After reviewing with the Offshore Team on the documentation and for accuracy on providing client information, I propose the AML/Onboarding Team provide the documents since they can provide for both Wealth Management and the Brokerage accounts. Let me know your thoughts Teresa Metallo Vice President WM OPS Regulatory - Risk & Control 60 Wall Street New YAWS Tel # From: Keith Buckholz Sent: Wednesday, Februar 07, 2018 10:24 AM To: Teresa Metallo Cc: Jason Wang < ; Paolo De-Leon < Subject: RE: New Derivatives account. III Classification: For internal use only Hi Teresa, I think this is smoothest and least burdensome process on our two groups. We'll basically send an email to your team and collateral admin NY and all you have to do is add the KYC, PCR, and RDC dots. Regards, Keith From: Paolo De-Leon Sent: Wednesday, February 07, 2018 9:07 AM To: Teresa Metallo < db.com> Cc: Keith Buckholz < >; Jason Wang < Subject: RE: New Derivatives account. [I] Hello Teresa, Kindly just following up. Can you please confirm if you are in agreement with the below proposal as we have a couple of clients that we are eager to get set up on the DDR. Thanks, Paolo From: Paolo De-Leon Sent: Tuesday, Februa 06, 2018 5:22 PM To: Teresa Metallo < CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041767 CONFIDENTIAL SDNY_GM_00187951 EFTA01356157