SUBS Resource Management Account November 20in Your assets Account name: GH Stara' MAXWELL IRA Friendly account name:Ina', IRA Account type: Indradual Retirement Account Account number. Sat prem, acorns and Ontenl Y4 ties shown may tetcomnimalt Marmot pains arid losses .n not be teniraelp reflected. See important mtamettcn <Mont war statement a the end of ths acumen for mew information Cash Cash and money balances Cain ant faaThly balance may alma avalatre can balance,. UBS Bar* USA OK051t ac arum balances. uBS (c C inlaid RoganSank Batas. uBS AG Stanford Branch *pool account Waxes andmoney tasks nvAud lund swap tookarces See the /sporran' slam SatOn *Oat sOut Statement at at end at th6 davrent for detals about hose Wanes. Itching U8S EIANI: USA CEP ACCT Your total assets Year Reascial Advisor: SCOTT STACKMAPILYLE CASRIEL uBS Bart USA and al urn FIX Mitred Fr0gen Dank depart stoat Wham ate Injured by Ilk FDIC vAINn amicable rents. GA are not prattled by SRC MS AG Stamford Blanch deposit account balances are not insured by t0iC ant se not protected by DFC Warty market sweep balances an wanted by SlIC but Ate rot enured Cy the F0C Opens, Ware. Clow., balance ',sew shale Average DmIdemilitterett Daps an on Nov I (f) on Nor 29(S) on Noe 2•3 Of Fee peeled peeled Cap "Muni (S) 59,022.27 59,027.76 250,000.00 Percents,' d Cost Estimated Unstated Valve DA Nov n(5) your account bars GI armlet Income GI pan or loss ft) cash Total $59,027.76 100.00% $59.027.76 Cash and money balances 59,027.76 100.00% 59027.76 Account activity this month Dee Avon," °MIMICS Amount IS/ Dividend and interestincome Mttvest Nov 7 Interest U8S BANK USA DEPOSIT ACCOUNT AS OF I ROO 9 5 A9 Total interest 95.49 Total dividend and interest income 95.49 AFP700030,550459I NP7000182421 00002 I 119 030575C0a VI 23697S5000000) Page 5 of 6 SDNY_GM_00325743 EFTA_00198518 EFTA01307664
SUBS Resource Management Account November 2019 Account activity this month «onfouedi oat. Money Sawa activities Oa 31 Balance forward S59.022.27 LOroly Account neat: GNISLAME MAXWELL IRA ?deadly account name:Indec IRA Amount type: Indniduai Raternent Account Amount number. Your Nsardd Advisor: SCOTT STACK MaiLYLE CASPIEL Desoto°, amount IN Not? Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 1110919 549 Nov 29 Cloung MIS Bank USA Deposit Account $59,027.76 A nflOCC0005524592 M1000182421 00X2 1119 030525024 Y123622550 OX020 Page 6 of 6 End of statement for account number SDNY_GM_00325744 EFTA_00198519 EFTA01307665
Important information about your statement U3S reword Satan Mc. (the firma UBS Finarcal Sondes). es a muter of al anapal seamy, canna:Say and <plena meha-ges UBS rnaexialSoocos and IBS Bart USA re rdeect stsdrrnci UPS A6 and af &gm of CGS Steuart ILC the km% Inarenal gamier. es nobble to:amount the erns oatene often re at IBS inarthel SeniCeS he. 1200 Hata Boulevard Wotharden Ne07COS IM flawnwill (*Wonted* ore/ okKial Weed Ot yos man Parked Services account Other reccedt. er.ote *Heal to clowns-Oh fontwing cantina Orge that, roe be relied teal F you bele* Owe 6 sneerer a omoson, please report it nmethately n twang to the Bergh Monacan of the office wren; rats axon Alen* al Mum dawn re Mended lob* actual& stalemert not be Lewd lee tx rowan fay Wet/ on rex-mid lalams, ea. Form 1099. 5498. . h khm aethrre0Yas 'Zr worn the inn d reputed by two to sepal loth* RS Aunte dragon*. reportable nnteeabb (*Mends and !stable Mew Need en secontei held n sOur Meant. net Crated, On H4 lrxeaC!at. end tog basis onoatencovered sectsitm. Cownwniatione with the Finn • Pease reconfirm thy aaleorrenuncabons n retro tofurther pace you retm. rkbarn9 Mi P o rt" vela the Savitert reitor Protochan An (a A) • If the finthad now°, on the asp Mei ci te Iron of thet suttee,' i tea IBS Feirical Senicec. UBS MANI SHWAS Cane. yat X<Oull at (hang trokft by arrarent •vih the rekaO1 relita en we reformed acted the relleianthia ethenyal opened the tativil n t e arye. )04./ lint and wades se located d UBS humidSown and not We drat ea tacter. ad you mat mike a report of ay ma a ammo to both tone • As devbed n the accarat Kretinents, you mat ratify vs of any eras or need ereohno dye's reflected on your statement whet 30 drys after n was Maleda nude watt* • Myth dead (Wontr aniplints a eflirieS to the inn% Clem Meta % Ciepannent at 2O1.)52 • 169) ce toliree a 800.35.9I03. BCD A.M. to 6.00 P M IT Monday though Foley, a in wan rctO te5 Financial *von ax.. (lent Retie ore Departmere. PO. Bo. 766Lhon In 03081. • Al statements shall be deemed corrolete ad mane it not <bettedto n wrong wthil 60 days • fa TTY whine,. Cal €u412.09B6 or from °Aside the U. Cad MI457.1495 • Mane 01 Mat a OrieflOIS *CU andantino finds Vander (Illy bill parent a IBS Vet debt cad transxtirm. cal 800.762.1000. or ebb UBS Financial Swan Irc leaf Marta OW, 6th f kor. Wienantat NI 070316, Ann RMO/BSA Setvnt Cllr voile an $00n a yon can. 4 you tat you statement a wept es neon) or dyou need more Mammalarm a tuns* en the summery a meg the inn or Card blue- (at molcable)mast heat Morn you no ire thane° days rue **tem sent pr to fed gnaw* on wench the wet or Probl em *Pence - Fronde yar nano and ac are nunlye Of any) - Cott* the MP a he transfer sou a* oleos* about and motet as <lea* m you can wit/ oar blew A lt an caw a why pa need mat dorm/nen - horde he dollar amen of the expected error. The Firma Card bps MI mestere your <emplane and welcomed wry are.premptb• tor egged mon roan"? LEIS Vemockba cad uthsacto-d. a ea tare mane thth 10 banns clay; to da tn. we maned( yin /Kean, la the arrant. year their it in mot. to that yawed Nit+ tt• Leo of the money dung the Imo o tales 16 10 complete at inestegaten flews make all checks payable to the rem or the financial ingasicn cdcatedan the front ct he narrow In add/ionto rogues accost tee accounts may be ,.tact to mantaa-ce fees, chthats to late pa/men fa wars purchases and <herr kr u -pael ;mans nosh attouris lannste that re roanetored tooth( nottnals rnay be sufae0 10 a lea der Tee /AS Sweep Options LIBS offers options ke sweet:ma aoh Winces to bark depose =arm at nen-Alined bats ardaHaged balls and money market mega lends (Money &MO. Depose xcont al LOS Brit LISA anananalthrod tints purticcuehg n the UBS PDC tared Deposit Program re FOC-nosel n acccedano wth7 irule: For ntet riomnbon. please me arta. foc.gar. OecoW scout at LOS AG %triad arch tee shires of Mary kends eee not iviedby the IOC. lank dfpotils re not protectedh./ 9 PC Monet had dory, re protected by SIPC See -10S Inmost Sithices Attar, Protecten' below. upon at nasal barna( me bark dowse may be wrhdraim, and than of a Morey Ford nay be lc/Joined and the comet returned to pa 000., Utlx. es aaosil Fate nfamaton etas salable sweep opens. nclang <aeon intern! rem and yields. o mottled wow tbs co-dsweepyelds. from year F fl annel Achisce a bi <atm BCO 362.1000 UK financial Sri nos account protection The Fan es a member of the Sauces mica Precede, Cal:Keaton (10(). which voices PM into; cur.:won of es remlares to to SS00.000 (ndalna 1250.0.000 for clam kr cub) tylosalory tecchure nobble iocn 'Magas www UK 019 the WC owl Croledion grits con/ to all accosts that you hold te a pettubr (Winn/ The ran, together withaim *11a1e, hn abo p.echmed supplemental eosince The mailmen a,nn payable to all ote)ble dents. cottony b under the wleclan 41%0 indab at 01 Oranter 10. 7016 Stop° to it...coiny radio" and lentil." ash the elm d *mho( protected ke to to SI 9 mlIcei in the aggregate Ice all you e<a.'es heti es a palecular (*.IC ey. A ful copy of the poky wadeg it megabit ton reemert hater the SIC pecteden ref thestool:mortal prattle'. accoly Is): • Cagan Inwood atom antroSed by find molded al Set ladle vela) tot hetiaway ROM LES inancal Semen Foe email< oaten Ci) murexe efoilels, nckdrn ',rub* routes. and te) *wet of reveal Ands regareel nett name of the rove holder on the becks of the our a Parolee net), • imestment (alerts a nvesinent Merest, le 9. limed cortnenhps rd ornate placements) tat re not rog card ardor the Se:unties Act of 1931. • Connocdrot<crtracte (eq, Iceman **charge and pro an metal <avant*. indirdm.) heves f entreat ad nawrodiT Won contracts. and • Depose accounts Bream teethe**, of depose) at U35 Ba-k LISA. UBS AG U S branches and baleen Ow KIK hused Copan Proles Me SIPC inotedal ad the suXArninial protedon do not apply to these asseh erm if they °themes gazes onyx.' garments The SIPC protection and the supplemental perat«tion eh ra Prate' aging <hinges et to market nest of you' mestmeres (whether as a real of market movement. wean batnptya othawesel Dividend Roinvesemene Program WW) The V" **led en enr age are. WA, may obtain the actual Excc lean eas inancal Adsisce Only stole sheet are puchased under DRIP. Meld sheet roll be sold Jedtheeither& be dep000d iin you accost The dredged rawegrnere ace woofedIN the issuer Ia n CPI* horn the make tree al yawl, to Penal sham resold Cads-Mies CM/ wh ale tnot may be held en you accare d you" Killed ID a partialWit as a restall ofd &Mendgement or ~roe. the rem my either sell whet unit a owlet pace a rape al !Mail doiermand by a enagenel cseenva fl aky. erdoede pas account lemmata/It aim:ties The rirertfrae <beams zrelnsk profile are weede to oath account and may va-y Wawa, yrs X<Claex Pkaw idacelthefaa pleaalb, a *Nog a ry SgnfeXe Caar 4p:a farad mamma nenterere ceases For each Accost *At you domeere Cl Mel °bong moment thaws, • hocks& Cunene Income arentmeres stereo the generale. of axone air • AtateneCapterAopwatoex yaminwes weeng growth of amp., rather than the gontaten ncome • am-Ax• Cambria°, otokome end00ea Apprecaran letninems seeking tads the generation of acme erlgorgh of principal Devil tisk ;sof Boa • Comas", Seek, to martenend rancoot Leh band( ad sclatilty to the man ovetal. ern! that meths the moan data not genre* Kinnear< wean a rolirms and may rot tap pre aeh eititan • Moderate Wiling to accept tone me to peaked and tolerate screw valibley to seek here rams . Asaccmie Wil Ma to accept I 4 .1 "t 10 a'rcl h'ird Arts robbery to tea hip fetant our tent • fewenrent hooky Contedwaran f Oloctod, a paton of the panicle, for that acorn may include comae. graters. leered kanteny and Two.' wring Stelemenrhotoeholdner We rn4 ccessoWt al rete*ci eccount itaWrett sit the same xklths n the same ernekr. e.9. because they hone omen who also mentan pen gawp /elate...hen alts other clans al the saes erSertn, I yea prefer to meat end /Oar statements mailed re operate rengeore, you marcloone hooter:43N by oalrg 'at innnal Adage Friendly mown nano Me Friendly account nee* R a<ai<mdable •nnkrderni• chosen by you to mint you wits you mot *aped t h e no legal effect on your Jaart. es not mended to reflect any genet. Orod...el, rttOrrireirdildn. mertment<bjectree a re& pohle anceuted wit. Fos marls. and o not a promaa of gannet that wrath or any lewetal ant" aria wit be rioted Al t iuntrrsiatt ,who the a* a bat notarg to nit loss of the antic rwromant You <an dung. your handy roam rums enough Oran. Unreel a by otmactegmte Pnwittal Aden°, A—at overview • Vibe of pas lacunas:omit& Met of assets rid tidal t in. • Autb hclidell.nalble‘thtilAineef..atief fa trlt iktinllau 611 (eg). end GobS Time Depcoss, errealged marts to market. and anon064S not held by Ow ;cm Dom not include acid maker /men a the end a the poor and °mat caterrem periods. a ow* reestenetel triaged dock *pions and 4werc4abf> de* *phone • Walter YEWm dam bathos atoning nuegn bate. veal Ire, than roam baa-det • Cashenoney Ware*: Total of Lanwared salable oath tottennt. FAA &poor Dann al aftArad and ncthafflotel bares. rd norm maim meta fund snoop batten. a the <bee al the immure prod Nenconerodly be credit balances in sus sawn at not sera yard from other balance and the Fern nay sae rrdd tarn ketch n the adnry Cara 01 et bares. These finch are payable Was your demand. Dv, total es exixledm the omelet pen:deka., abut Larding ireferenetien Fad ueled nlermabon on the nWs lercIng radices ad ensclosan refer to yeas Clore Ralateoenho Ageernent a Attar nuyeathlyint aft/ **Geneva, Term and Conditions IBS kaleenent of Credit 'makes salable rarer...fa and Ns <bagel a saw. rfrfranv Pet SDNY_GM_00325745 EFTA 00198520 EFTA01307666
Important information abu ut your statement ((Ontatued) nar arata Yes falmar. names ~nes ed ether enen held b Hee x<ord Y th end of te stenoven prol Tem my ad fa de luly pad ~nos e enry tero Yen mee [enne inneb vod at ban toedeed dm PaYrd ani/ helen* noten !hem Ary mor ge tapbad tot efirn ding the statement pand are bied at mat« vatra 01 the eed d the statement gaand • Coat baai. In dettemnna <On basis et Ten moten indoded n tentamen& *tere jokend web th* nart« • LeS Frumial Sent« hambed o, Normenton <Mand hom tam« ota tal LeS f rabat Sennes, editing marinenon ban anothee Irma thie you mag havo pronied to nov Ineen Mina TM firn does not LeS innad odeon-ein vordy a the r ecy vabity oe kry d; damden oronied scones ot« than f anti Sens«. Ø addeert athough Stevens genera todato, M daneevna t e merend te lno don rot tronie arry bassmen doet ten Sommen., ~CC« base' ad •Urreaked garf los,' is accurate at os t. date d tic naaura Aktrur.,, Om do na Mient»; rulampa malte p-edda« tab dartms, fa t aflos« a othermse. Amons bansf«ted tot* hm mat eelloct s»Wlossdanna.' only toe to perod of erne ihey se lied at re tarn. More hetakal stambron open be adiedby >cv enrool Adé«. • Unrealired peint.alossas neon daar' ~dabt*. ese entad arediadoandlosies se calculted kt nductut mate bh The kanaten dia hm n incloi bes amor ~enge rel leek ccerenenonh ~ga ander taaty eoorgraxcn MMS Omleid ad ot« ron.~ Iers ad sniemac ~dim ben ro nat ornbned to dialw ore aoragad lot Tro Trad. date" <Maten galants tro adyikanartnn vage die • Caltable markies. Buit and pnlemed dak duit the csu« <ab lor *NV Fedenzt.on wil be wlested frparlaqeby lot kom arg al staniol «dut esse hed noes rum, or r. name** name kt car dient, Cal Set ~kond °blond bom tred pal*, ard es xosacy es nol gaanteed Oth« <dl leatrits mai mrt went cola aften velt ~plee mannel wit be rionted koon Antoon • Pritatralue Prrted rtptayed lawaaien ad ot« paf" meny be lt« or twee ton The pnce tre 141 %%kl Keu.* mono in te mark« nat an <bin*d (ron. vant end Party ~Vs atheh we bebene to be retable. b.* we do Wol ~iele ent ~eg. - We genera* uw te dwing pek* abri ~tabla or the men ot dire bid and bik piket la bied ~iet and opsper asa bidpica kr OTC Headet - Lat actralii tradod mum« nuy be vod ie» a witaton midi oe the neon mem Ilnes we cqined ani my rol reikt r actual mik« vice aval*. - Cerlain not:" mar speer ~out a vice and wel tos as 'ptt wand ~Ne d we n km* to ebt«, a abt la r Marty- - OepOleg «walen deromnend in orten oh« tron u S. dolen nriknad at th* ~nip rake zot de ruenere date - Fee tostorken traden n noniertormno denemnatens, pene and aart, Iloco vakterm./ how been zjusted to frik,» peper valUatan. To an notrem gootartint, weien aktlabb, ms Maxi ~or • Prime* immanent. and strand indoet'. renate ontsmet utanen (nikten dreef ~nemer:n tram and real Mae ~ramen mol leas bes) and nn.rtiveds~ts se ~alven" nigard. (elan poxtven grodms han nel been manend w<h the Save a and Edwin, Comme.« ad« an state wonde ben We proven enenaled valies lor pront evetnnnt sent eo, rad ~bied ;adios fa dansma Ps0~ ce+ tuint" 4 not 'aanbied - These vaan min dill« %Menig*, km Pege% arry, nleth a prene ~smient wo or l strata& product mal bebootst a no ent do non naai-v.1y ma-ure the rate >nu my recent Leon Squidamon. - lhird party Manies d rate re af Ce *colon dia and are suppte0 to Mina -nul Smoes on N9da baseby an nditexket Marion fan - letten ~al prinoe ce amor eannud niuet d r% ar• staned totoFit by thermen waal panne' or sproot ast may be cabiated bakden diktere ot:maan ban tal kind by tad penen to dage ter *nemend nadoen - nou <an drain adStenal nformatonregoretrd te ...thi~ wed to detenrine the fantes via and the date ot te nl.:neuron that é the tot sa the «touw by <on ciens.: ~nol Anno( - TheO party an sed vivat rrwy be re aud as 'Nat pand' n snwat waaroms ween an relhandrit vaam lam hen rot neiliad v ~to ~po vatn neen we baant armee tal a ~ris! ne« has coorred fiat ~fata Pe~reinaled naar eb cueston, a eken a nlue ank he han, tpeculatoe dept* the naVe of tko munty - Whon not« an none, Bopara partnie oe tpsnee «Iemand ot» rot a trdnany ein400 valga pcmcbt the raki of ebt toosoy wil be deltert frons ti geschat* price - '0mb-oom to die' Mae ~le reken/pl OOM, ranse a bot ▪ 'C anal uni sne' eeprelledi the mi slang voce p« vin and new nat rellen, >aa tost base - OPP ard uteld KIT Maiet re na kneden a nybenal :VVV, ~ene, and re oma", daad and rien d ten; cas be soli. the pene mond mat be len ta, te per share ren eed renyr promood n the atlant Patentere • Reetriebed mooien Pantad <wem gorswaty are not <arre digeble dor pi* tak. Lei F na-col Sereen" Von tat nurk« voce ol ta urentartled stak od the tra mor as an urpost vita la te intended stak fa papases of tori ifeteOsentane. To no enere Mat rentend save es an <Nesteilor sin the via mandmag be u.bnnisiy llun te mputed vale savn. • Est ~nat..* imam went yieltb and reus. An minne of enne rane n tonnen tunel thinited ani ~Mto, wanen ani mades wil be heb fa pen year kom statement date ee cand tremen., TM atmatort enk a gudelne, accay ad cc"Inaid inca,» n not guarantoed i• fanaat mal mant and <veem rel! la ((elan Man Of ~ion opuld inctide aceton of tramt a opdat gans n wend, tat te ni incane (cd <went ),ele meid be enestated. - Estieded ense «ome and weent yid and Ine idool ,(ane and yOld rman bie ba« or bijnee the atensted 'wants - An onminof an stod «om. (dvdord arde, intense dinied ty <twee mat« viilawage balastro e~ on Cie last dvdend et maant pal mm: male by mar and nivon invillendepnts vol be heb '<ron, wis ken, en st ~met <tee ce untilmatray. Atoracysidertnad yekl se net greernad. • Ann not held by VIS finodd knaben («ten meert nd heb ty the Onn and rot eten the inWs boufsa ra <omrol. Thee «wet ani deptind on reu nataan lor thema cad pupotet orly 'Amons led tob« praanted re proodod by tro mum km UPS snottul Sent« es not ~rist« lee rin manren ed does na gunning ris ao<urry these assigs se rol pected•O by SIK or ere arms tiadomentst SPC comerage • Beneemt 'baring and additianol compeneation - h *Mi -sta catwirssons en sales and 1.7b.1 lees mened ncc/media, wth te diserbion of ~Lol hands to oor <bents we reset os 'Heine wao muna tang parwrits Iran detrtedan «da wintert d the niutual tad( tm we att btw rom are baseden lente tarnt <arp:e-eest (J te arrose of laks by tØ5 oe a primair inruae rad tarn), to out cront% and lia te asiel ral* ot a ~nuts ~ka kind trijs storm held al te fint - We and oir illua eh* recwe newol.ig ard Øs mamma ten n corenderatien fa ante flard Uni«. tat aa pinnige to te ron-tual rondt Thea ha genera.% re pad from ~Zee enen n Ist rn.tual eind and an asfa ddollar imam bied enentrunt« of scans at th* beekeirdeale heldig ~uil funds of tbr fund faenty - tr addeen to onniesrtnsrecened n annction wit, tro sale or detailion ot ~dry contract. ad unt ~mail hot ais to as clenli, we rala as Mauw legere none turing <neelenlatOn kom pryd the rotsree ~nel undermeng ta .' uty orerser., reins d th, nonnen <orrtunet a spanen of tra une Il0~44 ouds vadersspa. - In addittri to Canmelbnleatnid Iran the. [notie and tab cd ~stads. we ander os "late recta an asvn.band rewnioe dwing ',samen, kom NedShires charta-dort as wed as firdna fa technology development. training and adam«, - Ov alldolos enho reces. iredeg eorrnincen ad at« <arp:raio, from Meun Not ard enne* Cavpalon Ataa pnánte leao dintba• - Wit mem orrtontat on Iran LeS Ban Lek LeS AG Standerd &inch ani ~41 ,4~ bras *not. out cash wk•xp pØ ant TM cceroptnizbn ma/ be a ~kW pa attaint fee er mw be. tamme/deia moge. &verder:ooi exrs Acenity nformation rooddencanna:re and ah« Uiengen ~red in <Genaden inni Ine enneOn 01 badet. "" 1"9 gaten Várcactons tentbeo ndoded en catrinsions prenrauskr umisned tona. and ali be Pronded to na grentitsi enrana Sheet Delling you se <and n short wang a sentay, >en may ncw a ~ge Me lo <st en bonown, tont la tea Patalit ~ar Open «dm Peitadrg open or • iga:d idltanakt aders tm uwe ni rentten bytte namem date, open bv and sel nop orden se reducedby Ore armen ol croderds « rites oer re eedaratlexls ce ex frOoll den unies nstrahed ~wen bynat nou re rewanbb lor adem Ika re *moed Oak to was tartan to anaa eneling wan oden Privacy To obtan a con ot as enen Client Privacy auke. riemContact yott relinuelenhene a eek no «etste dl »vno oen evrezennen~t - 165 trnancralSenan è nat ede* The RMFa Banen Servers Account BSA ed OMA re brokten) kaant< whoh pand. Ment to breng ~n and palen tiras/. ananganena eet idfilated bras and ot« thrdpany brilt andpa:niks scan to latne and anrorty voert moed by ~HUIK, thednaltY elleene• orroanin tra* inwint agnry skkindunn o1185 FnantwISentes ". - ~armere, nsvance. ani must orcd.rtin - Min FOK rand • No barn smartte Mal lost vale - tMA Rasdate Mannement Aars" Busiwss Sarion Accoum BS& IRMA and riternabemi Raai» Managament haast re reanteed tarwe maks id lei troon., Senxn Inc. - VISA rs a rogrtwal tadawark °wend by rna Voemsbeedi Serrci Miauw and Med Leden kent The 18$ ~credit <edik-4th. LEIS Vita debt <at se moed by 18$ Stel. USA wit terminal Iran Vea USA h< aporated Mot« tradriarks, regnered traderrods. sen« mets and reg deed novice márks se of thee respect.« <omvat». USSFisndYSwlea4M Pee 201B10 SDNY_GM_00325746 EFTA_0019852 I EFTA01307667
UBS 1265 Financial SenAces M. Remote Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 CreP7C07033593 t2t9>orci 0 Account name: GHISLAINE MAXVVEU. IRA Friendly account name: Indite IRA Account type: Individual Retirement Account Account number. Your linens:id Advisor. SCOTT STACKMAN/LYLE CASRIEL Rhone: Questions about your statement? Call your Financial Advisor a the RMA tesotecelme at 800-W4.1030. account visit our valuate: meet vbscomrlinanoalseneces Items for your attention . Help protect yourself from fraud and review bank, credit card. and brokerage statements regulady. Also, get your free credit regal annually from www annuakreditrepon com Value of your account Retirement Account Resource Management Account December 2019 GHISLATIF MAXWELL IRA on November 29 CS/ on December 31 (II Your assets 59,027 76 59,030 64 Your liabilities 0.00 0.00 Value of your account 359.02736 Tracking the value of your account Thousands $59.030.64 570 • 57.0 57.2 • $7.7 911 SAO • 590 • Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2010 NOV 20, 9 Dec 2019 Sources of your account growth during 2019 1/ake of )0Uf iKCOUnt at year end 2018 Net deposits and vntecharvale Your Wriestrtent letUM: °wand and interest ncorne $71889 Change in martat value $34720 Value of you &card on Oec 31 2019 MOWS. 558.12523 16068 Member SIC 0.7000;10078705031,700030496900033 I21903057SCOI Y123697550101000 Page 1 of 6 SDNY_GM_00325747 EFTA_00198522 EFTA01307668
UBS Resource Management Account ;A:•cerrixr.xl Your account balance sheet Summary of your assets Valueon December 3 (I) Percentage of your =oust A Cash and money balances 59,03064 100.00% B Cab alternatives Dao 0.00% C Equities 000 000% D Fixed income 00 0.00% E Non-traditional 000 0.00% Account nerve: GleSLAINE MAXWELL IRA Friendly account name:Ind/v. IRA Account type: Undo:Au:4 Retirement Account Account number. F Commodities Total assets Value of your account $59,030.64 10040% 559,030.64 Your current asset allocation A Eye on the markets index S&P S00 Your Financial Advisor: SCOTT STACKto:4ml CASRIEt. • cam and money balances may include avaiable cash balances, UBS (tank USA deposit account, UBS CDC instead Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual had sweep balances. See the important mformadon about ow statement on the last two pages of th is statement for detals about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31.2019 3-month Treasury bills 1 52% One-month LIBOR: 1.76% Percentage change Doceinber2ote Year to date 3.02% 31.49% 2.89% 31.02% 3.27% 22.66% -0.07% 8.72% 0/4100030076709e4 W7000301969 000O3 I21903057SCOI YI 23697550 t0t000 Page 2 of 6 SDNY_GM_00325748 EFTA_0O198523 EFTA01307669
UBS Resource Management Account December 2019 Change in the value of your account December 2019 (5) Year to date Opening account value $59,027.76 $58,125.23 Wrthdrawals and fees, ncluding investments transferred out 000 -16068 Dividend and interest ricome 2.88 718.89 Change in market value 0 00 347 20 dosing account value $59,030.84 S59,030.84 Account nen*: GFISLADIE MAXWELL IRA Friendly account name: Indio. IRA Account type: Individual Retirement Account Account number. Dividend and interest income earned For Puisosesd the statement lacablIty d inkr<sl and cirldend income hm been delerrnne0 nom a US yr indoinv miaow Based upon the residence or the a( Writ bade,, account we, or proelvt type. scene r Merest eau Oniend payments may not De scowl in tomer, slats (us) arab Putrid) WO DID Mon* users The client rronitty Paean n not Intended 10 be used Mn cannot be vend upon for tar purposes. °tots should rotor to the 2rOK2t10 tat reporting forme they roomy lean UBS annuaty, Ian as the FOrrr6 1099 and the Fan 491 for cat retortmg riricartatcn n is the oboist of PPS to Ile IM vocable to report loons nth the US mortal Roane Sehice and PR Treasury Detranment and In mph kerns accseatery <aptly dvideect ardor interest as lac exempt or loath income. Rae comfit your include.' tat paperer. December 2019 31 Year to date (1) Dividends 000 556 43 Merest 2 88 65.18 Total current year $2.88 $621.61 Pr or year adjustment 0.00 97.28 Total dividend & interest $2.88 $718.89 Summary of gains and losses ease, reDarled btton rodude products for Mich pant and fosse, are no (tooted. Realized gam and Imes unrealized December 2019 (1) Year to date (1) gams and btes (II Short term OW 963 000 Long term 0.00 -590.37 0 CO Total $0.00 -$580.74 $0.00 VeerKneaded Advisor: SCOTT STACKMA/4O'LE CASRIEL Cash activity summary See Account sr tray MU month for deters Stints m phri Sweep 0plont Se 'minded in the wenn; and closingtames value. FDIC insurance apples to °events at PBS Pank USA anneal banks barttpabnCt as the URSA:It Wined Deposit erect/en, a dal net fiXty 10 deposes al U8S AG, Sisnlaid Bench PPC Vottatton appals to meaty moat entrap fund hadinas tyl rd bank *pouts See important Intoirnston 'sour your argenenr on thelaSt two pages cf Ito document kf coats. December 20191S) Year to date (SI Opening balances $59,027.76 $1,304.58 Additions Dividend and interest ncome 2 SS 718.89 Proceeds from nvestment transactions 0.00 57,819 93 Total additions $2.88 558,538.82 Subtractions Professional management fees and related services 0.00 -160.68 Funds withdrawn for investments bought ODD -6S2 02 Total subtractions $0.00 -$812.76 Net cash flow $2.88 $57,726.06 Closing balances $59,030.64 $59,030.64 O.70009007t0099SNP700030496900C0.3 1219 03057SC04 Y123697550101000 Page 3 of 6 SONY_GM_00325749 EFTA_00198524 EFTA01307670
UBS Resource Management Account December 2019 UBS Bank USA Deposit Account APY enemy period Nov 7 - Dec 5 Opening UBS Bank USA Deposit balance Nov 7 559,027 76 Closing UBS Bank USA Deposit balance Dec 5 559,030 64 Number of days in interest period 29 Average daily balance 559,027 76 Merest earned $2 88 Annual percentage yield earned 006% Account name: GHSLACIE MAXWELL IRA friendly account name:Molly IRA Account type: Individual Reoremen I Account Account number: Your investment objectives: You have identified the following investment obrectves for this account t you have questions about these obrecoves, disagree with them. or wish to change them. please contact your Financial Achisor or Branch Manager You can find a full description of the anemone. ',vestment °tie< twes in ImpOranf oforrnarion about your Statement at the end of this docurnent. Your rotor. objective: Current income & camte aPPreciahon Your risk profile: Pnmary - tvtderate investment eligibility consideration . None selected Your account instructions • UBS Financial Services Mc. is your IRA custodian • Your accotnt cost bass default closing method is RIO, Pro In, Frst Out Your Ploandai Advisor: SCOTT STACKMANtYLE CASRIEL Retirement services information 2019 Year-End valuation statement - Fenn 5498 Retain the statement as you La:':-i LI your Asset portfolio includes insurance products, unpaced Private investmentsor a you own Outsrlo assets that do no: appear on this statement. we wil automatically provide you with an isdated year-end valuation in January 2020. This 2019 yearend valLe of you PA (or the updated value, if applicabee) wit be furnished to the internal Revenue Service $59,030.64 Beneficiaries you've named for this account The ben& cranes listed below reflect the infonnauon in ors records as of the end of this statement period if this information is not correct. Of you wish to change your beneficiaries. please contact you Financial Advisor. Beneficrary changes are not effective unless you give them to us in writing and we accept them. If you live in a commtnity property state, your beneficiary dennation may be subject to community property laws Percentage Benefriary Contingent beneficones 10000% Katie Vaughan -Edwards (100 00%) CW704:090076, 0596ir000304969000C(3 '219030575004 Y123697%010100) Pogo 4 of 6 SDNY_GM_00325750 EFTA_00198525 EFTA01307671
SUBS Resource Management Account December 2019 Your assets Account name: GH ELAINE MAXWELL IRA Friendly account name:Ind'," IRA Account type: Inthedual Rebrement Account Account number. Some P*0. w<Onle 00Clare/II Kibe$ShOrin may be OLOccuimale As a met Gans and Wises trot not be &nucleic reflected see important Aformaterabout Awe statement a the end of ths dxween for more Infcanalion Cash Cash and money balances Cain and (Raney bane*: may .nchoe avalate can balances, ulln Bank USA amasst account heaves: uBS FOC insured FenianBank Seams: uBS AG Sumfota Branch *pool account Waxes and renney rrVIcel mut ud lund sweep Boraxes See the lmportant on*.bon about )our stneffient at the end of this CMinns foe detats about those balances. tithing Ws BANK USA UP ACCT Your total assets Your Rwanda/ Advisor: SCOTT STACK MAIILWE CAERIEL 11B5 Batt USA andtll u BS FOC Insured Megan Bank ckpaA ac<ant bli/fXtStre Insured by the FOIL SINn apaluble pmts. but are not Framed by UPC MS AG stamscro Blanch deposit account telexes ale not ensured try fOiC arc are not protected by SEC. Morey market sweep teldri(e1 ate protected by SEC the me nal insured by the FCC (Venlig Odense CIOSirgbdenCe steeper snare Ave rase DiAdendloteles1 D.3,1 an Dec 1 (f) on Dec 31 (SI cn Dec 31 (5) Fee plod Wed Cv ensure (S) 59,027.76 59,030 64 250;0000 Percentage d Cost Blimatecl Unedited Vete on Dec 31 (SI !Our account basis (SI erred laccme (SI pen* loss CO Cash Total Cash and money balances 59.03064 100.00% 59.030.64 Account activity this month Date Mikity Demotion $59,030.64 100.00% $59,030.64 Amami IS Dividend and interest income Mte. est Dec 6 merest UBE BANK USA OEPO9T ACCOUNT AS OF 100919 Total interest Total dividend and interest income 288 52.811 92.54 ChP70003007f00597 Nen000304969 00033 '219030575004 Y123697550101000 Page S of 6 SONY_GM_00325751 EFTA_00198526 EFTA01307672
PUBS Resource Management Account Decent< 2019 Account activity this month (<Onlinued) 044e Money balance soivitires Activity Account name: GHSLAINE MAXWELL IRA friendly account name:1min, IRA Account type: Indoirdual Retirement Account Account number: Your Financial Advisor. SCOTT STACKMAkfl9LE CASR1EL Cmcrinden Amen' II) Nov 29 lalamos forward 659.027.76 Dec6 Deposit u8S BANI: USA DEPOSIT ACCOUNT AS OF 1210919 288 Doc SI Closing U.S Sank USA Deposit Account $59,030.64 CW700000713705% 71, 7000301969 00X0 1219030575004 M236975501010O) Par 6 of 6 End of statement for account number SDNY_GM_00325752 EF1'A_00198527 EFTA01307673
Important information about your statement LeBS Fnencial Seam he. (the Firma UBS financial Sawn), k a wetter of al errant teanty, ~madly and cob" ewhawges UTIS inertial Staten red LEG Bart USA re rainy« ubscionescd LIFS AG rd athletes of U35 Seanues U.0 the Tim,' throat statement ef raelablr na•art request the Tern's waits< offas ere at tin Farad Slattf k%. 1200 term Boulnerd Wearrelen N)020136 IM notannal i'llrflentt the on1, %cc«, of "act • ES Fainted Sent (1 a<Ount Olhl• arrad{, +tea offal lat clocumertS. tonlonreg coraldregclatersIteM ned be relied rØ F you byte* OW. 6 an «NW a *racoon. please~t ennedotely n mend to the Dearth ~con of the office utter.; >as ocean. Aldew.r at legater {Power re Minded lob amnia. stately% dote had not be rand fa tar paoses ray ity sen )4. 4114 tad 1~4 00. Town 1099. 5498. 1 esc hynen FreOrn3 dov lay man the Fern it requrecl by lee to .Ø toters all toed. ~a, reportable n:n-tanbk efr•dends end tattle interest caned alias«, held n your near net crate* en file transact ere. end too basis On «clan (00(ded umsdied. Cormunicetione web the Fine • Item et.contiree. an, cold carrruncreona i, ventr9 tofurther voted pan ntin. nØ Yenta, via, the Saven ~Or Prol•00•1 Act IPA) • II rho finaiceil neuter on the sap lade date trot of the saat~ es not LOS Feiticial ~Mi. LOS eunNal Sams cartes your ~um at (kelp broker by årta-Tmert with the reacted noes en We Named Yad the retelione,P nhenfa evened the nave let the cafe. SOP (tall and wanes a laded t UBS f named Somas and rot the mroclero brck.a. and >cw nun nuke a report ca nonce a 0001,0n 10 both Ira • Az ~bed r tat otteart cerement,. you ma! nidy tyy o! any anon or botad a/010dg Pecl I reflected cn your clibiment sinn 30 dads aha d teas Maeda med. availed. • Dan Oral offlonNei ~gird. P nyrus to the Yews Chem felam ~wit et 201.352 • I gd a toline *B30.3SA-9103. PCOA.S.1 to 690 P FA Fr PAyrdery through Fray, aen on rya 10 LAYS Fewx el ~0111x . (lent ~PIS Debeltrett PO. Bo. 766 Lb« Cly. 141 07087. • Al statements shall be dawned conc,lete rd atone å not <bettedto n rang ~hie CC dap • co. TTY what. Called-612.0%6ot Øltid. sett U. Cd1201.752.1495 • I% caw of neon a onslcns *at intl.:born lada transfer OM bill parent or 1.13S Vine deter cad ransanion cal 800.762.1000. or wren to UPS ~col ~des yc.. ICCO Harbor FM, 6th floor. We NI 071/4 4 Ann RtAfeirsA Samet Cella min n soon of )au can. 4 >silk'. p.t ststeinent a recepl es +nip or ',punted more framhai ote a transfer cn the seaerneta matro. Ille Fern or Card but, (as applable)mni her from >0.• no lit« ~Cady, ria te Fern car pa IM test ciatamcre al v.anch the Ma or :Mend - Prod6i vas none rd wont nunte Gt any) - Descrbe the toot or the fonder yu tevane about and npLin tebry as youcr wed >a Mere n K nara a why >cm ~CI~ diameter, - haak the dollar errant of te waned era. The Tern or Cad bus ail nvestate your crepes« and wit aced ow lace prarestb.• For sapped eras ~no LEK Vov debit cad transactons. d ben, late more ihr 10 antes days 10 do the we will <red( >at secant la Ill+ an10t" ~Mr* it in mot. to thel you dal Pat*** ute of she money dun) re It.. ties tan complete at nibiten Fitt make all ~is payable to therm+ or the fareul naglen ndatedm N from of the statement In addition to regular oxcart feet accounts may be PletCt to Illenlenrice les. throes la Ire papern tor snort« anhases and thargit fa u-pael roves n ash accost A«ares tir ere transferred toalen esidula0 may be sLkent le a order Ids WS Swap Opaers Les oifien cofion, »~., cash balince,» birk deposit eastern at non-diluted bats and "Maud banes and many mirk« mewl lends OVOne~ Oopoic xccurcc 31 UDC Bar* LISA old are. alfilyned banes parmating n the UPS FD,C teved Program re FOC-reestd n readonce wehr i Crulty. Fa owe raomnbon, plena ma wow 16Yr. Neat secants/4U% AG Slernford Bush rd Sun. el Wray fists 6,e r101 ~Kt ty the IOC. Bank deposits se not protected by SIC Money Fend saum re protected by SW( Sc. "LDS Innesot Siren *Keane ~en' below tan par apret btarct ldro bat deprett mot be **dram. ard thaws ot a Money Tind may be ladated and the vandt returned to >a« >as ~rites was.. Fut« ~son ,but nibble sweep opiens. nc1xliva <ones,' «nest rates and yields. 0 414103ble www das <or( sweepyields, from yea F rancid Adescr a by catng 800 762-10)0 • f ~of Son ices account prowsion the Tern 'fomenter ot In Stevan reran Protecion Contrition (SIC), .Mich VOle<11~4e. curictren of as members Lp to 11.00.000 fendoleig 1754000 for dares fa cash) Emir/nay Øre nobble nor le-gd a n ern. eaSe or9 We SIP( t,a Ølion lint axe, to ill tact" that you hold n a petal" <sob, The Fern, together nith colon *Watt he al» ~chased supplemental rune We marrnsn sexist ~CM to deniabledeem «decree b under the poncho" es ISCOmIlat as of Decanter 10. 2016 Stapp° to 'heroic? coedit" and lantetens tant the Fem n tut« acetected kr tp to St 9mila:rite the ~None for all rxe naves held n a pedalo ~car A tut coy ~poky wardna it oldete won rectart tinter the SIC prarden ra the ~metal pant«, sob to: • Colin Inneal nun ~died by fend needed n Seer «('ru utal tut tea:lawn Irons UPS inrKul Seem." Foe emetic* («Inn CO musette acacb, nottro wstbk, armates. and feJ ~el of meta kw:bra:Awed nt.'s nacre of the accovn hold« on the becks of the our or orre votes), • imestnem <moots a rwesimn merest, (e 0. Itnird potnenhas ard wont placements) tat re not !neared velar the Sountess Act of 1971. • Cam odar <cream (e Liaison ...charge and proton rnnalprdriclf.l, inicludn) lines piedrais atl 1~ Piton contracts. rd • Depose accountsfawn:4 COrthCiPS d dØ, a LIBS Br* LISA. UBS AG U S tenches and bales n lee MK Wand Uten Proymn The S+K prOleclon end the simakenenial prctedcr do me »pi" to these assets eon if they aflame coat onyx.' siderei(. %WC prolecton and the upplernmtal prot«tion obi'« POIKI 193.01 changes en the market vet.* of yes ruasters (whether as reveel of market movement. emir brtnpya othervemel Dividend Reinvestment Program (DWI the pace reflected re an enrage ace. dor may °Mon the abase ace kom pas lanced &Once On Mek turn me ou <handunder DRIP. and 5h~ ,all be fold andtheca will be &paned ee you accc•-nt The dwdendrerwes~ are WOPI0dIbil ane 1000 net date born the ~Id ace t nnwh ihe Pineal shreo ra sold Cadwindieu Or*/ whole tat/ my be held en par ware drawn 10000,101 pndlrml at a restate of å dmandonmn or ~rte. the Tern we tilt, WI and aul al mr/44 tree a accept an rant Otternted by a .turred ctesnv szaty. ard «ed., px.. «card ~want ebjectirea The ~street *beam red nek tweak are wade to each account and may day between yas "rat ea!, xlvn• the Tam prontAbr weep cd sty nit fart ^vide 4, >as farad Saner P omsne. ~tins For each near< fat you choose or. of tnt following imminent dajettnew • Peace Current Income Fresemers seek", the genreler of exam oily • Aram, Captflopecnnon aurebuer, wean) womb of argent anew than the ~rater cf fame • ~es Combnatan of income andiCAPnal Apprecaten bresurems sealed tads the generation of tame sd growth of primal Owe& rigkpefiln • Ce~a ~ 10 to ~riled phcinl. web barrio rid valatilty to the account ~al. runt that mere the "cope cbesnOtgennet >enfant acme a mum ard may non Leep pace nth eriblen • Moderate Waling to accept tone nal to pnmoal and tolerate seen welabley so so* Mier rani • Annase Wilis3 to acceptaccep<e.gr "t b anepott rd ho rabbit, to end Noreen owe lee • fremosnet Ara* Consdnenete I 1e 104 a paten of the panblota tat accent my Mode corn*. strong" Unwed ladrty and reter Waled Sea Tousehekfor We few ccawWlew all related want ~as with the same **Yen n the same enneka. e.9. because they here worn who el» mentor, pen Jocose relahonst,en wet other dents el the sere edIress I >a pork, to maw std fad stemana mailed re tow ato me4f.:4, >00 no/ &dn. hoseeredno by yalrgyos inerwealAdma Friendly wows name Merle/0e account dame 0 ,avtent ble •rucknerre• chosen by you to asset you wit, you reardsettard 1 has no legal effect or pour accost is nos reended to waled any straw. pralAt rearm...raw. nwstrnent dated,* a rei polele as:noted wet. par accounts. and o not a prom« or garnet that wrath. or any Inamtolneubt <ala wit be echoed. Al neonnest nweva trendy 04 tac, ntØte nek of ton of enterer, rem:~ You <ad <King, your handy ~cull ~nee throup Onlr, stura a by contactagyme inn el Adana ~art —low • Vatic of pas anontesem1/440 Net of awes rid n. . Assen. axed*, nailable ash ben" vales foe ftwillwr ~V (eft), and Global Tine Dnaatas., vreafind ads to market. and onablestlf not held by the Tern Don not nettle unviced nositelessets at the end a the peer and One neuron prods. a re* ne tungrek vtented stock opens and cieetc4abfe noo ovens • unites attain debit bauler. anteing utsagn loans. crock Ine, that accourt ~cot • CashWeney Wren Total el ~trod olalabb cash tolertes, paw oppe Latrine al allhua rd nonetoted brats. rd money ~en nand kind sweep balances. at the awed thellalaraperod hicniormsolty bee credit balances n)SLY access ote not from other balances and the Fm my Lot ryåd then knit new adnery «aud et harms These tench re payable teon your demrd. Dvs total o needed m the «rent paced cloeng enkar. La d% hefter tien fee dosoled Mormabon on the eons lendng practices rd Catboat, refer to pas Clem Rebtiornhp Ageeerem a Aran kree~1 and t0F ~we , Terms rd Orations LEIS kanenent ot Credit 'mikes walabk nArece.net andoucbusas al Ipv/w h.. td, SDNY_GM_00325753 EFTA 00198528 EFTA01307674
Important information abort your statement (mimiset') rev rase Vos snorene ~es meen ad der mets held b theatraal at the *ni of et ~omen, po-cd yes roW ark tor ckahorycdfuly pad ~nos a arry tm> no ma? Wen. ithrie4 vad at ban toedam dier parg any Mam* dut ontleen Aryanwb., trandered tefim ding the statement pen:dam Isted at ~et valen d et end d the statement pencd • ~ba. h deze/merg et (On ba» ot et ~Mes indook!! n en Selemat. *here iredcrod web th* nrelan • V LeS Fnricial knoet has reed Normmm cblaned kom torn Cd'« dfm LeS fored Seances. rddrg ~maten keen anothe lem or dat you mag havo pranied,o yen Inwoei Mise The P am does not ndepteekney venly ce ~riet the Koracie vandty oe arry edomtMon Ø rronded ty ~as other than fnancwl Sem«. editen akhough LeS inreed Sereen genera toderte es menulaas t o meed the lno does rot avede tery asnoen dm*** dommer voce 'Coat brr' a-d • Urreiced garftosi e amor* at os so dot* ot dit «memory At oach. okaw doom ir* on hts ntarnancei to malie ~Mater sak decncen, ace pappa a °teems. 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