole disc

From: Lesley Groff To: "[email protected]" [email protected]> Subject: Reminder Date: Mon, 30 May 2011 13:18:40 +0000 Reminder Condren and Swieca Sent from my iPhone EFTA00714651

introduction years earlier between people who could have met many different ways, given their Wall Street connections. Asked about this, Mr. Swieca said he and Mr agreed to the transaction's terms, including fees. On deal documents, Mr. Epstein was listed as an adviser on the Highbridge side, a

From: Lesley Groff < Sent: Monday, May 30, 2011 1:19 PM To: [email protected] Subject: Reminder Reminder Condren and Swieca Sent from my iPhone <?xml version="1.0" encoding="UTF-8"?> <!DOCTYPE plist PUBLIC "-//Apple//DTD PLIST 1.0//EN" "http://www.apple.com/DTDs/Propert

From: Lesley Groff Sent: Monday, May 30, 2011 1:19 PM To: [email protected] Subject: Reminder Reminder Condren and Swieca Sent from my iPhone <?xml version="1.0" encoding="UTF-8"?> <!DOCTYPE plist PUBLIC "-//Apple//DTD PLIST 1.0//EN" "http://www.apple.com/DTDs/Propert

ley's leadership — into a major player in the fast-growing hedge fund world, and it cemented Mr. Staley's role in the bank as an up- and-comer. (Mr. Swieca left the bank in 2009, and Mr. Dubin left in 2013.) Mr. Epstein, meanwhile, invested $10 million in Highbridge through a financial consulting firm h

From: Lesley Groff Sent: Monday, May 30, 2011 1:19 PM To: [email protected] Subject: Reminder Reminder Condren and Swieca Sent from my iPhone <?xml version="1.0" encoding="UTF-8"?> <!DOCTYPE plist PUBLIC "-//Apple//DTD PLIST 1.0//EN" "http://www.apple.com/DTDs/Propert

From: Lesley Groff c:MINI > To: t an Subject: Reminder Date: Mon, 30 May 2011 13:18:40 +0000 Reminder Condren and Swieca Sent from my iPhone EFTA00433191

u invested in a fund called Pinehurst Plus LP which was established and managed by Corbin Capital Partners, a company controlled by Msrs Dubin and Swieca and in which you had a small interest? 5) And as X- indicates, any investment you made in Pinehurst was subject to a lockup to the end of each c