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notice) as of the time of such purchase. Name of entity: Southern Financial LLC Assets under management Calculated per Rule 144A: $ 0O ISA-L4A- (Saito a Specific amount ownadknonted.may be aporoximoto but no: tarots r minimum) areal Chief financial ()taw Most recent fiscal year-end: o / 3 Name:

x 1776, Baltimore, MD 21203 Important Inform ation and Disclosures (continued) 0...awe Ilan, Podie Teeth Maagende hlwats Carew* 4,1,0 team.* Sank Saito net .0. 11•*.en Odor He PIA OWIrrne, 20th MC' W. 'ItA Pet 101W MS, 7Ur 4I9S Statement Period: 12/0112014 - 12/3112014 Important Arbitration Di

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cate change in address for the account e listed below Account Number Name: E Physical Address K Billing Address K Malang Address Address: Apt r Saito City: Phone: ( Authorizing Signature: Zp EFTA00216618 Invoice Number: 1-655-85349 Invade Date: Mar 29.2004 Account Number: Page: 3 of 4

te change in address for the account e listed below Account Number: Name: E Physical Address K Billing Address K Mailing Address Address: Apt r Saito City: Phone: ( Authorising Signature: Zp EFTA00216691 Invoice Number: 1-713-53548 Invoice Dale: Apr 19.2004 Account Number: Page: 3 of 5

ate change in address for the account a listed below Account Number: Name; E Physical Address K Billing Address K Malang Address Address: Apt r Saito City: Phone: ( Authorizing Signature: Zp EFTA00216916 Invoice Number: 1-906-97486 Invoice Date: Jul 19.2004 Account Number: Page: 3 of 5

te change In address for the account a listed below Account Number: Name: E Physical Address K Billing Address K Malang Address Address: Apt. r Saito City: Phone: Authanzing Signature: Zp EFTA00218167 Invoice Number: 4-541-97997 Invoice Date: Feb 03.2003 Account Number: Page: 3 of 13 F

ate change in address for the account e listed below Account Number Name: E Physical Address K Billing Address K Mailing Address Address: Apt r Saito City: Phone: ( Authorizing Signature: Zp EFTA00218806 Invoice Number: 4923-68060 Invoice Date: Nov 03.2003 Account Number: Page: 3 of 9

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retain. Please confirm: SOUTHERN FINANCIAL, LLC Kind regards, <image001.png> Ana Hunter lhathche Bank Wealth Managamtni 5122 Oato I'arl.:iav, Saito 461, 32256. USA CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0069782 CONFIDENTIAL SDNY_GM_00215966 EFTA01374853

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