Confidential Due Diligence Report Executive Summary On 02/12/2013, GS&I was requested by Kirsten Sichler to conduct a background investigation. Media research was conducted on Ghislaine Maxwell, Maxwell Communications Corporation, Maxwell Foundation, Pergamon Press Ltd. Throughout this search, the following records were researched: SPEADDJFPS internal database search (JPMorgan Chase Fraud Prevention List Review), Worldcheck, publications, regulatory sanctions, F1NRA/NFA and OFAC (Office of Foreign Asset Control). Please Note.- All research is subject to the availability of electronic database resources Our searches revealed the following: Ghislaine Maxwell • Internal database search revealed prior GS&I research for Ghislaine Maxwell and nothing derogatory was reported. • Other databases (World Check) revealed no records found. • Publications revealed records found. • Regulatory sanctions search revealed no records found. • A search of OFAC did not reveal any matches rICElaxwell Communications Corporation, Maxwell Foundation, Pergamon Press Ltd • Internal database search revealed no records found • Other databases (World-Check) revealed no records found • Publications revealed records found. • Regulatory sanctions search revealed no records found. • A search of OFAC did not reveal any matches. Robed Maxwell • Internal database search revealed prior GS&I research for Robert Maxwell and nothing derogatory was reported. Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 565419813B 2 Confidential Treatment Requested by JPMorgan Chase JPM SDNY 00062394 EFTA01582820