ake down this state- sponsored hacking group. Criminal charges were announced in coordination with sanctions imposed by the Department of Treasury's Office of Foreign Asset Control, which designated the Mabna Institute and its hackers for sanctions for conducting malicious cyber activities. • In December 2018, the Complex Frau

uating a client's risk. 29 EFTA00151523 b. While Danske Estonia had previously screened outgoing payments against the U.S. Treasury Department's Office of Foreign Asset Control and European Union sanctions lists, it began screening incoming payments against those lists. 100. Deutsche Bank was aware of the lack of such ref

er intermediaries whom we have limited or no ability to control; and • violations of regulations enforced by the U.S. Department of The Treasury's Office of Foreign Asset Control. In addition, our expansion into new countries may require significant resources and the efforts and attention of our management and other personne

abase search (JPMorgan Chase Fraud Prevention List Review), state & federal court searches, publications, regulatory sanctions, FINRAINFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Confidential - This report is not to be disseminated o

EADDJFPS internal database search (JPMorgan Chase Fraud Prevention List Review), Worldcheck, publications, regulatory sanctions, F1NRA/NFA and OFAC (Office of Foreign Asset Control). Please Note.- All research is subject to the availability of electronic database resources Our searches revealed the following: Ghislaine Maxwel

Chase Fraud Prevention List Review), state & federal court searches, personal particulars, publications, regulatory sanctions, F1NRA/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: Robert Maxwell

Chase Fraud Prevention List Review), state & federal court searches, personal particulars, publications, regulatory sanctions, F1NRA/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: Robert Maxwell

Chase Fraud Prevention List Review), state & federal court searches, personal particulars, publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control). Investigation indicates Ghislaine Maxwell to have affiliation(s) in CA and the Virgin Islands. Records were not searched in CA and the Virgin Isl

abase search (JPMorgan Chase Fraud Prevention List Review), state & federal court searches, publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. EFTA01594134 Our searches revealed the following:

Chase Fraud Prevention List Review), state & federal court searches, personal particulars, publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. EFTA01594111 Our searches revealed the following:

Chase Fraud Prevention List Review), state & federal court searches, personal particulars, publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: Robert Maxwell

Chase Fraud Prevention List Review), state & federal court searches, personal particulars, publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic EFTA01594211 database resources. Our searches revealed the following:

base search (-Follow the Money" List), state & federal court searches, personal particulars, publications, regulatory sanctions, NASD/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: Air Ghislaine •

base search ("Follow the Money" List), state & federal court searches, personal particulars, publications, regulatory sanctions, NASD/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: Air Ghislaine •

ternal database search (JPMorgan Chase Fraud Prevention List Review), federal cowl searches, publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: J. EPSTEIN AND C

ords were researched: CSSS/FPS internal database search (JPMorgan Chase Fraud Prevention List Review), publications, regulatory sanctions and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Confidential - This report is not to be disseminated o

(JPMorgan Chase Fraud Prevention List Review), federal court searches, personal particulars, publications, regulatory sanctions, FINRAMFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the avalability of electronic database resources. Our searches revealed the following: Darren Ind ke •

ords were researched: CSSS/FPS internal database search (JPMorgan Chase Fraud Prevention List Review), publications, regulatory sanctions and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: Financial Trust

rds were researched: CSSS/FPS internal database search (JPMorgan Chase Fraud Prevention List Review), publications, regulatory sanctions, and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Confidential - This report is not to be disseminated o

abase search (JPMorgan Chase Fraud Prevention List Review), state & federal court searches, publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. EFTA01482104 Our searches revealed the following: