d, -: Si 'd S. McCawley. Partner: T Gee, Adam Mueller, -: Marc Randam, Christine Walz, Mr. Sanford Bohrer, Laura Menninger, Imran H. Ansari, Jason Wang, Deput Clerk: Calendar E-Box, Notice will be stored in the notice cart for: EFTA00014595 --- PAGE BREAK --- Jason Wang, Deputy Clerk Calendar

From: Sent: To: Subject: Jissel Cortes 4/2/2018 1:20:30 PM Keith Buckholz Jason Wang I I; Paolo De-leon FW: Credit Approval Request Created. Credit Request ID:CRE-75489 Legal Name: Southern Financial, LLC II] Classification For Int

e KYC, PCR, and ROC docs. Regards, Keith From: Paolo De-Leon Sent: Wednesday, February 07,2018 9:07 AM To: Teresa Metallo Cc: Keith Buckholz ; Jason Wang Subject: RE: New Derivatives account. [I] Hello Teresa, Kindly just following up. Can you please confirm if you are in agreement with the below pr

From: Keith Buckholz Sent: 1/18/2018 12:52:19 PM To: Jason Wang Subject: FW: New Derivatives account. [I] Classification: For Internal use only Jason, FYI on the back and forth on adding names to the DDR. Pao

Cc: Keith Buckholz ); Jason Wang Subject: RE: New Derivatives account. [I] Hi Teresa, Fortunate news- we here at risk have identified a process where we can provide the 152 team t

gulatory - Risk & Control 60 Wall Street New YAWS Tel # From: Keith Buckholz Sent: Wednesday, Februar 07, 2018 10:24 AM To: Teresa Metallo Cc: Jason Wang < ; Paolo De-Leon < Subject: RE: New Derivatives account. III Classification: For internal use only Hi Teresa, I think this is smoothest and lea

t Request ID:CRE-75489 Legal Name: Southern Financial, LLC [I] From: Jissel Cortes <a Date: Mon, 02 Apr 2018 13:20:30 -0400 To: Keith Buckholz < Jason Wang Paolo De-Leon Classification: For internal use only Please see below... Kind regards, Jissel Cortes {https://brandportal.intranet.db.com/img/mo

ubject: RE: New Derivatives account. [I] From: Paolo De-Leon <a> Date: Wed, 07 Feb 2018 15:29:55 -0500 To: Teresa Metallo < Keith Buckholz < Cc: Jason Wang Dawn Forbes Teresa, Can you let us know who your points of contact are in AML/Onboarding? Thank you, Paolo From: Teresa Metallo Sent: Wednesday,

sk & Control 60 Wall Street New York, NY 10005 Tel # (- From: Keith Buckholz Sent: Wednesday, February 07, 2018 10:24 AM To: Teresa Metallo Cc: Jason Wang ; Paolo De-Leon Subject: RE: New Derivatives account. [I] Classification: For internal use only Hi Teresa, I think this is smoothest and least bu

on Sent: Wednesday, February 07, 2018 9:07 AM To: Teresa Metallo < Cc: Keith Buckholz < Subject: RE: New Derivatives account. [I] Hello Teresa, Jason Wang <a> Kindly just following up. Can you please confirm if you are in agreement with the below proposal as we have a couple of clients that we are eag

Subject: RE: New Derivatives account. [I] From: Paolo De-Leon Date: Tue, 06 Feb 2018 17:22:29 -0500 To: Teresa Metallo Cc: Keith Buckholz Jason Wang Hi Teresa, Fortunate news- we here at risk have identified a process where we can provide the LS2 team the SIC Code and NACE code. However, we ask