important information about your statement U3S Financial Services inc. (the Firm cc UBS anted Swots), is a mesas of all principal acuity, ccmrroday and weirs exchanges. UBS Financial Semler, and 1.8$ Bank USA re i-died subsilenes of UPS AG and athhaes of UES Sautes U.C. The Fun's lama' staternert C available upon remast The Fives townie offices are at: UBS Financial Seven Inc. 1200 Harbor Boulevad Weehawken, RI 07086 This %Menace represents the only official record of yar LBS &uncial Semites account. Other recalls, eat official tax dxunents. contanng conflinng data 'bond not be relied wan II youbelieve thee ban era or omission please report it arrnedialialy n writing to the Branch Manager of the office wotg your accowt. Atta4' al hires shown re intended to be accurate, statement datashould not be used fa tae purposes Ray snob on yerend tax kerns, (Le • Form 1099. 5498. 10425. etc) when prepamg your lax return. The Fire s required by law town to tie IRS all liable dividends, report/Lb rostanble anima and vane interest erred an families held n you actor" net proceeds as see traroactions, rd con basis cn certain covered sates. Cravoreanationa widt two Firm • Please reconfirm ay oral communcatent in wring 1ofurther protect your riles. indudrg your rignts under the Seosiies Investor Protection AO (SP8 • If thefinancial atitution on the top left of to frond ol this statement snot U3S Enamel Strokes, U3S Financial Sanas carries your =cum as Waring taker by an-a-gement vet the ideated insitutti We informal yco of this relatcnshio when you opened this axon. h the cast your Kea and Parities re located aims financial Services and rot tie intro.:Law braes, and you nut make a repxt of any error or omission to both firms • As desisted Inthe account agreements, you mist roily us of any errors or laud Solving decks reflected on year statement within 30 days after e was mailed or made kW. • Pleat died /mower complaints or harries to ter Fim's C fent Relatkns Deterrent a 201.352.1699 or toll-free at 8/20-354-9103, 8:CO AM. to 6 CO P.M. ET Monday through Friday, or in wing to WS m anual denten Fe., Client Relative Department P.O. Box 766 Union Chit W 07C$7. • A 0 slaements shall be deemed complete and waste if not objected to h welting within GO days • Fa nv services_ Call 044412/0966 or *cm outside the US.: Cal201.352449S • h cat of tars or westkrus skein an electronic knit dam* (EFT). bit pannuni a UPS Vett/bit card transactrons, call KO-M-1000. Or wile to UBS Fano& Snaps It,, 1000 Harbor Blvd, 6th floor, Wielmeen NI 07086, Am RIVINEGA Strokes. Cal a wite as soon as you can, if you *tit gar statement a receipt is wag or 4 you need more a-domain axut a transfer on the statement or reeePt. The Firm or Cad War Gs appicable)mitt her I ranyOu no later than 60 days after the Fm rant you tie list acme d on which the error or Problem awered. - Pordeyew name ad axone Meter (0 any) - tenthx Ile error or tie tanner )Cu re inure about, rd ninon as clearly as you can why you believe a is anent a why ow need more S.: matron - Provide the doles antis! d tie suspected era. The Finn or Card bsuer wi Seagateyour complete and will coned aro error promptly. For alleged errors twiny? UBS Vaal, debil ca-d ea-mach:rm. if we take more than 10 tus tress days to dates, we will credk your arrant for the amount you that t in error. so that you ni have the use of to money dunng he tine takes us to complete our iroestiption. Please mike all checks payable to the Fern or toe lance& instant) notated on to front of the statement In addition to nrgnar accost leek account may be abject to mai-wmarce len chaps for We pannee as securities purchases and charges for unpaid ascents n cash accounts Accounts that ae transferred to other instancns may be subject to a Vander fee. UBS Sweep Options LES otter, option ken sweeping cash banes to bat depose acccuMs al non-affiliated bats rd affiliated banks. Maley market mutualfunds (Money Ftid)aad the aernatiorolDrPocit Oxcart (CA) fa castanet wih an Internatern Noon Management Accost. Depose accounts al UB5 Irk USA and tiro-affiliated banks participatng n the UBSFDIC4nstred Deposit Protein are FDIC /inured in accordance veal (INC ales. For mere infoonatian, please visit *win f dic.gaii. Deposit accourts at UBS AG StanfordBranch and shays of MoneyFad are rot tared by the FDIC. Through tie b7A, cash balances re swept to deposit accounts at UBS AG New von Brant, ad UBS AG Cancun Branch. These deposits are not insured byte FDIC. Balances held at tie LES AG Cayman Branch are temp:only imposed tote sovereign risk. of tie Cayman bla-dk and there is no quanta or other obligator, of LES AG to repay the balances while tithe UBS Cayman Branch's books. Bank deposits are not protected by 9PC. Money Fund shires are protested by 51K. See 'LES Finnan Sitnaf Account Protection' below. Weiyour request, balances n to bet depositsme be **dawn, and shays of a Money Ford may be haidaect and he proceeds retuned to you a your settees attar* Father it match about available map options, nets: rig current inierest rate. and yields, it available wave ubs corrironewyelik fromyour Lancia Arta/ a by calling B20.762-1000 'JOS Fisancial Services account protection The Firm is a mortar of the Seosties Investor Protection Corporation (SIPC), which protects securities customers of its merrters up to 150),000 Gricludina 1250.020 for dains for oath Sanatory broths* available upon reckiest or at mar 3fC.org The WC asset protract Wits apply to all accosts tilt you hall in a /articular capacity. The Fnn. together wish certain aff Pates. has also Purchased oniplenvental instance The mai mum amount psi *le to al thatb clients, collet...fib Linde this protection is 5500 million as of Decerrter 10, 2016. Sttject to the poky cordlike-4 End lenitations, cash at the firm is further protected to up to $1.9 million n the aggregate for all your accounts heal n a partrout capacity A fill ccpy of the poky wadi-9 is tailible Won request. Neither the SIPC parlor/mot the apphrnental protection apply to: • Certain Ironeia assets controlled by (and triclatred n your account value) bit hell away from UBSFinancel Services. For exaTole certain 0) insura-ce reedia-tv. including variable aortas, and (i0 shares of meat funds registered in the nine of the &case holder on the boots of the issuer or transfer agent), • Investment areracts or investment interests (eg. limed partnerships aid private placements) that are not registered under the Securias Act ol 1933; • Commodities contacts (e foreign odors* and me exit metal centring nalubrg futures contracts rd commodity option contracts; rd • Deposit accounts (except cenifkates of deposit) at LES Bat USA, UBS AG U.S. branches and banks n the FDIC awed Deposit Protium. The Slit potearon and he suppinnental protection do not apply to these assets Own if they otherwise appear on rat statements. The WC protentrn and the appkmertalpraection it not protect against changes a the mines vain of you invervnents (whether a s result of menu movement, issuer binkruptcy cr otherwise) Dividend Reinvestment Program (00%) The pin reflected i3 Jverage pike You may obtan the actual pro. Irtvn yos Not in Advisor . Only whole shares are purchased under DRIP; Panel tern will be soli ad the cash wit be deposited tri your account Tea &idol] (ern/semen price applied by the Baer map Offer Irom the market pke at which the panial than re sold Cnb w • hole urns may be hid n yos account. If you re staled to • pas ul at annuli ol • bad payment • otionvise. the Finn will either sell partial trim at matt price ce accept an snore detemined by a registered cleirkg agency, a-d credit pas accost Investment abilities The investment objectives rd risk profile are speak to each account and may ray between yes accounts Pease advise the Finn prorrptb in venting oil any igrolicant change in yotr financial situationor investment obectme For each wart hetj you choose ore of the (plowing investment objectives: • ProduceCcorencincorec Investments seeing the generation of ncone only. CONFIDENTIAL • Askew Cepa/ Appreciton: Investments seeking growth in pmcoal rather than the generation of income • Prolate Combnation of/mount aniCapitaf Apportion/ Investments seek -g both the generation of nccme and growth of titian Overall risk prof ilea • Conte/have- Seeks to manlin nail tiro pat with low rk) and volatility to the accost overat even that means the accost does one generate significant income a rears and may rot keep pace wit intent). • afoobrafe Wiling to accept some risk to principal and tolerate sane volatity to shift higher return,. • Algoressee: Williag to accept hip risk to pincipal at high volatility to seek high returns overtime. • (ntimmentElicjeikey Consideration: If selected a portion in the portIolia for tat account may include complex strategies, linked liquidri andante whitey. Statement •haseholdior We may consolidate M related account statements with the sea address in the same ernretpe, op. because they have cones take mantic' joint scoot)t relationshias was otter dents a the sire address. If you webs to mane indiedual state eats mailed 'n mane ernelcoes, you may decline hourohnding try ailing your Financial Advisor Friendly account name The Friendly account none is a customizable 'aliment' chews by you to assist you with your recordbeeping has no legal effect cn your account You can thaw? your friendly account nines, through Oar* Services a by contacting ryas F nanoal Ardour. Accaon overview • Yak" of you accountrportiolia Net of assets and bailees • Assets_ Includes available cash balances, wakes for restricted saunty (est), and Global Tine Deposits, unread:el marts to market, and carton assets not held by the Fern. Does not include unpriced oeuritielactels at the end of the pior and orrent staiemeM penods, or prone iroesonentku od stock options and (serenade stod options • Craton:es IncLides debt balances, onsta-dtg nation loans, credit lint snort meant balances. • Casheioneybaitros. Total of uninvested avian* cash balances, pLis depaot balances at affiliated and nondff lined banks, aid nxney maket mutual Ltd sweep balances, at the cbse of tie amerrent period Norocormidity free mit balances in stet want ay not segr, 'gated from other balance and tie Fernray use any of these finds in the ordina-y course of its busness. These funds reps** won your demand. This iota is incLded in the CLIThill period closing yew. SDNY_GM_00023596 EFTA_00134216 EFTA01275987
Iinporlaut information about your slatement (Continued) Lending information For deeded infOrmaten en the Finis lending predate" and chorAnn, refer to your Client Relationship Athernart or Accost Agreement arid the General In and Corditons.1.85 Statemenl of Credit Practices available in Agreements end Guelbsures at lausyt ub• comircauttockclettat. Year assets Your stakenxien demon secuit es and other assetsheld in the account al the end of the statement pond You may ac for &hay d ley paid sco-rtties at any tine. You may receive secunlies used as loan collateral alter payng any Isolate de an them. Any securities tranOettecl to the doing the statement period are lhted at market value as of the end of the statement prod • Cost belie. In determining the cost balm of the saunties incktded in this axonal. minere indicated web the nutter Les nazi Sewn teas rehEd on information obtained from sources other than US$ FnallOal Senices. ilk:emotion Iran another fain Or that you may haw provided to you- Finirkial Adiscr. The Firm does not irdeperdently verity a seaward* the actuary or vaidily of any elammion added by swum other than lin Fianna Services ad ahough LOS F narked Services garal updates this /dame Oa as.* received. the Tem don not prow* any assurances the the nformaton seder 'COW bind' and • werealaect gaff loss' 6 accurate as of lee date of this statement. As such pease do not rely on this information10 make mochas.. cc sale decisions. for tai disposes or ad owes.. Accounts transferred to the Fin may reflect gageloss Ham mcn only fa the period ea* they are heed A the Font More historical nformalion can be added by ya./ Financial Advisor. • Urruiited gaiisfionee Yfrkes data is wadable, to 'sneaked gar:losses are calculated for ;yields, secucy lots the transaction data fa nidtvilaal lots may or ma/ not reelect cornmosiceo. charges rater security reorgani:ai en events. Dividend and other rt:west:Nam lots and systeenalk purchase Ids are each catiad to display one averaged lot. The • trade date co/onn presents the aging transaction trade dale • Callable tearkies Bond and preferred stock that the issuer cats for eats redemption wit be selected tetanal& by lot Iran anon) at secuntes of that issue held it out name or n nominee name for as clients Call least rekernauxen otslaned from third parties ad es accuracy is nol gaanteed Other call f eaves may exist which coxed Elect *id compele niamalon will be added upon request • Cottages...deposit (CDs). COs ate FDIC nsured tp to t250,030 n min oat and accrued interest per depositor ant per depository indecency inaccordance wit FDIC nieS. • Pricelvalue Prices displayed for setiones and other produces my be hgher or lower than the Price that you would slushy recent in the market. Prices se obtained from erica hid pal, source. thch war ben* to be rekabe, hit we do not guarantee ilea acaracy - We generally use the closing price when available a the mean of the bid and ink prices la listed securities and cohere a only bed prices la OTC saran. - Less wheat traded 'wont nn may be piked yam] a valuation model a the mod recent pre* we dalaned rd may not reflect an actual market price a value - Certain post ens may tipper without a wk.. a-4 will Pay al 'price was not evadable' d we re unable to obten a price for a security. - Deposits or securities denominated in curencies ate. Uon U.S ddlon se relkcted at the eahange rate as of the statement date - Fa certain securities trading in nonconforming denomnatorn, axe and quatily dace wake) may have been elated to facilitate proper vabacce. TO obtain warted quataliten. when aaaaabSt contact yar Feuncial Advisor. • Private inveaUteentS and structured products Private investment SeCtritieS (rk lacing drat partopown program and real estate imestment trust wanes) and sax lured axlacts are grinteoly hglay alcual Cartan art Lured products have not been registered with the Securities and Exchange Ccowession or under any State SeCuntieS laws. We remade *sweated values for private nvestmtnt leo-rites and structured reedit for informalens, purposes only Accuracy is not guaranteed - These values may differ %Warmish/ from prices, d any, al whkh a paste rnestmal security a Structured point may be boupv a sold and do not necessarily refeesent the value you may receive %Oa lituidaticn. - ThYd party emanates of Abe are as of a certain date and re Steplkd to UBS Fnarcial Serves on a agar base by an independent Salon tem. - Mutt, generalpartner or sponsor est:noted vales if any, re applied to the F im by the 6Suef, general Paine( a sponsor and may be caktIated based on Off event rdorrnation Iran that used by shed pain to derive their elimated vales. - You can obtain additional information regarding the methodology used to determine the estimate of value and the date of the ntamation that is the basis la the estimate by contacting your Fennel Advisor. - Thrd party estenawd vales may be reflected as Not pnced• n several stallions. when an steer:tem valuation arm has not supplied or e unable to assign a rake. when we become aware that a material event has centred Out may tall a Preweu0/ reported value isto gueStion, cc when a value would be highly speculative due to the nature of the secunty. - When nether an issuer, general piano or sponsor estimated value Mr a thidepoty estimated wake is proWied, the value of the security will be deferent from its ctahase prate. - ':kabala, to dale mat ntaJdt fee" of capaat. Accent or both. • 'Orignal unit sae' represents the initial offering axe per unit and may not reflect ems cost basis. - DPP ad tatted REP secates arc not listed on a Mien* securities exchange, and are generally dicea4 and even it They can be sold, the price reused may be less than the per share estimated are voykkd n the acute statement. • Restricted securities Restricted stardom aneralir re rot tumefy agate for public sale LDS Financial Services uses the market price of the unrestricted stock of the sane nsuer as an meted value foe the restricted stock fa purpose: of the sroemenronA To the neat that restricted securities are elijble lot sale, the vake receivedmay be skbstantalbe less than the emoted vale* shoran • Est (tostimattod) income• current yield' and rates. 411 tin :sate of annual isccraa is bawd an curer* dhiderkt ani Merest rates, assunireg der securities will be held for one year tram statement date or urea mattsity This estimate is only a quaker*. accuracy and continued name are not gusareeed — Estauted areal noon* and cutent yield for certan txx-s of sectrites toad siclde a :Man of prncoal or capital gate em which case the eat. income (ad culvert yield would be overstated. — Estinated axed income and current yield and the actual income and yield Might be lower or hither than the estimated anoxia — An estimate of anrualaal name (dividend ado interest) divided Pith• current mallet valaeraverage balances based on the last dividend or merest payment made by the issuer and d19-MeS the securkeRdeposts will be held for one year kom the statement date or until maturity. Accuracy and continued real are not guaranteed. • Assets not heed by UBS Fitericial Services Certain assets are not hell by Thelma and not wain the Farm's possessive or control. These assets are deployed on yea streart for infortnatenal arposen only. Positons and values presented are provided by the issuing fern UEK Franca' Serwes is not fl orist)* or tit and o guarantee es accuracy. these easels we rot protected by WC or the Tent's supplemental WC career. • Revenue during and additional compensation. — n alincn to cornmemOns en sales rd I2a I fees recanted n comae ion with the diarboon of maul' finds to as <leaf we exact our alpine renew revenue Oat, payments from claddas ardor advisors of the rruttail funds that we sell. These woods are based an two different C011ipOrentS: (r) the mane of sales by MRS of a particular manual fund family to our awns, and 60 the asset value of a Particular mutual feted frays shires held at the igen - We and our affiliate also receive netviodrg and annexes processing fees in comdmation for transfer agent services that we provide to the mi-eual funds These fees generally are paid from armor assets re the mutual had and are a feed dollar airdrit based on the rumba ol accounts at the broker-dealer hokfrig nuual hinds of the lad tautly - e1 addition to commisions received in connection with the sake ex darbuten of annuky attracts and unit weaned trust tress to our dents. we ardor Os Oblate receive revert* sharing coentensaten from may of thy AturIeKt <cmpaliet unclenAnt CONFIDENTIAL the annoy cortraas, Alibates of the attacke companies or sporkors of the unit investment trusts we dada:ant. - In addition to commissions received frcen the drama and sale of Nesfahr es fund we ardor it affiliate receive art assePhastd revenue sharing payment from NonShares dkattAors, as well at I Lncli-9 for anhnolow devekpment. Panng and enaction. - Our if antes also recs./evading coo enssons and other commendation Porn textual folds and insistence ampain whose products we &Oxen - We recent an a-nalfee fruit LEG en USA and LEG AG Stamford Brach of up to 125 per account sweeping to the banks cider the LDS Bari Sweep Program Activity Informaton regardng CCOMVSSialt and other charges incurred n ccnnea ion with the execution of trades, indadng option transactions has been wedded on COnfernstiOns Foevousfy furnished to you, rid wet be provided to you prorrpny on re-west. Short teeing If you se engaged n short selling a securay, you may incur a charge de to certain borrowing cons for that pat ilte seirity. Openorders Regarding open Or • 700.1.14ancellecV ado, that were not oneetied by the statement date, open buy and set stop orders are reduced by the amount of Bede it s a reps on an viedividends a neighs date unless intimated otherwise by you. You are respinsbb for orders that are executed die to pier failure to cancel "'fling open ofcletn, Privacy to Ginn a copy of an current Client Privacy hattke, please cornea your Financial Adam, or vet as webs.e at lanny mai eneareeventrae. ▪ LOS Financial Saxes is not a bark. The RMA, Banns Services Account BSA and IRMA are brokerage accounts which probick access to bank Ina Services prodxtt gnat arrangements with affiliated bats and other Ihid.party banks, and provides access to retrace and amity products issued loy trait based thedeparty ward companes though advance agency °Snider's a !JADE-axial Services ins - esentrwent eisurance, and tenuity products — Plat CDC Weed • No bank guarantee* May lase vale — WA. ReSOSCP litaripertant ACCOOle. Business Senses Account BSA. IMAM and international Resource edam:v.0one Accost are regal cued service marks 01 1.85 Frontal Service, etc, — VISA is a registered vadrinard owned by Visa Intanienal Dine. Association ad used under [tense. The LI35 Visa creche cards ad the 185 Visa debt cards are issued by 185 Bart USA with porrnitsion f tom Visa U S. A Incorporated All other trademarks. registered vackmarks, service marks and registered service maks are 01 their tempera* cocOanees UPS Financial Services Inc Rev 2017II SDNY_GM_00023597 EFTA 00134217 EFTA01275988
44) UBS U8S Financial Services Mc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Cem70056358590618x17 vl 0 Account name GHISLANE MAXWELL Friendly account name: Incliv.Check/Car Account number Your Nnandal Advisor: SC011 STACK Mb N1, v.e bSB Ft Pho'in Resource Management Account June 2018 GHISLAINE MAXWELL Questions about your statement? Cab your Financial Advisor or the Value of your account RMA ReSoUrCeLine at 8DO-RMA- 1000, account 029323576 on May 31 (1) on lune 29(S) Your assets 47,324 58 45,120.48 Visitour website: vw.w.ubscomffinancialservices Your liabilities 0.00 0.00 Value of your account $47,324.58 $45,120.48 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Tracking the value of your account ThcLcarld$ Sources of your IKCO uat growth during 2018 Value of your account at year end 2017 $41,946.32 7:6 Net deposits and Withdrawals $3,121.47 4?9 419 47.3 45 t Your nvestinett return Dividend and interest income 152.69 Change in market value 50 00 • 9 Value of your account on Jun 29.2018 us 170.433 Dec 2014 Dec 2015 Dec 2016 Dtc 2017 ma/2018 run 7018 Member SIPC CONFIDENTIAL CIIPR3005006635869NP7000305430 00003 C618 03057500= 1C000 Pap I of 6 SDNY GM 00023598 EFTA_001342 18 EFTA01275989
ICI UBS Resource Management Account lure 2018 Your account balance sheet Summary of your assets Value on lune 29 a) Percentage of your account A Cash and money balances 45,120.48 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% Account name: GHISLAINE MAW. EL_ Friendly account na • i r Account number: E Non-traditional Value of your account 545,120.48 Your current asset allocation Total assets $45,120.48 100.00% A Eye on the markets Index Your Financial Advisor SC" -• CASRWI • Cash and money balances may include available cash balances. VEIS Bank USA deposit account, UBS INC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about four statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 29, 2018 3-month Treasury bills: 1 87% One-month LIBOR: 2.09% Percentage change lune 2018 Year to date 0.62% 2.65% 0.65% 3.22% -1.19% -2.37% -0.12% -1.62% CNPAVC0006635870NPAX0305430 00003 0618 030575004 CONFIDENTIAL ICBEINYGm000234,1$ 2 of 6 EFTA_001342I9 EFTA01275990
*UBS Resource Management Account 2C 1:.1 Change in the value of your account lune2018(S) year to date (1) Opening account value $47,324.58 $41,946.32 Deposits, including investments transferred in 2,675.42 45,793.92 Withdrawals and fees, including investments transferred cart 4,889.44 -42,672.45 Dividend and interest income 9.92 52.69 Closing account value $45,120.48 $45,120.48 Account name: GHISLAINE MAXWELL Friendly account n • Account number. Dividend and interest income earned For purposes of tNs statement, to ablIty of interest and dividend income has been determined frcM a US ten reporting LetsPeclist. Based upon the residence of the account holder, account type, or product type, some interest ander dvidend payments mar not be subject to United States (US) ardor Puerto Rico (PR) Income tares The tient monthte statement is not intended to he used and cannot be retied upon for tar purposes. Clients should refer to the aP0Katie tar reporting forms they receise from MS annualy, such as the Coons 1099 and the Forms 493, foe lax reporting information et is the practice of UBS to file the accricarie try reporting forms vAth the US inferno aeveni.e service and PR TreaSury Departirent. End in such Ramo accurately crassly chic:tact ray IntereSt lax exempt or iamb* income Meta* consult your intlyclual tax preparer. June 2018(3) Year to date (S) Taxable interest 9.92 45.82 Total current year $9.92 $45.82 Prior year adjustment 0.00 6.87 Total dividend & interest $9.92 $52.69 Cash activity summary Your N nodal Advisor: See account activity the month lot details_ Biances In your Sweep Options are indudedrn the opening and closing balances value. FDIC Insurance re:p4es to &positsat UBS Sant USA and all halts participating in the UBS FCC insured Deposit Progarn.R does not apply to deposits at 1)85 AG. StariordErrarch or bank caparits dived through the UBS intern:lion/ Deposit Account program SK protection apples to money market sweep fund holdrqs tut not bank deposits See important Mformabon about your statement on the lad two pages or this 030ement for detain. lone 2018 (1) Year to date (1) Opening balances $47,324.58 $41,946.32 Additions Deposits and other funds credited 2,675.42 45,793.92 Dividend aid interest income 9.92 52.69 Total additions $2.685.34 $45,846.61 Subtractions Checks and bill payments -4,806.04 -42,589.05 Card payments -83.40 -83.40 Total subtractions -$4,889.44 -$42,672.45 Net cash flow -12,204.10 $3,174.16 Closing balances $45,120.48 $4 5,120 48 UBS Bank USA Deposit Account APY Interest period May 7 - Jun 6 Opening UBS Bank USA Deposit balance May 7 $47,492.08 Closing UBS Bank USA Deposit balance run 6 $45,711.55 Number of days in nterest period 31 Average daily balance $47,178.33 Interest earned $9.92 Annual percentage yield earned 0 25% SDNY GM 00023600 CNT7C00830605871 NT7003 305430 00033 C6l8 03057SCCs 000/ rPap 3 “ CONFIDENTIAL EFIA_00134220 EFTA01275991
*UBS Resource Management Account lure 2018 My Choice Rewards Points from UBS Account name: Friendly account name: 'u Account number: Rewards pants are reflected as of the 26th of the month of thepro:business day' if the 26th fats on a vieekerNh0liClay Reward, porn activity oetals can be found on w.ww..ubs.corafOnllneservKes lure 2018 tea, to date Opening balance 7,424 7,341 Points earned 0 83 Closing balance Your investment objectives: You have identified the following invest rent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Frnancial Advisor or Branch Manager. You can find a ful description of the altemaove investment objectives in important informatron about your statement at the end of this document 7,424 7,424 Your return objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consderat:on - None selected Your account instructions . Vow account cost basis default closing method is FIFO, First In, First Out. Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL CNNCOCE006635872NPNC0305430 00033 06l 8 03057 AaleAi worty_ 50a Gm _00023409e 4 i f ,:i CONFIDENTIAL EFTA_00134221 EFTA01275992
*UBS Resource Management Account June 2018 Your assets Account name: CHISLAINE MAXWELL Friendly account merle: Indiv CheddCar Account number. Some pntes, InChale and current vaues sheen may teepprOximale. AS a itstm. darn aid losses may nol be accurately reflected. Set swollen( into/meson snout your statemem a the end of ths dxumem fOr more Infornmon. Cash Cash and money balances C3sh and money balances may rad ode. avaltde cash balances, USS Bank USA depout account balances, UBSCDC insured Progan Bank Balances, UBS AO Stanford Stanch deposit account bdences and rroney name mu tut land sweep balances. See the Important information about nor statement at the end of Ns doarneM for details about those blames, Hddng WS BANK USA CEP ACCT Your total assets Cash Your %sandal Advisor: OTT STACK MA/aryl C CAIrtiri Urn Bale USA and et UBS FDC mused Procyarn Sank deposit acojr baesKeS are insured by the FDIC %Albin applicable lents, but are not protected by SIPC. U8S AG Stanford Branch depaut accourt baances me not insured by FCC &War not protected by SIPC. Money make sweep penances are protected by 9PC but are rot Insured by the FCC Deering bdaree closingbliEnce Pike per share Average Dnicitneintertst Days in on Jun 1 (1.) on Jun 79 (I) on Jun 29(1) rate period period Cep amount (S) 47,324.58 45,120.48 250,000.00 Percentage of Cost Estmated Unreal zed vane on Jun 29 (1) yOur account Oa% (S) annual interne (SI gain or loss (0 Cash and money balances 45,120.48 100.00% 45,120.45 Total $45.120.48 100.00% $45,120.48 Account activity this month Date Adria), Dex Arrount (S) Deposits and other funds (red ked Jun I Transfer FM 100 2,675.42 Total deposits and other funds 12.675A2 Date Actin* Description Arnow' (5) Dividend and interest income Taxable interest Jun 7 Interest UBS DANK USA DEPOSIT ACCOUNT AS OF WO& 18 9.92 Total taxable interest $9.92 Total dividend and interest income $9.92 Date Adhity DeSCdplagn Jun 4 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE 39.94 - Amoselt IS) Bill payments OrP703033066359,73 erP7003305430 00033 COB 03057901 CONFIDENTIAL continued natant DNY GM 00023602 I)00 Page 5 of 6 EFTA_00134222 EFTA01275993
4t UBS Resource Management Account Jun? 201$ Account activity this month (contnuedi Bill payments (r -irrrn Pc.,) Account name: GHIStAINE MAXWELL Friendly account name: lndiv Check/ r Account number: Your 6 vandal Advisor (]TT STACYJAall I VI F rACRin Date Actinty Description Amount (S) Jun 4 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -4258.43 Jun I I Withdrawal Total bill payments 44.806.04 ACH WITHDRAWAL Saks Retail -50787 Card Items for your Attention: The new UBS Visa Infinite credt card is here, packed with excluswe trarel benefits, more rewads and more of what you lore, ncluding extraordinaribr personalized service, All SItinningly Clad in metal. Visit ubSCONvisainfiMtec«all us at 888-762-1232 to learn mare Date Description Amount (1) Jun 20 CREDIT CARD PAYMENT -83,40 Card payments Total card payments 483A0 rriinnum Payment Cue Payment Due Dee credt kne Avatar. C fedi Line Outstanding Glance UBS Visa credit cards) payment information $0 .00 S35,000 00 535,000 00 30.00 This credt cad is enrcKed in UBS Pay frail Card feature and will auicmat cary be pid from your xcoure Your payment is schoduted for July 20, 2018 We preside this information on your UBS Visa credt card scleiy as acourtesy to you. The UBS Visa credt cad and account are rssued by UBS Rank uSA U8S 8ank USA sena you the off icid statement for this account and you should make your payment accordng to their instructions. We do not include your Putt-lading credt caidhriance in the verve of lois account with URS Financier $ennces Iix Date Activity Description Amount (S) Money balance activities May 31 Balance forward 847.324.58 Jun 4 Deposit UBS RANI: USA DEPOSIT ACCOUNT 2,675 42 Jun 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 05,04118 -429837 Jun 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 06/0918 9.92 Jun I2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF DO 1 I/ 18 -507.67 Jun 21 Withdrawal VBS BANK VSA DEPOSIT ACCOUNT AS OF 0620118 -8340 kin 29 Closing UBS Bank USA Digest Account $45,120.48 The 1185 Bank USA Oepayt ACC0Unt Is your primary Sweep Whittn CNP7C008006635874 NP7000306430 000O3 008 030S75° 1Q 4Y_GM_00023t3low 6 of 6 End of statement for account number VI 23576 55 CONFIDENTIAL EFTA_00134223 EFTA01275994
Important information about your statement Financial Services Pc. (the Fin, or OBS entail Serval). is a mentor of all principal cecvily, ccmrrodey and caters exchanges. UPS Financial Straices and 1.85 Bank USA ore i-died sutra:tones of UPS AG and affilthes of UES Secuitin LLC. The Fim's Inanoal statemert a available upon reciter. The Pas exentioe off an a-. at: UBSFina-thal Saxes Inc. 1200 Harbor Boulevard Weehawken, NJ 07086 This moment represents the only official record of you' LBS Financial Sakes account. Other recalls, tape official tm.dourints. contanng contliang data should rot be relied Lan II youbelow there is an aro or 'mirror please report it immediately n tang to the Branch Mangle of the afire wvith your account. Altoup antipode shown re intended to be accurate. statement data aboukf not be wed kr tar purposes Rey sdeN on yerend tax amt. (he , Form 1099. 5498. 10425. etc )Mien prepamg your lax return. The Fim required by law to ran to he IRS all taxable Maiden* aortabb ronhauble brand and heath aver end pis starlit, held n you accost, net proceeds on set bream-lira, ad con basisoncertain covered zanies. Coaveralatkins wide the Firm • Please mania sty oral cormontatona in wring to further protect your rills. indudrg your rotes utter the Swaim Investor Protection Act 6, 41 • If the financial ithiution an the top lett of the front of this starts snot LBS Enna' Stakes, LBS Frandal &mien carries yea =aunt as dearing better by arra-gorent wth the ithcated e,1&4vn We informed you of this relate:aka a Myth opened this scan. h the cast your bra and swages a bated at Les financial Senates and rot to igocarg braer. and you rat make a man of my ma or omission to both firms. • As dethad in the account aggements, you rrust roily us of any etas or fraud teasing decks reflected on your statement within 30 days after a was mailed a made awilabla. • Pleadiva othorrer camplarns or i-gaiies to tee Piths C fent Refer:a Department X 201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 6 PO P.M. ET Monday through Friday, or in rang to UBS manual Sean Ix,. Client Relations Depertmeg P.O. Box 766 Union Ciy, W 07007. • A II steements shall be deemed complete and ante if not clapclial to in venting tetra 60 days • For TN services_ Call 044412.0986 or nom outside the US.: Cal 201.352-1495 • hease clean or eastern abbot in 'beanie Ends Veneer (FT). be mart or UPS trina•theit card transachons, call $33-7E2-1000. or wile to UPS Fractal $er.ice, It,, 1000 Harbor Blvd, 6011100h Weehawken NI 07086, Attrt RIANESA Sakes Cal a ate as soon as you can, if you tile yo s statement a receipt is wag or 4 you need more Homan:en abort a transfer on the statement or recta. The Film or Card bar (as amicable) must her I romyou no later than 60 days alto the F rm sent you the fist act Meant on with the ems or Problem athead. - hordeyou name ad xcant nutter (if any) - fthsabe Ile error or to nosier )wore inure about, rd within as clay as yoth cm why you believe • is mar a ay you need more ream an - horde the dolor arrant d the suspected era. The Finn or Card Issuer we irestgate your compliant and well coned ry wear tamp*. For alleged eats irnlenq UBS ca-d transadia. if we take more than 106wionsdays to da ths, we will credit yes &con for the amount you that 6 in error. so that you as have the use of the money dunng the tine n takers us to complete our iwestiption. Please make all checks payabb to the Fa or the Nasal instant) related on the barn of this statement In addition to negstar boat as, accounts ma/ be object to martena-ce lees, chaps for late thane kr securities purchases and charges ke unpaid amours n cash accounts. Accounts that are transferred to other instaans may be subject to a tender fee. UBS Sweep Options 1,65 offers options a swang cash balances to bale depose accounts al non-affiliated bales and a bated banks, money owlet mutual f unds (Money Finder-4 the Igernartnal Dena aceeket (DA) fo curare wile an International Insane Management Accord. Deposal account al UB5 Eta USA and non-affiliated banks participatng n the UB5FDICinstred Deposit ?roofer are FDIC oimured en accordance with fDIC an. For more reformation, plea visit *wry fdic.gase.Deposi accounts at UBS AG StanfordBrands and shags of MoreyFut are rot ensued by the FDIC. Through the DA, cash braes ere swept to deposit accounts at UBS AG New von Brarch ad UBS AG Cayfwn Branch. These deposits are not inured byte FDIC. Balances held at the U6S AG Cayman Brandi are tenpranN awed to the sovereign role of the Cayman blanch at there is no comae or °thee °bleat, of LBS AG to repay the balances age on the UBS Cason Branch's books. Bank deposits are not protected by 9PC. Money Fund shires are protected by 51K. See "WS Financial 541,1a, Arrant Barmier,' below. LI:anyour request, baxes o the bare deposits maw be and sham of a Money Ford may be tormact and the proceeds retuned to you a you' savior accost Finley itematon about available sweep options, inclaing court interest rate. and yields, it available at www ubs cornewneermelds. fromyour Praia' Advisor cc by calling 920.762-100D 'JOS PiTannal Services mown protection The Finn es a tarter of the Seornits Investor Protection Concretion (SIP°, Mich protects securities oatonws of es merrbers up to 1500,000 Cockades, 1250.0X/for thins for cash). Ethbnatay broths* available upon rapist or at raw sec. org The 9PC asset protectors knits apply to all acias that you hall en a particular wacky. the Ping together %eh certain aff Mates, has also Pthhased ablerratal innate the ma. mum amount pryeble to at ekgice clients, cohere...fib tridg• this emotion is S500 million as of December 10, 2016. Sthect to the poky codgers and Imitations, cash a the firm is further protected to up to $1.9 million n the aggregate kor etyma accounts held n a parialat capacity AM copy of the poky woolith is mottle aeon request. Neither the SIPC Koreannor the apphrnental errata apply to: • Certain daces' wets controlled by (end Waded n your account value) but held away from UBSFinancol Senates. For wangle certain (i) insurance orokrts, including variable anaties, and (ig shares of oath funds registered in the name of the moan holder on the boots of the issuer or transfer agent), • Imament contacts or nveramt interests fe.9. limned partnerships and private placements) tot are not registered under the Securities Act ol 1933; • Commodities contacts (e g, foreign mare* and paths metal contracts), encluderg futon contracts a-d commodity option contracts; and • Deposit accounts (except cent icates a deposit) at 1.135 Bale USA. UBS AG U.S. britches and banks n the FDIC Insured Deposit Program. The SIPC protect on and the suppagral protaion do not apply to thew asset eves 4 they 'Penes* appear on you slatemerts. The SVC protection and the sothemertal protection it not protect against changes in the matt voila of you investments (whether as a fruit of smite movement, kalif bIllikIllptCy cc Crthirertle) Dividend Reithestment Program (COP) the peke reflected is .111 mirage pow YOU may obtah the actual sea Ira yor rarcal Wier...Only whole shares are purchased under DRIP; partial shags wit be soli ad the cash we be deposited re your account The divided renvestment pace applied by the Baer mar tiler from the maker peke at which the panial shun re sold Casbalieu CnN whole urns may be held an your account. If you at entitled to • pal W at as a result ol • birthed pmmeni or otavise. the Firm wit either sell pare units at market price or accept an arno-nt detained by a inland dare agency, at, credit yen accost Invertement objectives The hatmert objectives rod risk profile are speak to each account and may raybetween you &cants. Nast ate the Film pronely in sating day series* change in you friaxial ration or investment obectra For each octant bed you choose ore of the f °lowing instilment objectives: • Produce Carentharne: Investments welerg the german of mato*. CONFIDENTIAL • Ackert tharta/Appeenation: Investments seeking growth d principal rather than the generation of encore. • Prolate Comfteration pilotage and Canna! Aperere*n. Investments seeking both the generation of mane and growthof prix al. Overall risk profiles • Conservative Seeks to martin nal nix pat wth low ride and volatility to the accord overall even 4 that means to accost does not generate significant income a retire and may rot keep pace with Within • Modem* Willing to accept acme ride to pinups' red tolerate some volatity to wet hecher returns. • 4ggrenAe: Willrg to accept hip risk so pincipal and high volatility to seek high returns over time. • amesement Consoliption: t selectect a portion d the portfolio for tat account may include complex Maga tinted liquicky and greater Statement •rmatehelding• We may consolable al read account statements with the Nm address in the same envelthe, ma. because they have owners take mantain ent accord relationsha wen other dents at the sane address. If you peeler to ratite indisidual statements mailed 'n sepate waives, you maydecline howehdding try eolith your Financial Advisor Friendly amount name she Friendly account wane is a survivable 'redness.' claw by you to assist you with your recordkeepn has no legal effect cn yaw account You can cha-gr your Friendly oxcart names, through Online Services or by contacting yen F angst Acker. Wotan overview • Yak" of You accounthorntrm Net of assets rd litbilaas • Auer_ Includes available cash balances, vales f or restricted security (est), arid Global Time Deposits, unrazed marts to market, and canon assets not held by the Firm Does not include unpriced waritietacra at the end of the prior and assent staleaM genets, cr angle nveserintiu eel stock options and atoned* rode options • Creates heath's debt balaxes, cutsta-drg aeon loans, credit shat armee balinces. • Carneomy balances. Total of uninvested avalabie cash bale-ices, pin depost balances at affiliated and non-afraid banks, aninxney meter nut al lard weep balances, at the core of the statement path Nonhorandity Ire. met balances in mor want am not segregred from other bat:antes and to Firn may use any of these finds nth, ordina-y course of its business These funds we payaale won your derna-d. The total is noLded in the CLIThill period dosing ate. SDNY_GM_00023604 EFTA_00134224 EFTA01275995
Important infant tatiun about your statement (COnlleSed) Lending •-rforrearition For detaied inn ormatcn on the Penis lending rara<tects arid *Oman refer to year Clem Relamewhip Acreammt or Acccurs Agreement ad the General leans arid Conditions LEG Statement of Credit Praises available in Agreements end Out buses at Yaw uL• eM.n<t. Your assets You sleeves agent:QS sericites and other asseshell in the account al the end of the statement period You may re. for &hay of lulley paid tau-ties ai any time. You mar receive seunlies used as loan collateral after paying any balance de an them. Any. securities Iranderred to the Fpm dreg the statement period are heed at market vane as of the end of the eateries. peed • Cost basis. In Stemming the coy bays of the searities included a this asenent where indicated rich the nutter Les Friancial Sennces Nis rehEd on information obtained from sources other than US$ Financial Stench. relidirg alameion from another film a you may haw provided to your Financial Ackisor. The Firm does not irdeparderaly verey gswantee the accuracy or vatelily of cry elarneon provided by scuds other than LES Franca' Semmes h ackfleart although LEK F areal Semmes gentralb updates this /dame bit mars refereed the Sem does not prow* any assurances the the information ardor "Cast bad" ad larealeel gas-floss' 6 accurate as of lee date of the statement. As sucits please do not rely on this information to make database. sale decisians, for to dadoses or of tents.. Accounts transferred to the Fin may reflect geeloss Hamm ion only fa the period of Inc they are hoed a the inn More historical pentanes can be added by y Financial Advisor. • Urrulited paiisfiotses thhltit data a evadable, ePnwed as-reeked gate:losses are calculated fa exividual shyly lots the transaction data for incevilal lots may or may not reelect commoticeo. charges motor security reorganirai Knew-nits Dividend and other reavestrnint lots and systernaik purchase lots ale each combeed to dispLw one averaged lot. The • trade date colmn presents the aged transaction trade date • Callable searkies Bond and preferred stock that the inure cats for era redemption veil be selected impartial& by lot Iranamong at seasses of that he held n our name or nornnee nonefor Cu' clients Call tenter, Hcorulion n oblaned from third r r. panted Oil-er call • • - rod ect *XL comae. upon request. • Lc:tit-rates of detior.t (Ws). (Osage FDIC nsured t:-.,..: . rt ....Al and accrued interest per deposstor ard per depository instates. naccordaree with FDIC Net. • Price/value Prices displayed for sharers and other products may be hgher or barer than the ace that you muld actually receive in the mete. Prices se obtainedhorn ision tad pal, Sources which wee blithe to be relable, be we do not guarantee esti accuracy - We generally use the closing price wine er avirbble the mean of the bid and ad` prices for listed secursies and spleen or ony bed prices la OTC searrlies. - Less wink traded securities maybe priced using a valuation mode a the most recent price we cleaned and may not reflect an actual melee pace a mike - Certain pots ens may appear without a price a-ef will how at 'price was not evadable' if we we unable to obtain a once for a secanly. - Deposits or sensate, denominated Struve-ces abet Von U.S darn se retitled at the eehange rate as of the statement date - For omen seureies taring in nonconforming denOminanans. Mxe and queerly (lace vase) may have been adjusted to facilitate proper vabeca. To oMen corers cmatalicas. Men evadable, contact you Ftuncial Adele • Private investments and rased products Private meanie-it starlit. (re luding deed psi <vs cn pogr arn and real Pilate tnuestrnent trust securities) and structured porlacts are ortnraly h. sly aiclaid Certan eructated at:ducts have not been registered with the Secedes and Exchange Cawnssica or under ay state situates laws. We pond* estmated vests for private "vestment vedettes and structured products for rdorrnat crud pupas only Accuary is not guaranteed - These yams may differ sabstantialty tom prom d any, al hhith a pore. monaural seany a structured podia may be boutht a sold and do not neonsaik Weasel, the value you may receive tear licuidaticn. - Thief party estimates of vale at as of a certain date and are applied to US$ Financial Services on a repute base by an independent valiaron - Issuer, generalpartner or sponsor estauted raker, if 40/, are sapplied to the Fin by the met, general panne- or sponsor and may be <ablated based on deferent nformaton from that used by 'NM polies to drive thee elleaned values - You can obtain addiiime information regarding the methodology used to &cermet the estimate of value and the date of the Ho-mama that tithe basis la the estimate by contacting your Frandul Advisor. - Thard party estimated tees may be reflected as 'Not andel' in several aunand when an indepeeders valuation km has not suppled a unable to assign a vale, When we become aware that a material event has °cored that may call a Prewaudy reported vale into Question, ce when a value would be highly speculative doe to the nature ol the seemly_ - When neither an issue, general partner or sponsor est Meted valor nor a !hid-pony estimated rem is ponaied, the vale of the security will be deferent ken its cachet price. - •Drsubutens to dale may nclude rerun of capital name or both. - 'Original unit pre" represents the initial offering axe per unit and may not reflect you cost baser. - DPP and eseisted RER secrets arc rut freed on a mite:nal securities exchange, arid are generally ,pseud and even a they can be sold the price mewed may be less than the per stare estimated value provided n the ocean statement. • Restricted securities Restricted stardom generally ere rot curremy elgbte for plate sale LOS Eiruncal Seivices uses the mate price of the ulleStritted stock of the one ts.tuer as an mpated value for the restricted stock !or putpow: of the sfstomont only To the eases that restrkted levees are efroble la sale, the vase received may be sabstancalk less than the riTISreed value shown • Eat. Datinzum0 income, current yid* and retro. An +limit* of armal imam is based on curers dader4 and Merest rates, assuming the secatnes will be held for one year from statement date or teal maturity This estname is only a guideline. accuracy and ,ermined near* are not guaranteed - Estimated arual ixorne ad anent yield for certain types of secure*. axed aced. a :earn of vacua' or capital gain n 'Stich case the est income Ordcurve yield/ mould be overstated. - Estimeed mad triton* artist:rent yield and the actual exam andyield night be lower or highs than the estmeed aflame. - An puma!e of arrualue4 ncome (dividend "Kra interest) divided by the current maeet weeraverage balance e based on the last dividend or Meet payment trade by the issuer rd damn tie seosibeed•eposts will be held for ale year from the statement date or until rallvray. Accuracy and contend yell are not guaranteed. • Meet, fist held by USSFinencial Senrices. Certain assets are not head by Meilen and not wein the Fem's possession or (carol. Them assets are depbyed on ray statement for informalene purposes rely. Positions and values presented are recorded by the issuing fens USS Franca' Servces is not responsbk for th. atomization and does not guarantee its accuracy. these assets at not proeected by SSC or the Fenn' s kAplemental SOK coverage. • Revenue shoring and additional compensation. - n addition to commemon on sales end 120-I fees received n commaal with the derbuton of mutual funds to our <bents wo axle( our affiiaie worw revenue shareg payments from derineas ardor advisors of the mutual funds that we sell these worm are based on two different compomms; (A the .vmeart of sales by 1.85 of a partoular mutual ltrhl family to our dents, and 66 he asset vale of a Particular mutual fond faleVs shares held at the fern - We and our affiliate also receive networkng and annbus Processing feel in tontockration for transfer aged services the we frost* to the mewl funds These fees greatly re paid from mentor assets n tie mutual find and are a faced lr amount based an the rurrbe of accounts at the broker-dealer toking mutual funds of the lad fanny - araietst to acennissians received in correction with the sate or aserbuten of arnuity contracts and unit mestment trust unts to our clients. we ardor cur affiliate reeve revenue sharing compersaten from nuny of the iltulItXt <cmpaliet underwriting CONFIDENTIAL Olt annuty cortrads, dilates of the reurarxe companies or sporaors of the unit investment trusts we dicta:ult. ▪ h addition to commissions received from the purchase and sale of NeaShres funds, we ardor err afelute ricer., an asset.based revenue sharing payment Iron NedStures dkertulors, as well as fu-ding fa technology datekpment, training and afication. — Our affiliates abo redeye tradeg cortenssions and other camper-eaten Irons mutual funds and inSt.tinCe amanits show products we doubts*. — We recent n a-rualf te from LOS Bank USA rid LEE AG Stamford Branch of up to 125 per account sweeping to the banks ander the 685 Bark Sweep Program. Activity Internat.:in reganing commissions and other charges nand in connection with the execution of trades, inbang option transactions has been refided COrdirrnItiOnt previously furnished to you, ad wll be Provided to you promptly on repast. Short selling If you are engaged el short selling a sorurey, you may incur a charge can to certainborn:mng cons for that pal duke serve/. Open orders Regarding open or • gmaLleleancellee orders that were not rninuted by the statement date, open buy and sel stop orders are reduced by the amount of dmdenck 'Wrightson an ex.dmidends a evaphh die unless insinuated otheewd* by you. You are responsbk for orders that are executed &re to your 'alum to cancel "'fling open orders Primacy To obese a copy of our Current Client Privacy Make, please comet you, Financial Advisor or visit at web'se at eywwritte reeerriMuneinfu. - LOS Financial Services is raae a bark. The RMA. Business Seniors Account BSA and BMA are brokerage accoues vetch provide access to bank rig acmes and products lerotigh areangemerds with affiliated barks and other tried-party bats, and provides access to husaree rid armory products issued btu-aka-lied third.party nataxe companies enough instance agency sabsidarm of U35 Finreal Services - earestment insurance, and smarty products — CDC issued • No ban,- guarantee May last value — USA. Resosce Management Accoune, Business Services Account BSA. IRMA and International Resotsce Man.:venni Actors' are registered service maks of 1.85 Financial Saracen Inc. — viSA kerne:toted vackinade maned by Ursa Mem:tonal Serce Association and used under license The US$ Visa credit cards ad the LEIS Visa debit cad are Mad by 1.85 Sant USA with permission horn visa U S. A Incorporated All other mad/marks. rendered trademarks, service marks and registered service maks are of their renew. lorrOfires ▪ Fisasdal Services Inc Rev 20I7II SDNY_GM_00023605 EFTA (H) 134225 EFTA01275996
*UBS Des Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP700571918I 0718 VI 0 Account name: GHISLANE MAXWELL Friendly account name: Incliu.CheckiCar Account number Your Financial Advisor. SCOTT STACK MaNir YI P Catfilrl Phon Questions about your statement? Call your Financial Advisor or the We, Re r i RMA-1000, accoun Value of your account Resource Management Account July 2018 on June 29!91 on July 31 (9) Your assets 45,1 2a48 48,950.06 Ksit our website: Your liabilities 0.00 aoo www.ubs.cornifinanciafsenaces Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Value of your account $45,120.48 $48,950.06 Tracking the value of your account Thc t.r.anc;$ ?I 6 49.0 439 41.9 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Jun 2018 1J 2018 Sources of your woo umt growth during 2018 Value of your account at year end 2017 $41,946.32 Net deposits end withdrawals $6,939.69 WAS MeStelleilt return: Dividend and interest income $64.05 Chance in rnarkot yaw 40.00 Value of your &come on Jul 31. 2018 $44950.06 SDNY GM 00023606 Member SIPC CNP70009305719181 NPT000183378COCCO 0718 0305 •• CONFIDENTIAL Page 1 of 6 EFTA_00 134226 EFTA01275997
*DUBS Resource Management Account July 2018 Your account balance sheet Summary of your assets Value on July 31 a) Percentage of your account A Cash and money balances 48,950.06 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 548,950.06 S48,950.06 100.00% Account name: Friendly account name: A 1 Account number: Your current asset allocation A Eye on the markets Index Your Nnuncid Advisor- STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, VBS Bank LISA deposit account, VBS FCC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances_ See the Important information about ;our statement on the last two pages of this statement for data ks about those balances. 5.8iP 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2018 3-month Treasury bills: 2.03% One-month LIBOR: 2.08% Percentage change July 2018 Year to date 3.72% 6.47% 3.32% 6.64% 2.47% 0.04% 0.02% -1.59% CNP7COC600S719182 NPAX01$9378 CO033 OTIS 030575alpiy_Gtk000nage 2 of 6 CONFIDENTIAL EFTA_00134227 EFTA01275998
UBS Resource Management Account Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value Account name: GHISLAINE MAXWELL Friendly account name- Account number. July2OIS fir Year to date IS) $45,120.48 $41,946.32 4,879.52 50,673.44 -1,061.30 -43,733.75 11.36 64.05 $48,950.06 $48,950.06 Dividend and interest income earned for purposes of INs Statement, taablity of unveil and Coldend income has been determined fionla US ta RP:0ln) reradhr. Baud upon the residence of the account holder, account type, or piodixl type, sane haunt andor dvidend payments mar nor bo subject to United States (US) atria Puerto Pico (PR) income tars The tient monthly statement .5 not intended to be used and carrot be retied upon for la purposes. Clients should refer to the archretie to reporting forms they recent from MS annualy, such as the Conn 1099 and the Forms 480, for lac reporting information. et is the practice of UBS to file the appeicatie to reporting forms with the US InterM ReWilue Senate and PR perry,/ oeparorent and in such loans accurately clas9 f y caw:tem:8 aril a interest as to teen-pt or eatable ix*** Pleat consult yore indydual tax preparer. July 20I 8 f Year to date (S) Taxable interest 11.36 57.18 Total current year $1136 $57.18 Prior year adjustment 0.00 6.87 Total dividend & interest $1136 $64.05 Cash activity summary Yourfinancial Adviser. Ott STACKMANLYiErAsistEL See account activity tha month lot dela It Bdances in your Sweep Options are induded In the °penny and dosing baances riot. FDIC insurance apitlitl to deposits at UBS Bank USA and ra bans participating in the UBS FDIC insured Deposit frogarn, n des not toy to deposits at UBS AG. 9ariord Bach of bank Omits placed through the U85 inteinationa Deposit Account program SEC protection applies to money market sweep fund hal:Logs tut not bank deposits See important information about your statement on the lad two pages of thl dOCiament for cietan July 2018 (1) Year to date (1) Opening balances $45,120.48 $41,946.32 Additions Deposits and other funds credited 4,879.52 50,673.44 Dividend aid interest income 11.36 64.05 Total additions $4,890.88 $50,737.49 Subtractions Checks and bill payments -1,O51.30 -43,650.35 Card payments 0.00 -83.40 Total subtractions 41,061.30 -$43,733.75 Net cash flow $3,829.58 $7,003.74 Closing balances $48,950.06 $48,950.06 UBS Bank USA Deposit Account APY Interest period Ain 7 - Jul 8 Opening UBS Bank USA Deposit balance Jun 7 $45,711.55 Closing UBS Bank USA Deposit balance 1u18 $48,950.06 Number of days in nterest period 32 Average daily balance $45,936.23 Interest earned $11.36 Annual percentage yield earned 0 28% CelP7C009305719183 NV7003103378 00003 CPI 8 0305 CONFIDENTIAL SDNY GM 00023608 cow Page 3 of 6 EFTA_00134228 EFTA01275999
*UBS Resource Management Account July 2O12 My Choice Rewards Points from UBS Account name: Friendly account name: ir • Account number: Rewards porn are reflected as of the 26th of tne month or the pro: bus ness of the 26th WI, on a vbenend robe* Reward. point aannty details on be found on VAW4uttooptonlinestnixes July 2018 Year to date Opening balance 7,424 7,341 Points earned 17O 253 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the altemabve investment objectives in important information about your statement at the end of this document 7,594 7,594 Your retire objective: Current income &capital appreciation Your risk profile: Primary Aggressive investment eligtbi'my consderaton - None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor. SC TT STArYMANYI Yr F CASRIFI CNP703C0305719184 NP7003188378 00033 OM 030575004 CONFIDENTIAL •Iir—Gl'1-00023CRIIitta 4 of 6 EFTA_00134229 EFTA01276000
Resource Management Account UBS hily 2018 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Ind's, ChecNCar Account number. Some pnces, income and current vaues Shorrn may be approximate. AS a teak gam anellOsses may nal be accurately reflected. Set miporUnt infourtebOn about your statement a the end of ths dxurnern for more intornason. Cash Cash and money balances Cub and money balances mal ind e avalkile cash balances, UBS Bank USA Brost account baances, UBSIDIC Insured Progarn Bank Balances. UBS AG Stanford Stanch deposit account baanes and rroney matte mina fund sweep baances. See the Important information about sour statement a the end of this dxtrnent for details about those balances. Hddng U3S BANK USA DEP ACCT Your total assets Cash Your %nand% Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bast USA and at UBS FDIC inured Program Rank deposit &Cant bases are Insured by the FDIC WPM applicable louts, but are not protected by SIK. U85 AG Stamford Branch deposit account blames ye not insured by FCC and are not protected by 51K. Money market sweep balances are protected by SiPC but are rot insured by the FCC 0j:caught's:ace Clovng Masse He per share Average Deddend Interest 0WS in on bit Oa 0111U1 31 (I) on lul 31 (5) rate period period Cep tanOurn (5) 45.120.48 48.950.06 250.000.00 Percentage of Cost ESIMIaled Unrealized nave on Jul 31 (5) yOur account bass fl) annual incense (S) gan or loss Cash ad money balances 48,950.06 100.00% 48.950.06 Total $48,950.06 100.00% $48,950.06 Account activity this month Date Minty Description Amount (1) Deposits and other fends credited Jul 2 Transfer FM VI 235750100 4,879.52 Total deposit and other foods credited 64279.52 Drie Actitity Dingriakin AVOW (S) Dividend and interest income Taxable interest Jul 9 Inte-e • UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0E/18 11.36 Total taxable interest Total dividend and interest income f it nainly Drscupron Jul 3 Withdrawal ACH1NITHDRAWAL AMEX EPAYMENT -1,021.36 $1136 $11.36 ~Dull (S) Bill payment C Man:003005719185 NP7003193378 00003 071B 030579304 CONFIDENTIAL continued not me SDNY GM 00023610 x000 Page 5 of 6 EFIA_00134230 EFTA01276001
SUBS Resource Management Account IE. Account activity this month contnuecii Account name: GHIS.LAIP/E MAXWELL Friendly account n • ' here Account number: YourIgnancial Advisor. Date Actinty Description AmoLett (1) Jul 5 Withdrawal ACM WITHDRAWAL UNTECHEALTHONE 39.94 - Total bill payments 41,061.30 BM payments (continued) Gird !term for your Attendee: The new UBS Visa Infinite credt card is here, packed with exclusire travel benefit, more rewards end more of what you lin, intlutling extraordinarily personalized service. All stumingly<la:l in metal. Visit ubstorWeisainfinte or call us at 88&762.1232 to learn mole UBS Visa credit card(s) payment information for August 23, 2018 himmurn Payment Cue Payment Due Dae Crell Inc Avalade Credit tine Outstanding balance $35.00 Aug 23, 2018 135,00000 S34,82980 9170.20 This credl cad is enrolled in UBS Pay Cecil Cad feature and will automatically be paid (ran your eccount. Your payment is sthectged for August 20, 2018 we prarde INS,nfonnalon on your UBS Visa credt card sdely as a courtesy to you The UBS visa (milt cad and account am ,cued Cy UBS Bank uSe UBS Bank USA sends you the official staernent for this account and you shouldcwt.< your payment ac cord ng to their instructions. We do not PLOW* your outstanding0.dt card taance in the !due of you account with UBS Finanda Seinen Inc_ Date AcIrvily Detail:41dt Amount (f) Money balance activities Jen 29 Balance forward $45,120.48 Jul 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,879.52 Jul 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/03/18 -1,021.36 Jul 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0918 -39.94 WI 9 Deposit LIDS BANK USA DEPOSIT ACCOUNT As OF 07/0918 11.36 Jul 31 Closing UPS Dank USA Deposit Account $08.950.06 The UBS Bank USA Deposit Account is your primary sweep coition CNP7C00800$719186NP70C0188378 CO CO3 0718 0305750( End of statement for account number VI 23 CONFIDENTIAL Y_GM_000236,19t 6 of 6 EFTA_00B423 I EFTA01276002
Important information about your statement 1.85 inmost Sewn ix. (the Firm ail.SS finrcial Serving. is a mentor of all pri-cipal recurby, canna* and onern exchanges. UM inancialSenicis and 1.85 Ban USA re ndrect seksidaries of 1.65 AG and affiliates ol UB5 SecresttC. The f knisli-anclat statement n available upon request. The FEen's exaMna offices ar• at: IRS Fria-real Services roc. 1200 Hatbox Boulevard *revoke* NI 07086 This Seatemthe reresents the only official record of you • ES Fruncial Semmes 'onto& Other records inept official lac dosurient centering contliang data should not be relied won II you beim* thee is an era or omission plea* report n arnedaSely n mint to the Brands Manager of the office serving pas account. Although algae. shown re ntended to be accost., statement daa should not be used for tar purposes Het sok* on yorend Is forms. be . Fonn 1099. 5193. 10425. etc )nrhenprepamg your lax return. The fan is reaured by law tortoni to tie RS a trable &Wend& renal* raw unable dividends and treble interest caned on situ /ties held it you atm" net proceeds On ale transaction, rd con bast on certainownrd shureies. Genvomintions with the Pier • Pleasereconfirm any oral cornruntatiom in voting et:anther protect yourrirts. incite:Fru your eras under the Securities **sloe Protection Ad (WA) • If thefinancial natation on the top lett of the front of this statement is not (8$ F main Sevres, LEG financial Senint aria yxr anca.nt as clearing taker by arrangement wain the *rated imitators we inonried you of this netabonshrW hen you opened this accuse. h this vast yen- lords and souses a t located r MTh fnantal Sews and rot the incnicing broker, and you cruet make a resod of ay error a °mink° to both firms • Asdescrbed Ode account agreements, you eruct notifyusof any twos or fraud inwohing chests reflected on rase statement within 30 days after t was mailed or made milabto. • Please died customer complains or inuiles to the Tim's< firm Adorns Deponent at 201.3521699 or tod-free at 800.354-9103.8:00 A.M. log AO PM ET Monday through Frclay. or in /sing to LEG Rental Seekers ix. Client Relations Detriment P.O. Box 766 UnionC0y, w 07087. • All asemens shall be deemed comp*e rod acorn it not objected to in seeing within 60 days. • For TT( services. Call 84A-6120986 of from Wm* the US.: Cal 201.357.1.35 • h case of *non or guest erns about anelectronic fiords transfer (EFT/ bi payment a UPS Vet debit cad Pansastiores call 030767-1000 or write to UM rename' Services Ix., 1000 Nita Blvd, 6Ih floor, Weehonton. N 07086, Men RMARMA Servo.. Cala mite as soon as you can, Eyou thin you statement a recite is *Tong nip./ need more Hoemattn about a twofer on the statement or receipt The Fim a Card Ester (as rPtcable) must her Iran you en law than 60 drys Seer the Frm two you the fat st moment on which the won or problem appeared - *artery name ad accost number Of any) — Dna& the error or the transfer you me unsure rote, mud titian as <kart as you can whyyou believe a is an moor a mew you need mote Hormaton. — Ronde the dolor arnant of the suspected error. The Finn or Card bsuer vii investigate you complaint and wit correct env new pram*. For alleged moon emoting UM Voaodebt cad Ira-nadir& of we take mere than 10 bus hess days to do this, we will credo your rot:unite the amount you Ihnk is in time, so that you vat have the use of the money doing the tint it takes us to complete as imistegation. Please make all checks payable to the Fem or the InInCJIneteuticn notated on the van of this statement In addition to regular account lees *nuns may be Abject to minions* fee. charges for bole payment kr sweetie purchases and charges for unsaid smarts n cashaccords Accounts that are Pandered to other instauton may be subject to a vender fee. UBS Swoop Options Le often optic* foe smear/gnash balances to ban deposit account at non-edited banks and Melded banks and money mane moral Inds (Money Funds). Deposit Kant at UM Bark USA a/Mr.:nominated banks partkipaing it die UBS FPCthstred Deposit Program are FDIC onsured n accsniaxewth FDK rules For more information, please vise bonny f &gr. Depose accounts N 1.85 AG Striae Ranh and shoes of Moneyfends are rod inured by the ENC. Ban deposits am not protected by SSC. Money Fiord shires are protected by SIK. See "UBSF martial Senses Accoune Protestor' below. UPon your newest, balances in the bar* deposits may be willodnavon, andshams of a Money hrd maybe rudated and the proceeds retuned to you or you acorn's af cord. Funhe Scanner, about avertible sweep optems. icldrc Thrum iderest rates and yields, is nettleal wymybscomsweeprods. from your Financial Advisor Cr by calling 800767.1000. UBS Nnancial Swoops account protection The Finn is amenity of the Seanties Weston Protection Corporation (MC), wench protects stung.; custornees of Es merbers to to $503000 (nckding $750000 tor dains for cash). tplanatay brochure amaabb upon reuses cc al 'new apt cap the SIPC asset protection lints apply to ad mounts that you hold in a pinwales' capect. The Finn, together with certain affiliates, has also arekused suppkmental Manna. The matirern amaug payable to all eligble <bents. collectively under this protedion is $500 melon as of December 10, 20I6. Uteri to the policy candtkee and Infra's.n cash at der Pim is further protected Its up to 51 .9 makes in the aggregatefor ad your accounts held n a particular capacity. A tuf copy of the poky wording is available LOOn request. Nether the MK oneclion nor the avpiemental protection X0/ to: • Conan truncial assets controlled by end *lad n your adore vela) but held away Iran 185 Financial Services. For nuntlecertain 0) insurance products. rcluding variable a-nuities. and (it saes of mutual funds registered in the name of the accuse holder on the books of the Issuer or Vase agent • kwesemmt contracts ce nveseman Monts fe.g, limited partnerships and riven placements) hat are not registered under the Seorities Act of 1933; • tamed** cenracts (e.g. foreign ...dump and preciousmetal toner/rig, including futures *roach and oorremodity opine (intents; and • Deposit accents except certificates of deposil) at LEG Ban USA, UM AG U.S. bathes and bras re the FDIC Inured Deposit Program. The SIPC protection mid the settle/mead Oneidas do not apply to these assets inn of they otherwise appear on re: slatiensits. The WC protedion rd the *external protection do not protect against changes n the market yak* of your inusthwnts (*tether as a resue of market movement issuer brokeuptcy othmaist) Dividend Roinvortawit Program (DRIP) The once reflected is an average act You may obtan the act ig price from you Flea% l Advisor. Cent *tole than No purchased undo DRIP, panel sham wide» sold and the cash wit be deposited in yOur &Merit The divided nemeses** ate applied by the 'Mar may PPP horn the make ore as rinds the pat.* shared are sold Cadvirsliou Only WIN* UMS may be held in you account. If you are entailed to a pawl one as aresult of a &Olen purronl a othevine. the Fro yell ether sell parer wits at mane peke or accept an imam determined by a rag/tend clearing agency, ad credit yrs scant Inverlmet objectives the nurse:nen objectivn and risk profile se sorts to each account and may vay between you accout Please advt. the Inn mart* in writing of ay Ordicant change in you financial stuaton or inestrum objectives. For each account held, you dome one al the Rooming imestment Cbjertivn: • Piodr• Gwent/noon. Investments Weis) the general*, of income only. • Achirm Capita tAapnciaeore kwesonents peeking growth of rental rather than the generation of MOM. • Aorta Conbnason of Wen end Caplet Appreciation: krouterroMs seeking both the gerwation of *oar Ind growth of principal. Overall risk galas • Consevatin: Seeks to mint °bat panto'. with low risk and war sty to the accent overall, even it that men the account does not generate signifaint CONFIDENTIAL acme or menu and may rot keep pace with inflation. • Moderato. Warp to accept Paler ride io pinctal rd tolerate scene volatility to seek tight returns. • Aggress 4 t! Wiling to accept high risk to precool and hap volatility to seek NO resins over time. • Invetount Eimearty Consdentran: d selected. a portion of the por *do fa that account may include complex strategies lined liquidity and greater mortality. Statement 'householder We mayconsolidate r related account statement with the sane address in the sane envelope. e 9. because they hare ohnens who also maintain tin account relationshps web other diens at the sane address. If you prefer to revere inclimdual statements mailed n snw dr ermel0044. you maydonne hotneholdrg by call g yar Financial Advisor Friendly *coact name the Friendly *cane rune is a ortainceable -rickrurne chosen by you to assist you wilhanar recordtreg has ro legal effect on your account is no Mendedto reeled any strategy. prodxt recarmrdation. Therment sob/rine or rid smite ar6OPeetel writ pass /want and is not a Isom* or guarantee the weak a any Inandal resales can a will to achieved. All irmearnents Moho the risk of bss, indudrig the risk of loss of the eerie kwestment. You can <hinge your friendly scan names through Online Services a by centring nixPi-uncial Anna. Acootost minim • Vabe of put eccoontraorttofo. Net of assets and IiabdsieF • Assets *Wm available cash balances, values for restricted O'Mara (et), and Global Tina Deposits, tweaked mans lo market ands/yeah nets held by the Fim. Don nof act* unpnced secuntglassels at he on the prior. nd anent statement penods, or private Pent/MIK uwested stock opetm and emernatae ooh options • tiabaTites *lades debit balances, onsunin; margin loan credit lee, short a-cant batanses. • Casblreoney &names Total oe trimester/ available cab balances, plus devout balances affiliated and now.aif dated bats, and malty market mutual knd sweep balance& at the cbse of tie stamen period Nonocorrmodity free ore* balances into, accost an not segregated from ocher balances and the Fim may use any of thew bads in the oiclinay course ol its h is Those ends are payable scan your demand. This weal t Headed in the ovnnt portd <losing value. Lonely information Fa *Wed Hamitic° con the finis liner° practices and cksobsures. refer to yar Clem Relatiomht Agreement or kora* Agreement and the General Tents and Conditions. U8S Statement of Credit Practices available n Agreements and Dighton* at teat one erwenrournedierlovoner SDNY_GM_00023612 EFTA_00134232 EFTA01276003
Important information about your statement (00ribilued) Your assets Your aseerrere Mendes *scathes and other assets held n the accoinl at the end of the Statement period. You may ask for delivery of lay Paid securities al any tiro. You ma/ receive '<sullies used as loan co/teere alter poring any &Ince Ow on them. Any securities trinderred to the sms doing the warimmt peed are Wed at market value as of the end of the stab:mat period • Con basis ka seasoning the cost bows of the sect-ries included n Ihis it/gallant where indicated with the number USS Fin/rein Services has relied en information (Maimed from sources other than UBS Fearthal Services. rcluding Hann& Iran none, lies or that you may have pRovided yam Finarcol Aden. The Firm does as independently vedy guarantee the rosary valdity of any inf cannon aoudad by sources other than 1.3S Financial Sennn addlion, although U35 Fnincel Seams gineralk iodates the nIcematien as it is received the fern des not prank any antrarCeS that the informatecri under 'Cost basis' rd `11rrealCed girl hi,' is rotate as in the dote of this statement. As suCh. please do no< rely in this Hormonal to make purchase Of sale decisions, fat la( psposes otherwise. Accounts tra-nlened to Owing may refire grebe Hamlin only fir the periods titre they re head at Ihe Fan More RiRtorical enemas., can be added by you* Enamel Advisor. • Uresalited gains/losses. Viten data a availabk, 'emoted attended gerelosses are <Wailed for tensity lots The transaction data for thividual lots may or may no reflect ccrrmissions. charges axiom *catty reap-neon cents. Dedend and other retirement lots and systenate pathos. lots are each combined to display an averaged lot 71-* 'Trade dale' colmn pawn's the angisal transacnon trade dale. • Callable, securities Bonds and preferred stock that the issuer cats tor early laden :don mil be selected irparbally by lot Iran ansarlg al Seastes of that issue held our Cr nominee name for oat clients Call team Hormalon is obtained &OM third parties and es accuracy is not giaranthed. Other call lenses may eat which owe elect )rreld. complete 'Hammon will be provided upon request • Certificates of &posit (CDs). CDs are FDIC inured to to 5293,000 in pincipal and robed interest per depose," and pre depository 'reaction. I-taco:Mance mesas 10K ruses. • Price/value PrCeS &Sark, Or 1.0.0dies and other products may be higher or lower than the price that you would actually receive il the Mattt. tikes re obtained iron various 'had piny sources rondo we &See to be 'Sable, but we dons guarantee thei accuracy - We generally use the closing price when available a the mean of the bid and ask prices for tried secedes and omens or only bid aces for OTC smarms - Less activek waded mashes maybe prod Leto a valualcn modal or the most recent price we &dared and may rot ref let an actual market pie or cabs - Certain poseions may appear without a price rd will OICHI Of 'eke was not amiable • if we re unable to &Ian a price for a steady - Deposits a ter urd'eS denominated inlunettes other thin U.S dollars are reflected at the exhale" rate as of the statement date. - Fa certain sautes raring in nonconforming denommations, price and purely (lace ate) may have been adjusted so facilitate prover varuxicn. To cbian careen quotations. Moen eyelet*. contact your Fnarcal Admit. • Privets invest:mole and structured products. Private investment smarties (ix Isding dress patsipalM prayers and real estate investment trust securities) and structeed vadat, are generaly thowid Celan steamed peones hive not been revered with the Securities and Exchange Commission a under any gate securities laws. We ;sondees:noted vetoes for pewee nvestrierd securities and swatJed products for nliernease papaws only Accuracy is not guaranteed - These calms may differ substantiaPy from prices, if soy. al which a private MectrYS1 tensity a structured product may be bc.4nt or sold and do no, nealwilr rbremmt the value you may receive coon licuidation. - Third party 41101WPS of ate re as deacon date and am applied to OBS Fran :al Services on a regular base by an iridependert vitiation line. - Issues, general partner or sponsor estimated vabes. any, re supplied to the Fiat by the mar, general panne. or sponsor and may be calculated based on deferent reformation from that used by FM parties to &nee thew estimated totes. - You can obtain additions' ',Memnon reloading the method: used to determine the estimate or value and the date of the Warne:on that is the basis la the estimate try contacting your fin ncul Admin. - Thid party ostenated valres my be 'elected at 'Not priced' in several shoal:ono, when an independent valuation len has not ROPled en s viable to assign a vat*, Men we become aware that a menial event has caused that may call a previous," ripened value iro question or Akan a value would be highly speculative die to the nature ol the smutty - When neither an issue, general pother or stoma estimted value nor a chid-party esteemed vaLie is provided, the yaks ol the cavity will be different from its purchase pee. - terbut ens to dale. may Mal* upland capital means or bah. - • Original unit We' represents the maul altering price pas at and mw not reflect )Ois cost base - OPP and waisted REF smite ace not hied en a rational securities exchange. and ate generally Spud and even it they can be sold the mice reeved may be less tan the per share reheated value provided n the account statement • Rserictsd societies. Restricted securities &neat, are not °nay eligtik for panic sale. UM Frontal Seven uses the market price of the inewided stock • the same Mier as an inthuted vats for the restricted Oak Ws poposes of the statement eq. TO the extent that remitted locates mange& la sal, the value retried may be abstantialk lea than the ivessad value shoves • en. (sstinitsd) hams. current yields and rates An est mate of anal imam is bated on ottani &Mind and keno rates, attuning the securities will be held for an yea from statement date or cad maturity. This estimate is oink a guideline; accuracy and continued interne are riot guaranteed. — Estnuted anal Mane and talent yield la oaten types of secunies could inclide a ream of Dalton or metal gains in which case the est income (andcurrent red) would be overstated. — Estimated snail mane re current yield end the actual axon, and ;old mete be lower a higher than the winged aftxras — An nitrate of a-nuakted income (dividend andor intent) decked by the anent mate vabeaverage balance a based on the last dividend or 'Morro payment made by the issuer and rare the lecisirieSamoscs w,ll be held for one year loan the 5:aliment date or until matcray• Accuracy and continued yield are not guars teed • Assets not held by MP:sande Services. Certain assets an not hold by the Finn and not within the Fmn's possession or control. These assets are debited or your statement for ntorrrotorol purposes orgy. Positions asd values presented are mewled by the swig fern UBS Franca' &ewes is not responsble for this inf am nen and does not guarantee its accukty. These asses as rot weeded by SRC or the fan's supvlementalSITC coverage. • Revenue Swing and additional compensatien. - h adduce', to commissions en ales and 1 2b. I toes received n connect en with the &veinal of mutual funds to ea clients we anclor our affiliate rectors revenue sharing payments born dewbeers ...info admen of the muwal fink that we sell These anouns re bated cri two d f ferent corroanents: the ambit of sales by 1.8$ of emnon, radius' lad family to our chests, and t0 the asset wan of a punctilio' minus' fund fangs shies held at the nn - We and or affiliate also receive networt Co and Ornribt6 processing Sees in consickramn wander agent sewn that we provide to the monde funds These lees genially are pad from investor 'Wets n the moue turd and are a fued dolly amount bawd on the rarber ol acccutts at the braierdealer holding mutual lads of that fund family - aSdnat to cemvoissions received in connKhon with the sate a denbuten of tenuity contracts red unit Meltment het unto to our cloak we ardor at affiliate receive rewrote Sharing rorrpansatcn Iranmiry of the m , uneven' mg the arruity ca tractor affiliates of tine nsurance commares or sponsors d the unit eivestrnera bum we &Oboe h ad:Minto canmshons received from the pechase end sak of NenShires fulls we odoroar Ada* receive an assebbined reveres sharing paymore fromMeg-a& distobacet, as well as CONFIDENTIAL funding for tednolopy developtr ent. wanng are ter aten. - Our &Mee also merit trading ccermiseons and other compensation frommutual funds and nswa'ce carmines whose products we &setae. - We ream an small,* Iran 1,85 Balk USA rd 1.2S AG Stamford Birch of iso to S25 per account sweeping to the banks under the LES Ban Swab Presents Activity Inforrnaton egirdng CatimeSiten and aim charges incurred in <own ion with the execution of wades. ixteng option transactions has been &tided on oedematous previously leashed to you, and wdl be provided to tth preineek on reopen Short telling if pa are engaged ri short selling a Wray, you may incur a charge due to certain barceerg costs fix that parkas seamy. Open ordsw Regaideg open or 'emod-lit-cancetled' orders that were not executed by the statement date, open buy and sal stop orders re reared by the moat of dividends or ritits an an ex-divided, co- recital date unless instructed end remise by ya.s. You are respcnsble fa orders that are executed due toms lalure to cancel metro open ado. Privaay To obtain a copy of Ca current Client Privacy Notice. please contact yea Financial donor avid cut website at www commener rooky. - 18$ Financial Services is not a bank. The RIM. Business Seven Account BSA and IRMA we brot nage accounts which provide access tole-MN seines and products trout, arancenwsts with affiimed barks and other thidiperty banks, and provides access to maraca rod annuity trains issued by aisle aimed thinpany encrare• companies Moat irriennc• nary ubsicluens cA uesFiNnval Sent Inc. — Mesmer, nuance, and annuity products — Not FDIC Hued • No bank guarantee. May lose yaks ▪ tmA tescene Management Account. Business Services Account BSA, IRMA and international Resource Managentat Account are registered service marks of 1.8$ Financial Services Ix. — viSA is a regiend trademark owned by Vaa International Service Association and used under Rena The URS Visa crude cads and the 1.8$ Vita alt cards re issued by 1135 Bank LISA with Permisrion Iran Visa U S.A Incorporated All other weakened,. regretted trademarks, service mass and relented 'erre marks are of their respective conthams WS Relented Sortie's Inc Rev. 201807 SDNY_GM_00023613 EFTA_00 134233 EFTA01276004
(SUBS IJBS Fmancsal Services etc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP70056798470818xl Yt 0 Resource Management Account August 2018 HI$LANE MAXWELI Account name GH1SLANE MAXWELL Friendly account name: Incliv.CheckiCar Account nu mbe Your financial Advisor: SCOTT STACK MANIAS CACRIEL Phonel Questions about your statement? Call /0-Jr Elf-Lancia AdvJsor Or Ile Value of your account RMA R courr ine t ROO-RMA-I000, accou on July 31 (3) on August 31 (S) Your assets 48,950.06 46,709.56 IAA our website: www.ubscorn: finarraa.se:vices Your liabilities 0.00 0.00 Value of your account $48.950.06 $46,709.56 Items for your attention • Help protect yourself from haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from renew. annuakreditrepostcom. Tracking the value of your account 5 the Lr:;3I1CS )16 439 4,,1 90 0 . ammas 490 461 1.9 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Jul 7018 Auq 2018 Sources of your account growth during 2018 Value of your account at year end 2017 Net deposits and withdrawals Your ovestinesit return Dividend and interest income Change in market value Value of your &come on Aug 31. 3015 Member SIPC cenocceooscieseiNnocole37sicooco tele 030575004 CONFIDENTIAL $41.946.32 $4,687.62 575.62 $0.00 344709.56 SONY GM 00023614 mow Page 1 of 6 EFTA_00 134234 EFTA01276005
4CaUBS Resource Management Account August 2018 Your account balance sheet Summary of your assets Value on August 31 ($) Percentage of your account A Cash and money balances 46,709.56 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% Account name: Friendly account name- Ir 1 Account number: E Non-traditional Value of your account $46,709.56 Your current asset allocation Total assets 546,709.56 100.00% A Eye on the markets Index Percentage change August 2018 Year to date S&P 500 3.26% 9.94% Russell 3000 3.51% 10.39% MSC I - Europe, Australia & Far East -1.92% -1.87% Barclays Capital U.S. Aggregate Bond Index 0.64% -0.96% Your ig Bendel Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, 095 Bank LISA deposit account, VBS MK insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for detaks about those balances. Interest rates on August 31, 2018 3-month Treasury bills: 2.03% One-month LIBOR: 2.11% CM' 703C0005679848 NP7OCO I 89757 CO033 0818 03057a 0tiell&GM_000236,159e 2 of 6 CONFIDENTIAL EFTA_00134235 EFTA01276006
*LIDS Resource Management Account :r Change in the value of your account August 20'8 (Si Year to date (I) Opening account value $48,950.06 $41,946.32 Deposits, including investments transferred in 1,049.94 51,723.38 Withdrawals and fees, including investments transferred out -3,302.01 -47,035.76 Dividend and interest income 11.57 75.62 Closing account value $46,709.56 $46,709.56 Account name: GHISLAINE MAXWELL Friendly account name:Indiy Checkkar Account number. Dividend and interest income earned rot purposes of this statement, tatablty Of 'fittest and drOdend income has been detennined fide' a US tin lePolting perspective. Based upon the residence of the account holder. account type. or product type, sane interest ardor dvidend payments mai not be subject to United Stan (US) ardor Puerto Rico (PR) Income tan The dent moral* statement is not intended to be used and cannot be feted upon for tar purposes. clients should refer to the aPCIK8Cie to tenoning forms they recent from UBS annualy, such as the foam 1099 and the Forms 493, for la reporting information is the practice of UBS to file the appicaue to reporting forms yritn the US interAM Revenue Service and PR Treasury Department and in sigh forMs accutatety clasIfy chidends SCPCr Interest as exempt or UPS* 'MCA)! PBS!' consult your inixdual tax prepare: August 2018(3) Year to date IS) Taxable interest 11.57 68.75 Total current year $11.57 $68.75 Prior year adjustment 0.00 6.87 Total dividend & interest $11.57 $75.62 Cash activity summary Your ri nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See account activity the month ECK detail &dances In your sweep opu ons ate inducedin the opening and closing balances I'll or. FDIC inswance appliet to &pails at UBS Bank USA and al banks patticipating in 1 he UBS FDIC insured Deposit Program. a does not dopy to deposits at UBS AG. stanfoto &arch. SIPC protection applies to money market sweep turd holdings but rot bare deposits Sae Important information about your statement on the tat bin oars d this document for &la's August 2018(S) Year to date (S) Opening balances $48,950.06 $41,946.32 Additions Deposits and other funds credited 1,049 94 51,723.38 Dividend and interest income 11.57 75.62 Total additions $1,061.51 $51,799.00 Subtractions Checks and bill payments -3,13181 -46,782.16 Card payments -170.20 -253.60 Total subtractions -$3,302.01 -$47,035.76 Net cash flow -$2,240.50 $4,763.24 Closing balances $46,709.56 $46,709.56 UBS Bank USA Deposit Account APY Interest period Jul 9 - Aug 6 Opening UBS Bank USA Deposrt balance Jul 9 $48,950.06 Closing UBS Bank USA Deposit balance Aug 6 847,381.68 Number of days in nterest period 29 Average daily ba lance $48,768.34 interest earned 811 57 Annual percentage yield earned 030% SDNY GM 00023616 C WM003005679849 NP70031$3757 000O3 0818 0305 000 790C hq ;)( 6 CONFIDENTIAL EFTA_00134236 EFTA01276007
SUBS Resource Management Account August 2018 My Choice Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account n • ' Account number: Rewards pants are reflected as of the 26th d the month or the prof business day' if the 26th fats on a weekend holiday Renard- point activw details on lot fount] on WNW utuxonvonlinestnexes August 2018 tear to date Opening balance 7,594 7,341 Points earned 0 253 Closing balance Your investment objectives: You have identified the fdlowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the altemabve investment objectives in Important information about your statement at the end of this document 7,594 7,594 Your return objective: Current income &capital appreciation Your risk profile: Primary. • Aggressive Investment eliglbi rty consderat:on - None selected Your account instructions • Your account cost base default closing method is FIFO, First In, First Out. Your Knenciel Advisor. SC TT STArKMANYI VI F CASRIFI CHM:00056798W NP7000188757 C0003 0818 030575004nailiY_GM_000236/49. 4 of 6 CONFIDENTIAL EFTA_00134237 EFTA01276008
*UBS Resource Management Account August 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account name:IncIn, ChecklCar Account number - Some pnces, income and current nitre shoran may to apple:Ornate. AS a resin. gains andlosses ma/ 1101 be ictoately reflected. Set mportant info/maroon atiout your statement a the end of ths etcumem fOr more Information. Cash Cash and money balances Cash and nionly balances ma/ trod nth avalarle cash balances, UBS Bank USA depost account balances, UBS ECK insured Progarn Sank &lances, UBS AG Stanford Branch &posit account bamces and money mike muluel fund sweep balances. See the important informetion eisouocui statement at the end of this document for detain about those biances. Ncldng UBS BANK USA DEP ACCT Your total assets Cash Your N nandal Advisor: SCOTT STACK MANYM£ CASRIEL U85 Bank USA and 81 WISED< knitted Procyan Balk deposit a'ccount tie-its are insured the FDIC wllhln Donut.* loans, bul are not protected by SIPC. UBS AG Stanford Blanch deposit account balances me not insured by FCC and are not protected by 51K. Money market sweep balances are Ixolected by SIPC but at rot insured by the FCC owing pumice Closing Cadence Price per share Average DrilOena Interest COO n on Aug 1 (1) on Aug 31 fa) on Aug 31 (I) rate pelted period Cep amount (S) 48,950.06 46,709.56 250,000.00 Percentage of Cost EibiTidled unrealized value on Aug 31 (5) your account bass (5) annual inctrne (5) pan or loss (S) Cash and money balances 46,709.56 100.00% 46,709.56 Total $46,709.56 100.00% $46,709.56 Account activity this month Dale Des( Ion Amount (5) Deposits and other fonds credited Aug 1 Transfer 1,049.94 Total deposits end other fun s ue u a $1,049.94 Die iciiity Deucalion Amount CS) Dividend and interest income Taxable interest Aug 7 Interest U85 BAN la USA DEPOSIT ACCOUNT AS OF Oa Ce 18 11.57 Total taxable interest 911.57 Total dividend and interest income $11$7 Dale AclInly Description Aug 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT Amon if/ -2.589.95 Bill payments CHP7COCE005679851 NV7003183757 00033 0818 030579001= 100000 Page S of 6 continued next page SONY GM 00023618 CONFIDENTIAL EF1'A_00134238 EFTA01276009
*UBS Resource Management Account August 201 8 Account activity this month xcontnueva Account name: GHISLAINE MAXWELL. Friendly account n • indiu r h4eWr a. Account number Your 15 mutt' Advisor, SCOTT STACK MAAY LYLE CASRIEL Date Actnety Descnplion Account (S) Aug 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -39.94 Aug 9 Withdrawal ACH WITHDRAWAL Saks Retail -501.92 Total bill payments 43.131.81 Bill payment (continued) Card kerns for your Attention: The new U8S Visa tnfinite neck card is here, packed with exclusive travel benefits, more rewards and more of what siou love, ncluding extraardinarite personalized service. All stunningly clad in metal. Visit ubscomnisainfinite or call us at 888-762-1232 to learn mare Dal< Description Amount If) Aug 20 CREDIT CARD PAYMENT -170.20 Total card payments 4170.20 Card payments mint's" Payment Due Payment Due Pate Credl tine Avalatle Credt Line Outstanding tdance UBS Visa credit cards) payment information 10.00 535,00000 $35,030 00 10.00 This <redt cad is endled in u BS Pay frail Cad feature and will autanatcaty be paid from your account Your payment is scheduled for september 20. 2018 We oral& thisinformation on your UBS Visa credt cards witty as a courtesy to you The U85 Visa credt cad and account are rssuedty UBS Bank LISA UBS Bank USA sends you the off 'Oa statenent fa this account and you should crake your payment ac cord ng to their no on ens. We donotinclude your Oulstading <refit cant tniance in the value d you account with UBS Financid Senines Irk Date Activity Oestrous Amount (S) Money balance activities Ail 31 Balance forward 548.950.06 Aug 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,049.94 Aug 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08)03/18 -2.629.89 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OE 02106/18 11.57 Aug 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06109118 -501.92 Aug 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Cer20/18 -170.20 Aug 31 Closing UBS Bank USA Dolmen Account 546,709.56 The UBS Sant USA Der09t AccOunt Is your primary sweep option CeleTODOE0056798S2 mez0C0i88757 00033 0818 0305750 Y_CIM_00023~ 6 of 6 End of statement for account number yt 2 CONFIDENTIAL EFTA_00134239 EFTA01276010
Important information about your statement 1.85 inertial Sewn ex. (the firma UBS Finstial Strokes). is a mentor of all pricipal °away, ccenrrodity and opItinexchargts. UBS Financial Union ard UB5 Bark USA re ndrect sits:dories of 1.85 AG and affiliates of UB5Secutes 'SC. the Fimisfitareit Statement is availablerupon request. The Finn 'WNW offices re at: 18$ Feta-eel Services M. 1200 Harbor Boulevard Wethaeken, NI 07086 This state ant reaesents the only official record of your 1.65 Fruncial Services Nowt. Other retook except 01110A las documents. contemn contharg data should not be relied won II youbedew there is an era or omission pane report a irrnedulehr n writig to the Brandt Manager of the office wand you account. Atop al ligas shown re ntended to be accurate, statement datashould not be used for tai purposes Rely soled, on yemitnd lm forms. (i.e.Fonn 1099.519& 10425. etc ) when prepamg your tax return. The km 6 reload by low toreport to the RS a Isiah'. &Wends, reportable non-tattle Packet& and taxable interest eared on sievities held n you worst net proceeds on sale transactions. and cost basis on wins catered sects ein Connemicallens with the Mem • Pleaseretrain" ar ty oral cartruniaticen it twang tofarther acted your rites. trekking your rites utter theSecurities Investor Protection An (SPA). • If the haat& incaution on the top left of the front al this StatOMeril iS not UBS Fnexial Serwes, LOS Financial Union writs yaw acorn as clearing broker by an Win the hiked hsiOution we Wand you ad* relabonshb when you opened this meant. h this test you kends and sweater re boated a LIS f manual Sown and rot the itateng broker. rid you fruit make a report of aq ear a emission to both firms • As descrbed n the account oaten/Ms, you at& wadyusof any ewes a fraud imohirg checks reelected on yore statement Whin 30 days after a was mad or mate available. • Pleasediva customer complaints or inXinee to the Firm's< kw Relations Depannent r 20I 4524693 or tone ree at 800.3549103, 8:00 A.M. to 6 OD P.M ET Monday through Frday, or in twig to LOS Financial Services ix., Client Relations Deo/smote, P.O. Box 766 UnionCid NI 07087. • AR gatemen shall be deemed complete aid mane it not objected ton stating mitten 60 days • For TTY StiVetS. Call 844612.0986 or from outside the US., Cal 201.352.1495 • hone of orlon err queslens about anelectronic herds transfer (Mt lot payment or US$ Vet debit cad transactions, call 030.762-1000. or wile to MG Pronto' Services PC., 1000 Harbor Ithel, 6th floor, Werunteh tot 07086, Mtn RMArli$A Serval. Cal ce write as soon as you can, if you thik your statement a recap ismer-id atilt° need mire nionnattn tout a twister on the statement or reap. The Fim oe Card bear (as Cliticable) owl her Iran you en law than 60 days after the inn rent you the fht st aliment en whirls the error or problem aPriggerl. ▪ TrOXile yeti Writ at accost number Of any) — Decoke the era or the twister you are senile tole, and rigor, as check, as you can Wow° believe a is an ma a Wu you need mote nformatin — toad. the dote' affix& of tit suspected era. The Finn or Card bsuer vnl investigate you °mobil and wit correct Iry War prompt/y. For alleged mots inohring UBS Wia•clettit cad Ira-mclens rf We take mote than 10 business days to do this, we will aide your mccure for the amount you Ihnk et in snot, so that you wit have the use of the money thing the tire it takes us to complete os Mitigation. Please make all checks payable to the Fern or the friblOalelSteuticel ideated one Had of this statement In addition to &gun account lees newts nw be Abject to rnaitenarte Ins. charges for no payment kr securities purchases and charges kr upaid amounts n cash accounts. Accounts the are traralered to other nation may be subject to a vender fee. UBS Sweep Options 1.85 offers options foe melons cash balwees to bat depose accosts at nonaffiliated barks ad affiliated banks and money make natal larch (Money fads). Depose axants at LAS Sr* USA and non-affiliated bit pankisaIng el the UBS FPC-eaued Deposit Program are FDIC onsured n accordance web FOK ruts For more infOlilatiOn, please vise WNW Depose accounts at 18$ AG Staidad Brandt and than of MoneyFends are rue nand by the FDIC. Bark deposits ae not protected by SPC. Money Bud shoes re protected by SIPC. See "UBS F natal Senates Account newton' below. llbch your repast, balances in the bare depositsmay be withdrawn. at shares of a Money had maybe bradated and the proceeds returned to you or woe seaside. &cord. Further inirmatirt about available sweep options, ancldng current ireerest rates and yields. 6 available at umutubscorriseeeepycich, hom yOur Emmet,' Advisor or by callim 800-7621000. UBS Fenanciel Swam swan protection The Finn is a weber of the Searties Imestor Protection Corporation (MK), which protects securities CuStralletS of is meirbers to to 1500,000 (nckding 1250,030 for dant for cash). &pintas bro:hure Rabble upon retest a al mew OPC or a The SIPC asset protection Inks app', to all =curds that you hold in penal/ capacay. The Finn, together with eeetan affiliates. has Pow &whined suwlemental Winne*. The marina amour payable to all eligble clients. collectivety ender thisprotection is $500 million as of December 10, 2016. UAW' to the pottycoati:re and Smeary.. cash at the Sim is hither protected la up to 11.9 entices in the aggregate for all your accounts held it a parody Capacity. Alta copy of the porky vxrdeg is available won request. Nether the 51K orcaththon nor the stcplemental protection /poly to: • Certain financial assets controlled by UM 'abet& Ii your =oust vibe) but WM away Iran UBS Fins-cal Services. For (wrote certain 1.0 insurance pockets. Including ratable amities. and 00 shres of mutual funds registered n the nave of the mare holder on the books of the Muer or transfer agmt), • kwestment (altars ce Mitslmont isioiresIs (e.g, limned partnerships and Private placements) CO at not registered wrier the Searities Act of 1933; • Conrnodities contracts (e.g. foreign exchange and precious natal contracts), wkadng futures enacts drnd torremodity option contract,; 010 • Depot/ newts (moms calif tones of deposit) at MS Bak USA, INS AG U.S. branches and bats h the FDIC Moved Deposit Program. The 5IPC protection aid the sepplemental protection not apply to these awes monk they otherwise appear an yea elAgenititi. It. SIC protection and the empkenental praedion do not protect agar's( changes n the market Yak* of you imestrnents (*Felber as a mut of market movement. issuer briceupay ollsraist) Dividend Reinveitawit Program' (DRIP) the price reflected is an average once You friar obtain the xtual price Wm yew Fen no& Advisor. Orgy whole three re purchmed under DU, withal twos watt sold and the rash wit be deposited in yOur XCOurit The deden1renresatent torte *Plated by the weer may offer from the market price at neigh the path/ shares ate sold Cash-imliau Ce* whole units maybe held in you account. If you re entitled loop/hal one as a result °lacks:WM payment or otherwise the Sian MI ether sell partial nut at mad et poke a awes at amour determined by a registered clearig mere* a-donde you. want Investment objectives the enestmere objectives ad risk profile are wait to each account and may wrybetween you account Plea* adose the Inn promote it waling of any serif Kant change in yew financial siluatun or nvearrent objectives. For each account het( you choose one of the Ioloeing imminent objectives: • Phase Current torome . trwstments seekig the generation of income only. • Achieve Capita tApprociatfora kwestrnents hang growth of &WS& rater then the generation of norm • Newby. Combnason of Worm and Opal Apart:claim kwarreMs seeking both the venation of :taw Ind crowth of principal. Overall risk wales • Connivatke: Seeks to mitten tribal tattoo', with low risk and volai My to the account overall, even il that men the account does not generate signikant CONFIDENTIAL Wont or rant and may not keep pace with inflation. • Moderato. w91ng to accept sane rick to pinto/ rd tolerate scene vanity to seek Niger returns. • Aggress 16.! Wiling to accept high risk to piney& at high toladdy to seek high :thins over trine. • Ithritmera &yaw Consderahn: N selected. a portion of the pontolio fa that account mov made complex strategies, larked liquidity and greater cobalt Staternenrhouseholdne We mayconsolidate reined account statement with the urne address in the same envelope. e 0. because they haw oteners Wm also mantain tax account retaticnaps wet other Owes at the same addeess. If you pole to mere indindual statements mailed r, seloaraii enveleCie you may decline luisholleg by cWN yea Fininotal Advisor Friendly mutat name the Friendly accent aim is a thetanathle *ndawne chosen by you to assist you withythr recordleepig has ro legal effect on your account is not mended to ion ary strategy. prodxt reccerme-dattn. t.rt,...nt objective or nit grate associated wt you accounts. and is not a &omit* or guarantee that waft or any horde' results, can of will to achieved. All imearnents imply, the risk of less, including the risk of loss of the title irmarrent You can thange your Friendly wow" names throughOnline Semites a by contactim your Financial Athena Amount overview • Vakre of for actoontlaortioth. Net al assets and labiate& • assets Includes amiable cash balances, values for restricted security lest), and Global Tine Deposits, enroalvid mats to market, andentail assets rest held by the Fim. Does not nett* unpnced seoureaslasiels al the end ri the pew and arrest statement penods, or Oliva* nvesallefIll, unrested said opium Ind creerclable nook options • (Wain Ml its debt bunion astound-no margii loam. credit lint shun attars balances. • Cash/money balances. Total of uninvested avatabie cab balances, plus depose balances at affiliated and rxwaff dated banks. end money market robtual knot sweep balances, as close of the statement period Nonocommodity free malt balances in KV occur,' are rice seaegked from ocher balances at the Fern may use swot these funds lithe radian rouse of its bigness These hale repayable icon your demand. This total is rocketed in the wine poreed <teem vibe. Londito information For denied ntormatron an the Fenn Wide, practices and &chows, refer to war Client Relationship Agreement or Acorn Agreement and the General Terns and Caxton& U85 Statement al Creole Practices available h Agreement, and Dirlowns al rue, re enenareounwerasu SDNY_GM_00023620 EFTA_00134240 EFTA01276011
Important inforntation about your statement (00thilued) Your assets Your ealerrent tenures securities and other assets held n the accounl al the end of the statement period. You may ask for delvery of fuller Paid securities al any tire. You may receive securities rated as ban coteere alter paing any bent dr on them. by securities sandereed to the Fern ding the statement period are Icted at market value as of the trio/ of the stet:mos period • Con basis determning the cost basis of the secureet included this itatenthnl. where indicated wit, the nuntet LISS Rani& Services Ms relied on metal <Maned from sources other than UBS Sernices. 4-eluding edarnaticn Iran another t that you may have sceoeeded to your F narcol Adviser. The Finn do nal indepenitoly way a guarantee the acosacy or vaklity of any damson provided by sources other than U3S Ciuncial Seek.. Mother', ethougin LB'S Fnincial S*PeCeS 940aralV updates the rdomalith as it is wowed. the firm ekes not vow* any assurances that the nlomatecei under "Cost base and sUrrealood gee-floss' is accurate as of the date of this statement. As such. please do not rely on this nlornutica to make pothise or sale decisions, fix to purposes oe otherwise. Accounts trinsfemed to the Fin may reflect giriloss inform' an only for du period d tim they are held at the Fan More K6tOteCal nfeentalien can be added by your Fnexisi Advisor. • Unmanned geiudosses. Veen data anailibki, temptedse-realized geenflosses are calculated for ncivithal sots t lots The transaction data for nividual lots may or may nee ref lest ccrrmissions, dog's alder North reorganize Nests. Deeded and olhet renvestment lots and systematic ouches. lots are each combined to display we averaged lot 71-• • Trade date colmnpaionts the ache transacoon trade dale. • Citable securities Bonds and pref feted NO* that the issuer cats la tab, I edernpson will be selected mortally by lot from among as wastes of that issue held n our new Cf in nominee maw Ice of clients Call lease Morrnaleon is obtained from third parties rd of rosary is not goarantist Other call features may eat which can. Meat held. complete ithemaica will be provided upon request • Certificates of deposit (CDs). CDs ate FDIC enured to to 5293,000 a principal and accrued egoist per devosto and per depository insotexim naccadree reth 1OK rules. • Price/VOW Pr (0 &Sark, fOr teCtsitits and other produce may be hgher or beer than the price that you would actually receive n the maett Prices We obtained from various dud pry sources Muth we MM., to be rekable, but we do not gannets thee accuracy — We generally use the cbsing price yawn awilable or he mean of the bid and ask prices la listed wastes and coigns or only bid paces to OTC 'thongs — Less active', band letteiteS maybe arced useg a valuation modal ce the most recent price we attained and my rot ref let an actual made.' price or value. - Certain postions may appear without a price rd will he.• as price was not available • el we Ire unable to &Win a price for a Wanly - DepOSits Or securities denominated a anexies Other than U.S dollars are reflected at the ocher" rate as of the statement date. - Foe certain wades tearing in nonconfamag dencninations, price anf querMy (lace eats) may hive been /Ousted to facilitate prow v./union. To cbtan current quotations Mien ratable, contact your Faeroe Advisee • Private invest:melts end structured products. Private investment securities (ncludeg deect parteipalith program and real estate investment trust securities) and structured poodxts are genefaly hg key Aged Celan *wand opines have not been legated with the Searitin and Excha-ge Caminsion ce under any gate securities laws. We pond+ estmated yokes lot pewee investment securities and startteed products for reorrutethe papaws only Accuracy is not guaranteed - These vakon may dale. steam ialy from gyros, if any, al which a private imistrnal seaway ce structured product may be torn or sold and do not necessary reirews the VA* you nay receive hares' - mid party Minutes of ale re as oi a certain dee and are stapled to UE6 financial Services on a regular bass by an irdependert solution - blur generalpanne or sponsor enameled alien ary, re se:0W to the Fen by the soar general panne. or sponsor and may be calculated based on deferent information from Fiat used by Fad parties to thew their esteneied alum. - You can attain additional infamation regarding the methcoblocyy used to determine the estimate of value and the date of the damnation the is the basis for the estimate by contacting your financial Advisor. - Thid party estimated vales may be reflected as • Nce priced' in serval Mutant when an independent valuation Inn has not stapled ee 6 unable to assign a vale, Oen we become await that a material event has <cored the may call a Frovioutli reported value no proem, or when a value would be highly speculate* due to the nature ol the warty - When neither an estate, general panne a spoor estimated value nor a thedgerty estimated wale* is seceded, the yak* of the security will be different from is purchase price - • Disrtut ions to date' may ado* retum of capital,. rearm or both. - • Original unit sae' represents lie initial offering pike per at and mw not reflect sour cost base - DPP and waisted REF weenies are not hoed on a national securities exchange. and ate generally Aged and even it they can be sol6 the vice received may be less than IM per that estimated value provided n the account Natant • Restricted securitier Restricted sentibes awe* re not °seemly eligble for public sale. UM Fnanctal Stenos uses the thine price of the wrangled stock of the same nosier as an imputed value for the restricted stock tht dodos.; of this Sfateirlent owy. TO the extent that restricted tercurats are *Mb* Ice see, the ialut erased may be s.bstantialbs less thanthe irsoted oath shows • en. (eninated) name. current yields and rates. An the awe of annul exam is based on atom &sided and Serra rates, atsunirq the secretes will be held for own from statement date or until maturity. This estimate is any a guideline; accuracy and created income are not guaranteed — Estimated arnuil inane and current geld for certain types 01 sorties could ackde a relktri of princoalor capeal gains in which case the est income (and cement held) would be overstated. — Estimated anal income and current yield and the actual ixonle and yield mote be lower cir highs than the estimated marts — An es mate of athualtted income (dividend ads interest) divided by the corent motet valriaverage balance a blued on the last dividend or interest payment made by the issuer and maws the secestioadmoses will bo hell foe are year from the statement date or until malualy Accuracy and continued yeld at not weaned • Awes net held by UK 'Mandel Services. Certain assets are not hell by the Fin and not within the Frm's possession or control These assets are dsplayed on your statement for nforrnatorul proposes only. Positions and values presented are wooded by the Stun; fern UK Canoe Serves is not nesponsble for tin; damnation and does not guarantee its accuracy. These asses we rot octet-led by SIPC or the fern's suPPlemenlalSIPC coverage. • Revenue sharing and selcitional sempensatien. - h additka to ccenmissam on salts and l 2b. I Sees eserved in connection with the drstrbicn of mutual funds to our dents se ands our affiliate rook newels sharing pigments from darbecrs ads admen of the moue finds that we tell These mounts re based on two d if trent corroments: the mutt of sales by LBS of a pa iwi, rrurtual find 'amity to our cleats and BB he asset valet of a precuts' mutual hid lanais shares held at the Inn - We and ow affiliate also receive networking and OrnillX6 peocessag fees ncorsideation for trawler agent seam that we recede to the musue funds these lees generally re pad from investor assets n the mutualfend and are a prod doll, anctint based on the swathed accounts at the braterdeakir holdng ensue bonds of that fund family - h xidacen to commussions received in activation with the sale or derbuton of annuity contracts and unit nvestment that tenth to our caonts we ardor or afleate receive revenue sharing compensaten teen may of ale insure-Kt companies undevaing the arirwity CO assets, affiliates of the nsurance CC/Marin a sponsors of the unit investment sups we darts:Xs — h ad:MonIQ CCerthis6TMS received from the pschase and sale of NedShres beds, we anchor os af I taw receive n asset-based revenue shaing paymom from NeaSoures <forbore, as well Sc CONFIDENTIAL I undeg for iechnoicgo denthoperient, twang and oilcan:ft — Our alfirolos also receive trading orrenissem and other compensation Fanmutual funds and mane canaries whose products we desuble. — We resew ompensauth from UBS Bs* USA, LOS AG Stamioni Branch aryl rarsaff dieted bats thecuth our oath sweep progam. Ibis compensation may be arna-thy pie accost fee or may be a percentage of /wage day deposit beams' Activity Informaton regrdng commissions and other charges nutted in connection with the exoticaof trades, flaking option UMW Irons has been nduded on confirmations proviousy furnished to you. and wit be provided to sou SNOWY an repast. Short selling If you set engaged in that selling a security, you relay ins a throe the to casein borrowing costs for the parteulr seise/. Open orders Rtgaidng cpen 'gazdliticanceilet code., that were not evetted by the ensnare date, open buy and set stop orders are mixed by the amount of dividends ornitson an ex.dividends or aka lms date unless extruded otherwise by you. vow are respicable for orders the Kt executed dr to yew 'aloe to cancel ousting open orders. Privacy To obtan a copy of as curvent Client Irma Notice, please confect yaw Financial Advisor or vin our website as ganw 'du matailivereisy — 1.85 Financial Services is not a bark. The RMS, Bowels Services Account BSA and IRMA re brokerage accounts which provide access tobaiting services and padre thoath manganese with affiliated banks and other hi-doe" banks, and wooden access to iistrarce and arnucy products issued thr krathlianed hid-Party narrate =Manes through inscraxe agency xi/slaves as CBS Financial Sews ac. ▪ hvestmere, insurance, and annuity forwixts — Not FDIC towed • No bare guannlew May lose vats — tMA. Resource Mannerrent ACCOUra. Business Services Account BSA IRMA and international Resource Management Account me revolved sere ce marks of 1.65 Financial Seneca inc. — ViSA hangars(' Yale nark owed by Vita International Service Assocation and used under tense. The LOS Visa credl cads and the LOS Visa debt cads are axed by LDS Oa USA with permilscn hen, Visa U 5,A Incorporated All other vadunaks, regicered trademarks, sereko mats and ogrstered service mats ye of their regrow. conparnes. UBS Fiwar.pal Services Inc Rev. 70007 SDNY_GM_OOO23621 EF1'A_00134241 EFTA01276012
SUBS 1.165 Femncial Services tic Private Wealth Management 299 Pak Avenue 26th Floor New York NY 10171.0002 CNP7006558979091$X14 Y1 0 Resource Management Account September 2018 rand Au i hAAVIAXI I Account name: GHISLANE MAXWELL Friendly account name: INCIN.CheCk/Car Account number Your financial Advisor: SCOTT STACK MANILYLE CASR1FL Phone Questions about your statement? Call your Firiancrg Advisor Or tree Value of your account RMA11.1.11/0-RMA-I000. accou on August 31 (1) on September 28(4) Your assets 46,709 56 49,671.09 Mslt our websIte: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $46,709.56 $49,671.09 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from wry/ annuakreditrepost.com. Tracking the value of your account 1 Thousands 716 439 44:manimm. 449i 7 41 9 1.9 Dec 2014 Member SIPC Dec 2015 Dec 2016 Dec 2017 Aug .2019 Sep 7018 CNI100010,06558979NP7000307973 00003 0919 030575004 CONFIDENTIAL Sources of your account growth during 2018 Value of your account at year end 2017 Net deposits and withdrawals Your iwestmentrettnn Dividend and interest income Change in market value Value of your =Oat on Sep 2t 2015 141,94632 17,635.94 $83.83 40 .00 549.671.09 SONY GM 00023622 mice Page 1 of 6 EFTA_00 134242 EFTA01276013
SUBS Resource Management Account September 2018 Your account balance sheet Summary of your assets Value on September 28 (1) Percentage of your account A Cash and money balances 49,671.09 10000% B Cash alternatives 0.(30 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F C ommodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $49,671.09 $49,671.09 100.00% Account name: GHISLAINE MAXWELL Friendly account no :Indio Check/Car Account number: Your current asset allocation A Eye on the markets Index You rKnandal Advisor. SCOTT STACK MAIILYLE CASRIEL • Cash and money balances may include available cash balances. lin Bank LISA deposit account, ties INC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formanon about your statement on the last two pages of this statement for Beta is about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 28, 2018 3-month Treasury bills: 2.12% One-month LIBOR: 2.26% Percentage change September 2018 Year to date 0.57% 10.56% 0.17% 10.57% 0.91% -0.98% -0.64% -1.60% CNP:C00S006558980NM0C0307973 C0033 0910030575004 nMY_GM_000238§§9e 2 of 6 CONFIDENTIAL EFTA_00134243 EFTA01276014
SUBS Resource Management Account September 2018 Change in the value of your account September 2018 (Si Year to date (1) Opening account value $46,709.56 $41,946.32 Deposits, including investments transferred in 4,829.16 56,552.54 Withdrawals and fees, including investments transferred cut -1,880.84 -48,916.60 Dividend and interest income 13.21 88.83 Closing account value $49A71.09 $49,671.09 Account name: GHIStAINE MAXWELL Friendly account n •1 iv. r Account number. Dividend and interest income earned For purposes of tNs statement, tatabity of interest and denclend Income has been determined ficM a US Im reporting CetsPedht traced upon the residence of the account holder. account type, or product type, sane interest andor dvidend payments may not be subject to United States (US) andor Piano Rico (PR) Income tzars The (lent motility statement is not intended lo te used and cannot be retied upon for tar purposes. clients should refer to the apoiratte tat reporting forms they receive from UBS annualy such as the Forts 1099 and the Forms 493, for lac reporting information n is the prance of UBS to file the 8CptiCatte lac reporting forms with the US Interng Revenue Senile< and PR TreaSuN DeparliTent env in such loons accurately dealt), elbidetta dead ineeted atilaz exempt or teal* ix*** Pleat consult your Incledual tax prepaier. September 2018(S) Year to date (1) Taxable interest 13.21 81.96 Total current year $1321 $81.96 Prior year adjustment 0.00 6.87 Total dividend & interest $1321 $88.83 Opening balances Additions Deposits and other funds credited Cash activity summary Your Financial Advisor: Off ST AC k MAN I YI F CASRIFI See account activity the month lot detet IS_ Balances In your Sweep Options are indudedin the opening and closing balances east. FDIC Insurance apples to deposits at UBS Sank USA and an banks participating in tie UBS FDIC insured Deposit Hogan. n des not apply to deposits at UBS AG. Saariord Evarch 51PC reelection applies to money market sweep find holdings but rot bank deposits Ste important information about your statement on the last two pars d this document for &lois September 2018 (1) $46,709.56 Year to date (1) $41,946.32 4,829.16 56,552.54 Dividend aid interest income 13.21 88.83 Total additions $4,842.37 $56,641.37 Subtractions Checks and bill payments -1,88084 -48,663.00 Card payments Total subtractions 0 00 -253.60 -$1,880.84 -$48,916.60 Net cash flow $2,961.53 Closing balances $49,671.09 UBS Bank USA Deposit Account APY $7,724.77 $49,671.09 Interest period Aug 7 - Sep 9 Opening UBS Bank USA Deposit balance Aug 7 $47,381.68 Closing UBS Bank USA Deposit balance Sep 9 149,973.27 Number of days in nterest period 34 Average daily ba lance $47,282.18 Interest earned $13.21 Annual percentage yield earned 030% OW70309306558981 NP7003307973 00033 0918 0305a00 I CO Page 3 of 6 SDNY GM 00023624 CONFIDENTIAL EFTA_00I 34244 EFTA01276015
4t UBS Resource Management Account September 2018 My Choice Rewards Points from UBS Account name: Friendly account name- • Account number: Rewards pants are reflected as of the 26th of the month ot the pre: business day if the 26th MI, on a venetian:paddy Rewards point wanly Wads on be found on www.una(oratonanesenn<es September 2018 Yeal to date Opening balance 7,594 7,341 Points earned 0 253 Closing balance Your investment objectives: You have identified the knowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You can find a ful description of the altematwe investment objectives in Important information about your statement at the end of this document 7,594 7,594 Your return objective: Current income 8, capital appreciation Your risk profile: Roman). • Aggressive Investment eligibility ccnsderat:on - None selected Your account instructions • Yost account is currently coded for margin. • Your account cost basis default closing method is FIFO, First In, First Out Your Ileancial Advisor: SCOTT STACK MAIILYLE CASRIEL CNPTC0C0306658982NPT000307973 C0C03 0918 03057a l ettliklY_GM_000236/1694 4 of 6 CONFIDENTIAL EFTA_00 134245 EFTA01276016
SUBS Resource Management Account September 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account name- Account number. Some pnces, income and current vaues shown may Pe approximate. AS 8 kite. gam and lOsses ma/ rol be Etomately reflected. see smporunt intomnation about your statement a the end of ths docurnem for mote infornason. Cash Cash and money balances Cash and money balances may indult avalable cash balances, UBS Bank USA depout account balances. UBS F DC insured Progarn Bank Balances, UBS AG Stahloid Branch deposit account balances and rroney mike mutud fund sweep 0:dances. See the important information about your statement at the end of this document for death Woo those balances. Hddng U6S BMW USA DEP ACCT Your total assets Percentage of vaue on Stir 28(S) your account Cost basis (5) Bummed unrealized annual 'Accent (S) panor loss (S) Cash Cash and money balances 49,671.09 100.00% 49.671.09 Total Account activity this month Dale $49,671.09 100.00% $49,671.09 Amount (I) Deposits and other funds cred ked Sep 4 Transfer 00 4,829.16 Total deposits end other Oita Actitity funds credited Desc rot ion $4.829.16 amount (5) Dividend and interest income Taxable intereg Sep 10 interest U8S BANK USA DEPOSIT ACCOUNT AS OF ogr 07/ I 8 13.21 Total taxable interest Total dividend and interest income $13.21 $1321 Your Pi nandal Advisor: SCOTT STACK MANYLYLE CASRIEL 1185 Balk USA and al U85 FDIC Insured Progan Bank deposit &coint tdaXes are insured by the FDIC within against* lints, but ale not protected by SIK. UBS AG Stanford Blanch deposit account balances me not insured by FDIC and me not protected by 51K. Money market sweep balances are protected by 9PC but me rot Insured by the FDC °venni? Oa axe ClOstrig balance Nice per share Average DnidendlMettSt Dail in on Sep 1 (5) on Sep28 (5) on Sep 28 (1) rate period period Cep mount (S) 46,709 56 49,671.09 250,000.00 Dale Acliaty DeSCriplon Amount(S) Sep 4 Withdrawal ACH WITHDRAWAL AMEX PAYMENT -1,538 72 Bill payments C HM003306558983 NP7003307973 00003 0918 030500100 Page S of 6 continued next page SDNY GM 00023626 CONFIDENTIAL EFTA_00134246 EFTA01276017
UBS Resource Management Account September 2018 Account activity this month contnveca Bill payments (continued) Date Acton), Description Sep 5 Withdrawal ACH WITHDRAWAL UNTEDHFALTHONE -39.94 Sep I 1 Withdrawal ACH WITHDRAWAL Saks Retail Total bill payments Account name: Friendly account n Account number: GHISLAINE MAXWELL r' ^ Your II sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Amount (S) -302.18 Card Items for your Attention: The new UBS Visa Infinite credt card is here, packed with exclusive trare I tenefils, more rewards and more of what you love, ncluding extraordinarily personalized service. All stunningly dad in metal. Visit ubscorninsainfinite cc call us at 888-762-1232 to learn more Mnmum Payment Cue Payment Due Ole Credl Inc 4128024 *valet* C ter Unt Outstanding basic, UBS Visa credit card(s) payment information 10 .00 135,000.00 535,000 00 10.00 This credi cad is enrolledin UBS Pay Credi Cad feature and will autorrabcaty tie paid (ran your account Your pa/mem Is schearled for °cuter 10, 2018 we Drovide thSinformatiOn on your U85 visa credt cards sclera a courtesy 10 yOu The UBS visa credt card and account are issued Dl UBS Bank USA U85 Bank USA Sends you the Oa& Statement for this account and you should Make your paynent accord@ to their inStruCtiCnS. We do not ind ude your outsta-tding creek card balance in the Taut d you account wth UBS Financia Services Inc Date Activity Description Amount (S) Money balance activities Aug 31 Balance forward $46,709.56 Sep 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 3,29044 Sep 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 090918 .39.94 Sop 10 Deposit UBS BANK USA DEPOSIT ACCOUNT As OF 09/07/18 13.21 Sep 12 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 091 tf 18 -302.18 Sep 28 Closing UBS Bank USA Deposit Account $49,671.09 The UBS Bank USA Depaut AccouN is your printery sweep apron 007030800655898A Ne7000307973 00003 0918 0305750 End of statement for account number Y I 2. CONFIDENTIAL biElfriW_GM_000236249e 6 of 6 EFTA 00134247 EFTA01276018
Important information about your statement UheS instal Services ho (the Firma UBS Finrcial Servke0, is a mentor of all arkipal mouthy, commodity and opternenhavgres. UBS Financial Union ad UBS Bank USA se ndrect seksidaries of 1.85 AG and affiliates of WS Secubies ILC. The f hes hark& statement it available upon request. The Firnes woomere offices pre at: 185 Frakel Services Tic. 1200 Hata Boulevard Weehawken, NJ 07086 The statement rearesents the one/ officialrecord of your LES Franca& Services accent. Other react, wept 011103I Ix damns. contanng catiang data should not be relied upon II youbeimw thee is an era or omission please Meet il iirellettalely in writim to the Brands Manager of the office wvim your account. Although alga. show re ntended to be accurate, statement dna shOuld not be wed for tar purposes Ref Sakai on yere.tnd to forms. Be Fonn 1099. 5498. 10425. etc ) when prepamg your lax return. The fan is requred by law to report to the RS a eatable &Wends, reportable nontaxable Withheld, and taxable interest gamed on swathes held n you account, net proceeds on see transactions, and con basic on eaten (weed sea-rites Cavaemications with the Firm • Pleasere-wain* any oral carevunkatken n mting tofurther protect rag SOK ettia$09 rater under the Securities **slot Protection Act 6rA). • If the haat& instioation on the top eft of the front of this statement is not 1.,65 Francis Serves, WS Fiuncial Wren caries your mean as clearing broker by arvansernent wet the nckated nsieution we r on. red you & the reaborathia wherry opened this accord. h the oast your kends and sectsieet at located a f metal Sewn and rot the Wats:m0We and you oust make a Maxi of ay error or =Won to both fens • As descrbed n the account agreements, you mud notifyusof any woes or fraud irembirg checks reflected on your statement Whin 30 dap altert was maileda male available. • Please diva customer complaints or m ines to the Finis< lent Relations Depanment a 201.3521699 or toll-free at 800.354-9103, 8:00 A.M. to 6 00 PAC ET Monday through f rday, or in writing to 1.85 Financial Service etc, Clod Relations Depaiment, P.O. Box 766 Union Ciy, w 07087. • AR ciao-rearms shall be deemed corrplete and mane it not objected ton writing Main 60 days • For TTY services. Call 844412.0986 of from *Ask* the U S.: Cal 201.352.1495 • hone of orlon or past ions about anelectronic funds transfer (Wit bi payrnent or MS Vet debit cad transactions, co wo.762- woo, or write to UBS F nancral Services ex., 1000 Harbor Blvd, 61h floor, Weehmteh NJ 07086, Min RMAIGA Serval. Cal a write as soon as you can, if you 'hit your staterrenl a recite is *Tong ado° need recce Morrnatkn tout a Ureter on the slaking& or wept The Tim ore Card boar Os atheekthle) must her Iran you co law than 60 days ale the f rm rent you the fed st aliment en eked, the error or Problem aPP•eYed. - MOO* yeti rime and accost number Of any) — Deathe the ere or the ratter you me urnure about, axl ...plain as clearly as you can why you believe a is an ewe a why you need mote nformates — Rouge the dole arrant of the suspected era. the Fim or Card bsuer era investigate yore enplane and wit correct any ermor promptly. For alleged mon invoking UBS thsaodebit cad tranua kit ewe take mote than ID business days to do this, we will account la the amount you think is in error, so that you wa have the use of the money thing tie tine it takes in to complete out investigation. Please make all cheks payable to the Firma the Inmost elSteuticel Malted on the front of this statement In addition to Nevis accost lees /moues may be Abject to mantenarke heees charges for bite payment for securer.' purchases and charges for urpaid arrows n cash accounts. Accounts the are rardered to other Teter km may be subject to a vender fee. UBS Sweep Options 1,85 &fen options lot mweprg cash balances to bat depose accounts at non-athlated banks and Sedated barks and money nurkei maul lute (Money Funds). Depart4 accounts at LW Bark USA and non-atf &mad barks pankipaing iv the UBS FPC-Trtured Deport Program are TDK.nsured n amnia-ice wit FOK rules For more ilkentatiOn, please vise wow fdc.gay. DeooSe KrountS al 185 AG Steniced Branch and she's of Moneyfinds are not toad by the FM. Bark deposits ae not protected by WC. Money Fad sham are protected by SIPC. Set -1.85f Turkel services Account Prowton- below. Voce, yourrequest, balances in the bark deposits may be withdrawn. aid shares of a Money Fad maybe Ikea:bled. and the proceeds retuned to you orris securities accost. Further inkanatirs about available twerp options, rkkdrg current irgerest rates and With. 6 available al vernvubscorfsweennekls. from your f nancol Advisor el by calling 80(762-1000 Fonancial Swam account protection The Finn is a weber of the Startles Investor Protection Corporation (WC), which protects securities CuStCfnerS of Es morrben to to 1504000 (nckicling 1250,000 for clams for cad)). hplanatay brochure *abbe upon newer a al www. Assoc or,. The SIPC asset protection lines ape/ to a0 accounts that you hold in a pinata capect. The Fkm, together with ocean affiliates. has also purchased suppkmeMal insurance. The moil-rain amount payable to all 00ktreats. collective/ under this protectiai is SSWmotion as of December 10, 2016. Sulked to the poky eamkkee and Irritators. (eh at theFen h Wave protected for up to 11.9 maker. in the aggregate for all your oceans held in a particular apart A fiat copy of the poky wadrg is makable won request. Nether the SIPC oraeclion nor the appiemerkal protection apply to: • Certain 'mood assets controlled by (and nclookkl re your Utast Wag but WM away tem U85 Financial Services For triple certain (i) :nowt products. including amiable atuities. and (0 she.; of mutual funds registered n the name of the account holder on the books of the Muer or transfer ages), • heestment caveats ce Meanie heeled, lel, limited partnerships and private placements) hat are not registered oder the Securities Act of 1933; • Conmoditits contracts (e.g. foreign ercknge and wows metal contexts), inckeing futures contract and torremodity opt ion contract; and • Depot accounts (except certificates of &posh) at 1.8$ Bak USA, WS AG U.S. teaches and bads n the FDIC Insured Deposit Program. The SIPC protection and the supplemental protection not apply to these assets even if they Otheeveite appear n your statements. The WC protection ani the stspOnental protection do not protect against changes n the market Yak* of your imesbnents (*tether as a neat of make movement, issuer breciuptcy otherwise) Dividend Reinvertment Program' (DRIP) The price reflected is an average price You map obtan the nisi price from you Financial Advisor. Onair whole Owe. tie purchased undo. DTP, panel trot wiltbe sold rani the cash wit be deposited in yOur account We dividend renwerrent peke applied by the agar may offer from the market price at Vfigh the path* Share, pre sold Castin-lieu Only whole unts maybe held n your account. If you are (raided to a patrol unit as a result of a &Mend payment a othewne, the km w)1 ether sell partial units at market price a wept n anon determined by a regain-4d clean; agency. and credit yore aware Inverlanerm objectives The rwestmere oblectivn and risk profile are 'peek to each account and may raybetween your accouns, thease admse the Fina aorta 8 in wring of ay soyaKant change in you financial sewhon inveilirent obrichves. For each moose hell, you depose acted the lomovrang image-we apemen: • Ihoctm Current Worm. Investments maim the generation of incane cab. • Achieve Capital Approciatjorc twestrnerets SWIM growth of prinonal rater than the generation of wow. • feeds* Combnason of Wow rod Capra% Appreciator): kroentMentS seeking both the gemeation of :taw ind yowth of principal. Overall risk petales • Comervarse: Seeks to mann miial enteral, with low risk and volai My to the accoutre overall, even it the mere the account does not generate signiakant CONFIDENTIAL income a Norm arid may not keep pace with inflation. • Moderato. Will hg to accept taTiP rick to pincPal rd tolerate some udaikty to seek higher returns. • ressno: Wiling to accept high risk to prattle axl high volatlity to seek hath returns over time. • Immtmerr attar), Dear:teat:on: I selected a portion of the poi ffolio foe that wank may incase* corral* serapes, raked liquidly and greater sole* Statement 'household:8f We owconsolidate al related account statement with the sane address in the same envelme. e 9. because they haw owners it ako maintain join account railways vets other Owes a the same address. If you reefer to were irdiwieal statements marled in separate metope. you may decline loarehoklim by cadre) yet/ financial Advisor Friendly meow% name the Friendly account nave is a cuacenrable 'notate.' chosen by you to assist you whhyas reordleeprg has ro legal effect on your account, is not intendedto reflect any strategy, artist reccremendatka. interment objector. or re* prolle associated 'oh your accents and is not a peomio or guarantee that wealth a any Inencial result can or will.* achieved. All irnearnents inmate the risk of Ws, including the risk of loss of the edit reiterate. You can <lunge your Friendly accost names through Online Services a by contactim you Pi-uncial Athens. Amount overview • bate of par ecounteortiolio. Net of assets and • Asph Includes avatable cash balances, values for restricted security frit ). and Global Tito Deposits, enrwawd malts to rake, andCertain assets not held by the Fan. Does not racked. unpnced securiteseasiels at the end d the prior ands want statement periods, a private wittd stock opensand rrorceable no options • ciattities Includes debit balances, curtaining margin lore credal line, short account bances. • Casblmoney boraxes Total of oilmen(' available cab balances, plus &ppm balances al affiliated and novail ilated bankt, anima-my market mutual lead sweep balances. mew close of the statement period Noneorrmcdity free eve* balances in yes account are not segegred from other balances and eve Nth may use red these luxes in the wonky course dos harem. Mese turd; are payable Won your demand. this total is weeded in The (snot pored <losing vale. fig information For &teed nlonnatron on the Ines lend., practices rd dubstares, refer to your Chem Relaticothio Agreement or Accuse Agreement and the General Terns ad Conalitsonslki. Stalettent of Credo Practices available h Agreement, and Dadorums al Irma 'At enentareounercidou SDNY_GM_00023628 EFTA_00134248 EFTA01276019
Important information about your statement (00ilbilued) Your moots Your esteem iterndes securities and other assets held n the account at the end of the Slatatota• paottal You may ask for delivery of ludet Paid securities al any time. You may receive securities used at loan caters alter paying any bent Om on them. Any securities franderred to the Fan ding the staummt period are bed at market value or of the end of the stab:mot period • Gost base. h detirmning the cost basis of the secuies included n this statement where indicated with the numb. -1.' LOIS Firuecial SOIVLKOS has relied on information obtained from sources other than UBS Financial Services. 4-eluding idamation from another her a that you may haw. peovlded y011 Fenarcal Advisor. the Finn does not independently very guarantee the wary or vaklity of any i carnation PoOvecked by sources other than 1.3S Caul-Pal Sark.. irt addlion, ethoutek 1.85seencal Services gewaralB updates the rdomatiri a it is received the firm cams not monde any assurances that the eformation ender a t bath' rsd stketalced gee/loss" is amine as the date of this statement. As sueh, please do not rely co this nforristica to nuke modesty,' sale decisions, fa' tar pa-poses oe otherwise. Accounts tratemed to **Fan may reflect gallon Horne ire only fix the period of lire they xe held at the Fan MoreKota:cal taconabca can be tiled by your Fnartal Advisor. • Untanned genagossed. Viten dote egmatedu-realized ganflosses are <doubted for nciviial warty lots the transaction data for exhidual lots may or may ego ref led commissions, charges axle, secuity reorgtheal on cents. Dividend and other renvegment lots and systenek purchne lots are each combined to display me averaged lot The 'Trade date' colmn patents the orgeol transacoon trade dale. • Callable siocurides Bonds nil preferred stock that the issuer cats Ion tab 'redemption wit be selected martially by lot Iron among as bathes of that issue held iv our rams a in norneste maw for at clients Call Nate recanalco is cbtaned from third pales and its accuracy is not gar:What Other call leaves may east which bald affect geld. complete idoemeco will be provided upon request • Certificates of deposit (CDs). CDs are FDIC enured to to 52 93,000 et principal Yd accrued merest per depositor aM per depository inoshonit nxcadaue wth FDIC rues. • Ittriawkalla haat thlatartO hat $4.0.0dtS and other products may be hgher or beat( than the price that you would actualaftnste in the mate. hoes are obtained from various tiled puny sources lath we be/the to be fetal*, but we do not gmrantee thee accuracy — We generally use the cbsitg peke when available or the mean of the bid and ask prices for listed sea/Vessel options or only bid pekes fir OTC sear Pm — Len activeN &bed mantes maybe prced tang a valuation model ce the most recent price we obtarsed axl may not ref lect an actual market price or wake. - Certan poPtions may SPRY without a tree ad will OICHI ei 'peke was not sealable • il we are krable to obtain a price for a saculy - Deposits or securities derxemeed etcurettes otter than U.S dollars ae ref Noted at the eschew" rate as of the statement date. - For certain bathes erring ei nonconfermeig dencnthations, price rid queraly (lace vat) may have been blunted so facilitate prow variation. To <Clan current quotations. Man avatabit contact your F nonce' Adnscr. • Private Irving:mots and structured products. Private eivestmere securities (ncLd'ng drec pancipatal program end real estate investment trust securities) and structured modxts are pervert/IN her hey akpid Conan *wined products have not been registered with the Securities rid Excha-ge Careresion ce under any gate securities laws. We monde estrnated vats for pewee nvestrient securities arid stag vied products for nterruiesui PJPOitt Only Accuracy is not guaranteed - These values may differ tibgantiaPy kora pacqk arty. al which a privyte entestrnem security a structured product may be bacht or sold and do not names* taxmen the vales you my receive coon licuidation. - third party baba Of vaIR re as oi a certain due Yd are applied to 1185 Fnancial Services ogaar base by an irsdependert volution firm. - Nun, general prin.' or sponsor rambled watts. if any, re applied to the Fan by the bet general panne or sponsor and may be calculated based on daemon idol-matron from shat used by tired parties to delve their estimated values. - You can obtain additional 'vibration regardng the methodology used to determine the estimate of value aid the dale of the istanatica the is the basis for the estimate by contacteg your ;awed' Advisor. - Thid party emanated values may be reflected at 'Noe priced' in several situations when an I-dependent volution Inn has not suppled a 6 treble to assign a vale. where we become aware that a material event has occurred the may call a Frovioutli reported value bo question, or when a value would be highly speculative due to the nature of the sorority - %Then neither an ester, general partner or sponsor estimated value nor a %herd-prey estimated waist is provided the yak* of the storey will It deferent from its ;mynas. price - • Distiout ions to date' may nob* return of capital, marmot both. - • Original unit sae' represents the Intel offering pike per use and nu, rot reflect your cost base. - OPP and Witted REF sentries are not listed on a national securities exchange. and ate generally /bud /Mean it they can be sold the mice teemed may be less than the per share basted value provided n the accotni gatarnero • Redacted sacuritid. Restricted tame, germ* are not wrealyeligble la public sale. Ulii F flannel Seams uses the market price of the v....restaged stock of the bre Maurer m an imputed vat* for the restricted stock Oat outposts of then sate mere omy. TO the eaters that restricted toctrilies are ebbe for sale, the yaks receivedmay be olostantiaIN less than the knoted value shoves • en. (astinatad) dame. current yield; and rata An bate of anal into.,.. is based on current dhiclind and Serest rates, atsurnirq the securities will be held for one year from statement date or tail maturity. This estimate is anti a gudekto accuracy and (counted income are not guaranteed. — Estautod arnuil name and curet yeld for cense' types of securities could nude a warn of princoal or captal gait h which case the est income (ridcurrent yield) would be overstated. — Esinuted snail income and curet yeld and the assail iW:411* arsd yield mote be lower or hgha than the estineed ambits — An estate of annuaktod income (dividend anchor interest) divided by the current matt vats layerage balances based on the last devdend or Mahe payment made by the eater and >tarn the lectribPdaosts will be hell for or. year from the naliairt date or until meanly. Accuracy ad contnued yeld re not guararoteck • Ansa not held by leS anancial Service. Cenais awns are not hold by the Firm and rot nithirt the Fienrs possession or convol These assets are dePloyed on yaw statement for ntorrroterve purposes only. Positions and vakm presented care plovded by ihe itttin;fern UBS Coaxial Sentra is not responsble for the infomarto and does not guarantee as acctraty these asses are rot protected by SWC or the Fern's supplemenlaISIPC coverage. • Revenue abating and additional compensation. - h ;odd, to <commits:ten at sales ad 12b. I Sees received n conned ion math the drarbecn of mutual funds to am clients we ado our affiliate recete remelt thong payments from doubters ardor bran of the mousi funds that we tell These anoints re based on two d if trent comments" ld the ran of sales by LOS of a particular avast find family to our dealt and 00 iter asset valet of a particular mutual fund Irniys shares held at the fan - We avl our affiliate also receive networkiv and OfIltlitt6 peocessrp fees eiconsickreco foe trawler agent stench that we movde to tie mutual funds Those fees generally are pad from (minor assets ei the mutual fed and are a hod dolly amain bawd on the rumba of touts at the badierdeakr holding mutual Itnds of that and family - n °Saw] to comma/in received in connatcon with the sale a distibutco of annuity contracts and unit nvestment Net ones to ovr clients. we ado as ail late receive revenue sharing compensation Irma may of the m' utate companies tndeivottng the entity convects, affiliates of the nsurance corparies or prams of the vet inwornero rush we &tribe - h addocn to ccromoSvanS received from the pechase and sale of NemShires fun.* we actor cur at I date receive n snot-brad revenue shaing paymorg from aleaShares daunt" as well at CONFIDENTIAL luting for technoboy demi:cogent bong ad education. - Our agitates also receive trading corraissixes a-d other compensation frommutual funds at navate companies whose products ere desuble. - We wove cargyrnal co nom WS Bank USA, LOS AG Nabob Branch and nraflikoted bales (beer our cash sweep mcgrams The compensation may be a raceohN per accord fee or may be a percentage of /wage defy deposit bikarres Activity Informaton regrdng commissar and other charges owned in connection with the executionof ended exbdeq option transactions has beers *boded on cirtemations provious/y furnished to you. rd will be provided to you pramPay on rentag. Short soling If yes, et engaged n that selleg a security, you may inner a <haat due to bun borroweg costs for that particular sectsty. Open orders Rnyrodng open or • gazdaticancerlet pokes that were not emoted by the Agernere date, open buy and set stop orders we reduced by the motto of daideeds or es/itson an ex-dividends ce excites date unless instructed otherwise by you. You are tespixable for orders the art executed doe to you Niue to cancel mating open orders Privacy To obtan a copy of as cavern Chad Privacy Notice, please context your Friend& Advisor ix vat our reebsite www taw otattneWwwvitea — U35 Fnanotal Services is not a bark. The RMA, (Ultras Services Account BSA and IRMA re brokerage accounts etch provide access to bariong services and peon group avangtheros with affiliated brat and other te/party banks, rd monde, braced to numb. aid annuity products issued la teoffiliaked OlAtanCe<cmPanes enough instate agency samidures of LES Financial Sews kx. ▪ hvestmere, nturance, and amuity pacwixts — Not FDIC •••tload • No bard pannier May be vale — tMA. Room Management Accouro. Dueness Services Amount BSA, IRMA and Men:Nona Risotrce tialtatrIttllt Account are registered service marks of LBS Fruncial Seniors ix. — VISA is a aligned Yale rurk owned by Visa hternatixol Sake Assoc./Pith aid used woe tense. The LOS Visa credit cards at/ the LOS Visa debt cads are owed by LEIS Oa USA with permilsco had Visa U 5,A Incormated All otter Vadunalq, registered trademarks, service corks and registered wake marks are of their respeciee merpathes. UN Financial Sorvied Inc Rev. 701907 SDNY_G M_0002 3629 EFTA 00134249 EFTA01276020
*UBS U65 FMancial Stokes Inc- Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CN87005788951 1018 Nrl 0 Account name GHISLANE MAXWELL Friendly account • Car Account nu mbe Your linancial Advisor. SCOTT STACK MAIWLYIE CASFSEL Phone Questions about your statement? Call yo.a. Fillarldg Advisor Or die RMA a i 0-RMA- '000. acco Melts:our webs's.: wort ubstorallinancialservices Items for your attention • Help protect yeomen from fraud and review bank, credit cant, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepcelcom. Resource Management Account October 2018 HISLANE MAXWELI Value of your account on September 28 (S) on October 31 (Si Your assets 49,671.09 47,173.92 Your liabilities 0.00 0.00 Value of your account $49,671.09 Tracking the value of your account S Thc Tr,ancTS )16 Dec 2015 Dec 2014 $47,173.92 439 49.7 472 Dec 2016 Member SIPC Dec 2017 se p 2018 Ocl 2018 Sources of your account growth during 2018 Value of your account at yea. end 2017 Net deposits and withdratialS Your MeStinent retunt Dividend and interest income Change in market valuct Value of your account on Oct 31.2010 141.946.32 $5,128.56 $99.04 SO 00 $47.173.92 SDNY GM 00023630 CW0003005789951 NP70001811388 000:0 1018 03057a003 Pap 1 of 8 CONFIDENTIAL EFTA 00134250 EFTA01276021
SUBS Resource Management Account October 2018 Your account balance sheet Summary of your assets Value on October 31 (1) Account name: GHISLAINE MAXWEU. Friendly account na • • Account number: Percentage of your account A Cash and money balances 47,173.92 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets 547,173.92 100.00% Value of your account $47,173.92 A Eye on the markets Index Your lq Randal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. IJEIS Bank USA deposit account, UBS INC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important formavon about your statement on the last two pages of this statement for data ks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 31,2018 3-month Treasury bills: 2.33% One-month LIBOR: 2.31% Percentage change October 2018 Year to date -6.84% 301% -7.36% 2.43% -7.95% -886% -0.79% -2.38% CNP 70003005769952 NP70C0183388 C0C03 101803057C na atY_GM_0002304 . 94 2 of 8 CONFIDENTIAL EF1'A_0013425 I EFTA01276022
Resource Management Account SUBS tc Account name: GHISLAINE MAXWELL Friendly account n • Account number. Change in the value of your account Cash activity summary October 2018 i Year to date U.) Opening account value $49,671.09 $41,946.32 Deposits, including investments transferred in 328.91 56,881.45 Withdrawals and fees, including investments transferred cut -2,836.29 -51,752.89 Dividend and interest income 10.21 99.04 Closing account value $47,173.92 $47,173.92 Dividend and interest income earned For purpOsts of INS Statement, ratability of interest and dwidend income has been determined Boa a US in( 'IPPON 1:eISPediee. Baud upon the residence of the account holder, account type, or prodtcl type, some interest ammo dvidend payments may not bo subject to United States (US) ardor Puerto Pico (PR) income tars The cent monthly statement is not intended to be used and cannot be resent upon for tar purposes. Clients should refer to the arogade tar reporting forms they recent from UBS armudly, such as the Courts 1099 and the Forms 493, foe lax reporting information et is the practice of UBS to file the aPpliattle to reporting forms with the US mtern8 revenue Service and PR TreaSury DeOlienTent and in such loans accurately dasIfy citidenct bray Interest alto exempt or lamb* 'metre Please consols your inthidual tax preparer. October 2018 (1) Year to date (S) Taxable interest 10.21 92.17 Total current year $10.21 $92.17 Prior year adjustment 0.00 6.87 Total dividend & interest $10.21 $99.04 Your flaandal Advisor OTT STACKMAHI VIE r4sAtck See Account activity this month lot details Mantes In your sweepoptions are inducedin the opening and dosing balances edit FDIC insurance soviet to deport at UBS Bank USA and all banks partiripni ro in the UBS FDIC Insured moods Frog en, rt does not aoply to deposits at UBS AG. sea ford Brarch 51PC Protection applies to money market sweep find hddiros but rot bank deposits Ste Important inbanation about your statement on the rat Mo pages cf this document for deists October 2018 14) Year to date (S) Opening balances $49,671.09 $41,946.32 Adchttons Deposits and other funds credited 328.91 56,881.45 Dividend and interest income 10.21 99.04 Total additions Subtractions Checks and bill payments $339.12 $56,980.49 -2,636.29 -51,299.29 Cash/ATM transact ons -203.50 -203.50 ATM fee rebates 3.50 3.50 Card payments aw -253.60 Total subtractions -$2,836.29 -151,752.89 Net cash flow Closing balances 42,497.17 $5,227.60 $47,173.92 $47,173.92 DNY GM 00023632 crietC0CeciosTe8953NP70031$3388 00003 sole 030579004 CONFIDENTIAL )000 Page 3 of 8 EFTA_00134252 EFTA01276023
UBS Resource Management Account October 2018 UBS Bank USA Deposit Account APY Interest period Sep /0 - Oct 4 Opening UBS Bank USA Deposit balance Sep 10 GHISLAINE MAXWELL Account name: Your Knendd Advisor Friendly account n r Orr STACK hi YI F CASRIFI Account number $49,973.27 Closing UBS Bank USA Deposit balance Oct 4 $47,373.92 Number of days in interest period 25 Average daily balance $49,510.15 Interest earned $10.21 Annual percentage yield earned My Choice Rewards Points from UBS 0.30% Rewards Dams are (elected 85 oi the 26th c4 Int month or the racer business day if the 26th fats On a weekend neackw Rewards point activity cetals can be found on www.ubs.coneionAneservees October 2018 Year to date Opening balance 7,594 7,341 Points earned 0 253 Closing balance 7,594 7,594 Your investment objectives: You have identified the fcilowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a fun description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Currant income klk capital appreciation Your risk profile: Pnrnary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, Fro Out CelP703C0305789954 NP70C0188388 C0033 IOW 03057500=3M ' YGM00023ErAge 4 of 8 CONFIDENTIAL EFTA_00134253 EFTA01276024
*UBS Resource Management Account October 2018 Your assets Account name: CHISLAINE MAXWELL Friendly account norne• Account number. Scene pnces, income and current vaues shorn may Ix EpprOxiMale. As a itSult, gains aid tosses may not be &weakly reflected. Set Aporiant infosenefron aatour your statement a the end of tins dxurnem for mote Information. Cash Cash and money balances Cash and money balances may induct± avalatlecash balances, UBS Bank USA cbcout account balances, UBSED1C trotted ProgarnSank Balances, UBS AG Stanford Branch ifeposit account baances and money market mitt tul fund sweep Dames. See the Important Information about nor statement at the end of this document for detain about those Wanes. Hddng UBS BANK USA CEP ACCT Your total assets Cash Your Pleandal Advisor: SCOTT STACKMats/1111F rASRIEL UBS Balk USA and of UBS FDIC insured Procyam Bank depot aCOlnt Waxes are insured by the FDIC within applicable lents, but are not protected by SIPC. UBS AG Stanford Blanch deposit accourt Wanes are not insured by roc are are not protected by 51K. Money market sweep Dances are protected by 9PC but are rot Insured by the FDC °beano baba/ft °mut:dente Price per share Average Ord.:lend Interest Dais In on Oct I (1) on 0c131 on Oct 31 (1) tate Deltoid period Cep amount 01 49,671.09 47,17312 250,000.00 nercemage el Cost Estimated Unrealzed vjueon Oct 31 (1) YOU(' account 08$6 annual 'ine (SI gan or loss (S) Cash gad money balances 47,173.92 100.00% 47,173.92 Total $7,173.92 100.00% $47,173.92 Account activity this month Date ACIMIy Description Amount IS) Deposits and other fends </edited Oct 1 Transfer FM VI 235750100 328.91 Total deposit and other funds credited $328.91 Dale Actitify Description Amount (0 Dividend and interest income Taxable interest Oct 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 100a18 10.21 Total taxable interest Total dividend and interest income Rte Aziooy UrSOPI.On Oct 2 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE 39.94 - $1021 $1021 Nitwit IS) Bill payment CHP7000330578995SNP7003183388 00003 1018 030575004 CONFIDENTIAL continued next pep DNY GM 00023634 100 ►age 5 of 8 EFTA_00 I 34254 EFTA01276025
UBS Resource Management Account October 2018 Account activity this month (commis) Account name: GHISLAINE MAXWELL Friendly account name. r hews. r Account number: Your A nancial Advisor sicaT STACY WitLYIYI F CASPIFI Date Actiuty Descnphon Amount (S) Oct 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -2.596.35 Total bill payments 42,636.29 Bill payments (continued) Card dens for your Attends:et The new UBS Visa infinite creek card is here, packed with exclusne travel benefit, more rewards and more of what you love, including extraordinarily personalized service. All stumingly <lad in metal. Visit ubs<crMisainfirste or call us at 888-762.1232 to learn mnie transaction Posting date dale Dexnption AnXkolt (I) Cosh/Arid transactions WS Visa credit • )00(8 1602 6. MAKWELL Oct 16 Oct I? CASHCONNECT -1203.50 ATM FEE REBATE S3 50 Total transadlons Total rebates -1203.50 53.50 Them Me !under. to UBS Bank USA Z. repq CathConner I C zh *draw made inilh your MS Via credt cad Thew CaltC coned liamactions old not incur any finance charges a cash advance fees Rimmum Payment Due Payment Due Dae Credt Inc Avalade Credit Line Outstanding baance UBS Visa credit card(s) payment information 50 .00 135,00000 135,000.00 30.60 This credit cad is enrolled in UBS Pay Credt Cad feature and will ateanancaty be pad (non your accoure Your payment Is schedited for tenernber 70. 2018 We provide Pis information on you U85 Visa credt cards sde/y as a courtesy to you. The UBS Visa credit cad and account are rssuedbi UBS Bank USA. UBS Bank USA sod you the ollicia statarvent for this account and you should rake your pament ac cord ng to their (numbvb. We do not ind ude your outstanding civil tact balance in tne vase Of rats account wen UBS Fmanfia Services Inc Date Activity Detcrobat Amount (S) Money balance activities Sep 28 Balance forward $49.671.09 Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 328.91 Oct 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10102118 -39.94 Oct 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10'03.08 -2.596.35 continued next page CNP7C003005769956NF7000I88388 C00O3 t0l 8 03057aliklY_GM_0002300e 6 of 8 CONFIDENTIAL EFTA_00134255 EFTA01276026
*UBS Resource Management Account October 201a Account activity this month (continued, Cote Money balance activities (continued) Oct 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10'04118 1O.21 Ached). Account name: GHISLAINE MAXWELL Friendly account n Account number. Your Plnandd Advisor: Sari STACKMAHLYIE CASRIEL GCS< rpliCel Arnsunt IS) Oct 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 1O18/18 .2OO.OO Oct31 Closing UBS Bank USA Deposit Account Th. UBS Sank. USA DepAgt As< oust is Your primary Sweep colon $47.17332 ODNY GM 00023636 )000 Peg. 7 of 8 CH1,71:009305789957 NMOCO193388 00003 1018 0305M CONFIDENTIAL EFTA_00134256 EFTA01276027
$UBS Your notes CONFIDENTIAL EFT,501.30257 EFTA01276028
Important information about your statement U26 Cresol Services Inc (the Forma U9S Fins-cid Seryked, is a member of all pricipal mouthy, commodity and optima excha-qts. Ut3S Financial Union rd U65 Bank USA re rdeect sktskaaries of U35 AG and affiliates of UM Seaskies LLC. The Finis finankat statement is (Valhi* upon request. The Firms nanive offices ar• at: LEIS Fiume' Services Inc. 1200 Habit Boulevard Weehawken, W 07086 This statement refreSeentS the on,, off dal record of year 1.65 Fruncol Services account. Other records. *Seib obscene dmunents. centaning (erelong data should rot be relied upon II you bedew there is an era or oinincm plea* report n inettalely n wing to the Branch Manager of the office se viq yrs amount. Although al erases shown re mended to be accurate, statement data should not be used for ter tarpons Rey 'okay on yer.end tax tams, (i.e Font 1099. 5198, 10425. etc ) when preparing your tax return. The Fin a requred by law to repon to he RS all tsable &Science, reportable nontaxable Sidon& and taxable interest end on strobes held nyess attain. net penXineds on sake barnactkrit ad con babe on retain coned seuraies. Gannabaitians with the Firm • Please reconfirm ivy as connunreeken n wring tofurther protect your yourridns, ittbakr9).4.fifil ceder the Seosnies begat ProtectionAct prA). • If the financial nsteution on the top loft of the front of this statement is riot LES Fnaxia Streets, 1.65 Financial Semen caries you- aca.nt as during broker by arrangement wet the kicked Miamian we Wont rad you of the reiationthia when you opened this accuse. h this cast yam lends and secumies re relocated a LSS f nancol Seems aid rot the :nixing broker, and you crust make a report of erg error a cmieskn to both firm • As deserbed n the account areernmts, you men mayusof any terms or fraud interg checks reflected on vour statement palm 30 days aw a was malodor made available. • Please dna customer complaints a Ivens to the Fin< hint Relations Deparement a 201.352.1699 a1004W r 800.354-9103, 8:00 A.M. to 6 AO P.M. ET Monday WoughFrelay, or in aiming to USS Frump.' Semen Ix., Chem Relations Department, P.O. Box 766 thion Cry, NI 07087. • All naemerm tall be deemed concise and acorn d not objected to in writing within 60 days. • Fa TT( seances. Call 84461209860, Irons ciesele the US.: Cal 201.352.1.3S • Incase of *non ce gunterts about anelectronic knob transfer (EFTL Earl payment a LES Vat debit cad eansactions, call 830.762-1000. or was to UBS Fnancial Services ex., 1000 Harbor Bid, 6th floor, WetteaMen. NJ 07086, Attn. bilabbA Seen Cal a write as soar as you can, if you thil< yrs staterrer4 a reset is ming on d you need more Morrnatcn about a transfer on the statement or wept The Fim or Card bus (as aclalcale) must her Irmoyouno late than 60 des Otter the Frm sent you the fat statement on skit the once or Problem appeared. - ?TOO* yet/ r. rile and accost number Of any) — Desorbe the eta or the transfer you me UMWe tote, and tigdin as stay as you can *royal believe a is an writ a why you need mete iriormat ion — kande the dole arnment of the suspected error. The Finn a Card bsuer vel investigate you compare and wit comet any seta empty. For alleged 44T015 enObng VlitS Oisa•debil cad Ira-oak-Cm:. 4 we take more bith 10 business days to do this, we *Maeda you acorn la the amount you Ihnk sin (4101, so the you we have the use of the money dung the tint it takes in to complete as imestigation. Please mate all cheeks payable to the Fem Of the burial ones?", notated on the front of this staknont In addition to deg Y account lees. acres/Us may be subject to mantenarce Ien. charges for We payment for securities purchases and charges For urpaid reuses in cash accounts Accounts that are eardered to other nstabons me be subject to a wander fee. UPS Sweep Options 1,85 offers options for nwetang cash balances to bark deposit accoknts at non-nixed bats and Ablated banks and money motel ribeUal lundS (Money Funds). Depose scams at UK Sark IAA and norpaff &wed banks participating ei the Ut3S FICACanurod Deposit Program are FDIC -mused n accordance vab,FOK rUes For more Sensation, please visa WWW fdIC.9)v. Depose Keats at WS AG Starke d Bents rod sham of Money Finds are not nosed by the FEM. Bark deposits are not protected by 9PC. Money Find shores are protected by SIK. See "U8SF mama) Semmes Aeon Notetca' bearer UPon your recusst, balances in the bark depositsme be withdrawn. and shaes of a Money Fund may be kuidaed and the proceeds retuned to you apse securibes scant. Fustier ilka113161 about available sweep option, neldrg (einem Varese rates and yields, a available at hermabs,comsweepyeids, from your Franco' Advisor a by calling 800-762-1000. 1295 Financial Senecas aware protection The Finn is of the Seanties Imestor Protection Corporation (Strc), which protects securities CUStellIMS of Is mamba to to 1504000 (nckding $250,030 for claim foe cash). foolanatay trodwere &cabbie upon regsb or al mime. Amor,. The SIPC asset protection lints spa to all aaants that you hold in a pinata capecey. The Finm together with mean affiliates. hie the Cunhosed suppkmental Marmot. The maneurn amart payable to all eligible diens. collectively under this protection is SSOOmilion as of December 10, 2016. Suited to the polity cabins and nacow ash at the Fim is helm protected for up to 11.9 melon in the aggregate for all your accuses head n a particular capacity A IA copy of the poles sixedrg is available won request. Neither theWC protectionmar the stopaemental protects:el apart to: • Celan tnanaal assets controlled by (ad notokel n your account vats) but held away from UBS Fins-oat Services. For think certain (i)inskrance products. including <oda* annuities. and (i8 *saes of rn&ial funds registered n the mime of the account holder on the books of the Naar or transfer agent), • twestment cons is or innwent biSeneils fey. Ensiled pannenlips and private placements)that are not registered under the Seasities Act of 1933; • Cannoditem convects (e.g. fete* exclorge and prima meal contracts), including futures contacts and commodity option contracts; and • Deposit scot/Its (except certificates of deposit) at U35 Birk USA, UM AG U.S. branches and Baas n the FDIC haired Deposit Program. The SIPC protection and the asplemental matecten do not apply to these assets oxen 4 they Otherwise appear on Ka Statements. The SSC protection ad the wsplemental protection do not nowt against changes n the market rake of yrs imesbnents (seethe as a smut of market movement issuer bankruptcy a otherwise) Dividend Roinvectnn Program (DRIP) lhe axe reflected is an average pros You mar obtain the nib price from yas num to Advisor. Only nab shares me purchased under DU, coital stuns wines sold and the cash wit be deposited in yOuf XICivrit The dividend rowels-rent axe %oohed by the ,suer may differ from the makes price at Midi the pat.* shire, are sold Coolvisliou Only whole units may be held si your account. If you are entitled to a maul alit as a souk of a drrilierld payrnent a othewne, the Firm ndl ether sell partial units at mans price a accept an anon determined by • reverted dewing agency, and credit yaps scant Inverlanent objectives The mesh-nee obectivn and risk profile at 'medic to each son and may saybetween you sons. Please advise the Finn mercer Le in wrung of any isnlicant change in you financial situation a isresurem <bp-dives. For each amount 'Mkt you choose ant of the Iolowing imestment objectives: • Moen Cement Smarm, inientment$ seining the generalise, of nen only. • Ache Capital Appreciadoro Spann; seeking growth of primPal rater than the generation of 'ome. • Freda Comboason of new oedema% Appreciation: Investments seeking both the Worthen of nee* and growth of principal. Overall risk pada • Conservin Seeks to roamer, intal prixPal, with low rick a-rivesMyto the accoult overall, even if that means the account does not generate significant CONFIDENTIAL income a rearm and may not keep W. with inflate:a • Moderato. Wiling to accept scent rick to prinCoal and tolerate some Walley to seek higher returns. • oyessi be: Willing to accept high rick to enema ad high volablity to seek Wats% over time. • invement figedity Consideration: N selected. a portion of the portfolio for that account my ineltdo complex stramges, tinted liquidity and gnaw Staternant 'householder We may consoldete al related account statement with the sane address in the sane envel:pe. e 0. because they haw onners who also mantain Orb account reationrips wth other dents a the same addeess. If you meet to raceme irdimlual statements mailed es sear* metopes. you may decline hourehoklen by OWN you Financial Advisor Friendly *occult name The Men* account name is a custernaable *ridirurne chosen by you to assn you wiltiyas necordleeng It has ro legal effect on yoke account is not Mended to relied arty Walesa, prodxt, recommendation imestment objective or mak profile associated with your accounts. and is not aplomb* or steerage that wean a any financial results, can cie will to achieved. All Mementoes 'mob, the risk of lass, including the risk of loss of the tenth inerrant. You ranching. your Friendly num names through Online Services a by contactag you Fruncial Monet. ACCOteli out SVI • Vase of you accoontemittofo. Net of assets and IiabdsieF • Assets Includes avaAable cash balances, rattan for restricted secure (ell), and Global Tine Deposits, • and malts to market. and Certain assets mat held by the Fim. Does not rub* unpnced securitestanels at the end of the mot and orient staWnern penods, or private ineestrilenti. Wanted stockOpterim a so • (iabsritieS teles debt batme outstanding rwrgin torn. credit lib, In short account bal n ances. • Casblotoney batmen TOIS unimested avaratre cash balances, plus &post balances at allbated and naosif dated bests, ard many market matual sweep balance& at the cote of he tenement period Noncommodity free omit balances in yes acne at not sepegxed from ocher balms.' and the Fim may use any of these funds in the olden rouse of as bigness Those funds are payable icon your demand. This total is raided in the anent pocket dosing vabe Landing infomiation For &tared nlarnatiOn on the Orrin len:frig practices sod auburn. role to ye...Client R0431k0109 Arens, er Amour Arawnent and the Genital Teens and Conditions. UN Statement of Credit Practices available n Agreement andOisclosures SDNY_GM_00023638 EFTA_00134258 EFTA01276029
Importailt inforniatimi about your statement soommec Your mots Your ,talent Menges recurites and other assets hell n the account at the end of the Statement period. You may ask for deanery of futr, Pad securities a1 any tire. You ma/ econe seonties used as ban co/Utera alter paying any Wince dm on them. by securities bunderred to the rim doing the statement period are Wed at moth* value as of the erd of the datoort period • Cod base. In dem-ming the cost basis of the sect-men *laded this staleTell. MAO. indicated with the nunte. LIRSFiurcial Seer. Nes relied on information ermined from sources other than UBS Financial Semites. rkluding rdarnation born another lion or that you may have avoided to your Finarctal Achissr. The Wm does not indesenitoly early guarantee the eau raCy vaidry of am ithconstion provided by sources other than 1.85 Financial Serteo addlico, ahhougan 1.85 Fnencal Services gem/alb updates the rdamatith as it is received, the fern does not pow* any assurances that the Mamma, inlet "Cost base and "Urnalced ant. MC is accurate as of the date of this statement. As such. please do not rely on this olanution to make pathos. a sale decisions, la tax pa-poses or otherwise. Accounts transferred to the may reflect ger/loss info-rum kin only Ice Ow period or tim they re heed at tie Fan More eietorical fdantatiCh can be added by you* Marcia Advisor. • Unmanned gabs/losses. When data is nabob, minuted uthealized gonsflosses are Moulded for rsdviLssseamy lots The transaction data for Ockvidual lots may or may nee reflect ccrrmissions. charges alder secuity reap-dal en emits. Deeded and other remit-mom lots and systematic path's. lots are Nth combined to display re averaged lot 71-e 'Trade date colmn moots the angina transaction trade date. • Callable securities Bonds and velerred stock that the issuer cats la early redemption why be selected mpartully by lot Iran among at senses of ohm issue held n OW nbne nOrnetee name fee Of clients Call fear, rtfOrrnale:n obtained from third panes a-4 es accuracy is not gaaraMod. Other GB leaves may wet which wad ect yet. complete Mammon will be provided upon request • Price/value Prices displayed for securities and other abducts mat higher or bwer than the price that you would actually, ream, n the market. kites ere obeained from wed tad party sources which we below to be amble. tut we dons garnet this accuracy - We generally, use the cbsing price when available or to mean of the bid and ask prices la listed soothes and options a only bid pikes la OTC washers - Less actively traded securities maybe Arced using a valualco model or the most recent price we Waned a-A may nal reflect an actual market price a vats. - Detain positions may leper w Rhos a price and wit show as -once was not available 6 we are triable to oboon a price I o- a ;Envy. - Deposes ce seanties denominated n corteges other than U S. <bias am reflected at the exchange rate as of the statement date. - Fcr ceman wordes vadng a nOn-CCellarnrig denominator-is, ante rid chatty (face oda) may haw been adjusted to facilitate proper vatuse.on To Wein oment Quotations. when available, contact yes F ()arcs)! Adana. • Private investments and structured products. hivate mestment VKLerIttl (IN Ldr-9 effect PalciPatith pro am and real estate investment MIST securities) and strut tutd procbas are generally biddy /gad. Chan struclaed gratkis haw not been registered with the Securities and Exchange Canrinsim ce undo a./ state securities laws. We amide es:anted values for wrote meson/re soothes arid structured products for Marna gnat purposes only Accuracy is no guaranteed - These values may differ WwamiaI, Iron pekes, a ay. at which a priors. man, d security a structured product may be banjo or sold and do rot weskit& represent the value you my ream upon - Third pry *sondes of value ere as oi a <actin date a.4 are supplied to UBS Foancial Services on a regular base by an Mdeperden valuation Imes - KWH', general partner a sponsor estimated vales, if ma are skfardied to the Fon by the muff, germ& pother or soma and may be tabulated based on deferent idamaten Iran that used by thud parhes to drove thee este:used values - You can cbtain additional ofcmutcn regardng the methodology used to determine the estimate of value and the date of the rd«rrmreen that is the basis la the estimateby contactrg sour Financial Advsor. - Mal patty enemeed vales may be reflected as • Not prcee in several Sellitialf: Men an Ockordent valuation fern has not suppled or is unable to asskjo a math, when we boom awre that a material event has centred diet may calla pommy regaled value Me question, a when a value would be highly speculative due to the reeve of the storey - Men neither an ester, general pane ce sponsor manned value nee a thed-pahr estimated nolo is wooded, the yak* of the stony wit bedifferent from is orduse prior. - 'Distributions to date' may inch& rerun of capital extant or both. - °NEVI Wit size represents the nitol offering Foe pee Led and may not reflect yOur cal baits - DPP aM Unlined REP Senteief Ve not listed on a notional securcits exchange. and re generally &god ad even if they can be sold the price received may be less tun the per share estimated value provided n the account statement • Resoriaed securities. Restricted securities genet* are not <treaty eligble fa bask sale. 185 Financial Services uses the males pnce of tie urresroxted stock of the sure ember as an loaned vale ice the restricted stock for purposes or the; StOttolent only. To the extant that restricted mum ies are ogee. for sale he value received may be stbstantially less then the awed value shown. • Est. (estimated) income. current yields and rates. An entente Of actual mare' is based on (tool thiderd and interest 'atm, assuring the worn.% will be held for one yea- from statement date or um' maturity. T is estinne is only a guideline, accuracy arid continued name are not guaranteed - Est mated anal name and coma yield for types of securities could ockkle a return of prikbal or repeal gain it which case the est income (and current yob) would be overstated. - Estimated annual income and current yeld and the "CUM income erclyieb nvg`a be lower or Miler than the estrnMed anorits - An eginate of arcuated income (dividend axicr interest) divided by the current market valtaavetagt balanced based on the last dividend or moot payment made by the issuer and mums tie securiliestdoosts will be hell fee one year torn the statement date °curb' maturity. Accuracy and cootoued yeld re not gorardeed • AMU net held by UBS Financial Services Cststais assets are not hold by the Fin and not within the Fen's possession or control. These assets are displayed an yds statement lee nformational purposes only. Positons and values presented re provided by the issuity fon UBS Fiuncial Soots e not resonsble for the infarnanth and does not quarrel. IS accuracy These assets at viol oraected by Sift or refire's supplemental 51K coverage. • Revenue Ming and Maimed compensation. - h addition to ccominken on lain and 12b-1 fees received n connection with the diattarn of mutual lands to Oct dents we antler at aftlime receive revert* shying abetters from detrboas ands advisers of the mutual funds that we sell These a-nounn re based on two different components, (4 the am-Art of sales by LB5 of a particular' rrutual find family to our dents; and 60 tie asset vale of a mecca mutual fund lanais shares held at the cm, - We rd ow affiliate also receive networking and ornnbus processed fees in consideration for transfer agent services that we provide to the rmaual funds These fees generally re pad from investor assets the fillitual fund and are a hod dollar' ono-ant based on the nether of ;cowls at the bracer-dealer holing rraitUal keels o1 that fend f anily — In astdital to Canin6Sans received in connection with the sake a delsbutch of annuity <attracts and knit nvestment Inas, tests to our triads, we ardor or aft hate receive roman shying corrpensaton from man/ of the riSuranCeCOmpsinitS UnCkesPentlaa the sanity contracts, adages of the vibrance ccorpanes or sprats or the tilt ewedmont trots we distrboo — In addax, to commissions received from the psduse and sale of NertShares fads, we ardor at If dote receive an asset-based revenue sharing Poynter* from NotShiven 6shbuxn, as well as Vida; for technology development, training and educatcn. - Our allAdes also receive frying corminan and other <centered ion from mutual funds and instsarxe companies whose r.featIt we diorb.rhe CONFIDENTIAL - We ream <IXTII:erntsICII 11Cin UBS Bra USA, 185 AG Sundae Branch end nataff dated bats thougn our Cat sweep laWnt ibm COmpenSatiOn may be a mcothb per account fee or may be a percentage cr berme day deposit biomes Activity Information opting commissions and other throes incurred n cured/on with the executionof trade, inetrangoptien transactions has been ridded on coif imitations roomy furnished no you on] wit be Provided to you prcerptly on request. Short Sting II you re engaged in shat selleg a wordy, you may incur a charge tall to Ceillbtaroving costs fa that pan icula- security. Open orders thigaidng open a • goacktitcanceetd- orders that were no mooed by the sweeter. date. open buy and aced stop ceders at reduced by the aroma of divdrock. ants on an exthMderds a etridns dote unless *Matted otherwise by you. eau re room.* fa orders that me executed due toyer failure to cancel "es; open odors. Privacy To atm a copy of our current Client Privacy hence, pleas. contact you. Franca/ Mesa or vet ours 'Monte at yAVN silos essearvivarton fet - 185 Financial Services e not a bark. The RMA, Bones* Sakes Account BSA and IRMA are brokerage accounts wind, stook access to barking senses and potluck tFra4 01.111911ThlreS with affiliated banks and other this/party banks, and provides access to insurance and amity Products issued by u-off bad thiddarty entrance ompanes through instram agency stbsidures of LBS Financial Seams Inc. — rammer., nessarna ad annuity sastdictrs — Not FDC enured • No bad guarremo May IMO vale — tMA Pesaro Management Account. Busness Services Account ESA, IRMA and international Remote Management Account are registered service marks of LSI romper Minces lx . — OSA is a registered volitrurk owned by visa hocruthanal Service Association ad used seder license The 1035 Vea credi crds rd the Le3S Visa deb. cads are mad by UBS Bann USA with permission foot visa U S. A Incorporated All other vadmarkt registered trademarks, stoke marks Td registered senice milks ye of their roman* corpses. UPS Financial Services Inc. Rev. 201810 SDNY_G M_0002 3639 EFTA_00134259 EFTA01276030
*UBS U85 financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York kW 10171.0002 CNP700570707I 1118 Y1 0 Account name: GHIStANE MAXWELL Friendly account name: Indiv.CheckiCar Account number Your financial Advisor SCO STACKMANILYLE CASICIFL Phon Questions about your statemeat? Call your financial Advisor or the RMA 0-RMA- 1000, accoun tisk our website: %%yew. cbs cornifinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from vnew.annuakreditrepottcom. Resource Management Account November 2018 Value of your account on October 31 (S) on November 30 (5) Your assets 47,1 73.92 47,394.12 Your liabilities 0.00 0.00 Value of your account $47,173.92 Tracking the value of your account S Ihc. Lc...3MS 7: 6 $47,394.12 Member SIPC Sources of your account growth during 2018 Value of your account at year end 2017 Net deposits and vdthdrarvals Ntur nveStrnent return Dhedendarxl interest income Chase in market value Value of your &come on Nov 30, 2011 SDNY GM 00023640 141,946.32 $5,335.83 111197 $47.394.12 CNP7000330S707071 Nr700018751$ 0000311ie 030575004 MODCO Page 1 of 6 CONFIDENTIAL EFTA_OOI 34260 EFTA01276031
UBS Resource Management Account November 2018 Your account balance sheet Summary of your assets value on November 30 (d) Percentage of your account A Cash and money balances 47,394.12 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $47,394.12 547,394.12 100.00% Account name: GHI$LAINE MA5VVEU. Friendly account name: Indio Check/Car Account number: Your current asset allocation A Eye on the markets Index Percentage change November 2018 Year to date 500 2.04% 5.11% Russell 3000 2.00% 4.48% MSC I - Europe, Australia & Far East -0.11% -8,96% Barclays Capital U.S. Aggregate Bond Index 0.60% -1.79% Your Financial Advisor SW. ", 'Y LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS it:4c Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important in formation about mu statement on the last two pages of this statement for detail about those balances. Interest rates on November 30, 2018 3-month Treasury bills: 2.30% One-month LIBOR: 2.35% CNP700O3005707072 NP70031875I 8 come we 030575Gr01:1000236819e 2 of 6 CONFIDENTIAL EFTA_00134261 EFTA01276032
SUBS Resource Management Account November 2018 Account name: GHISLAINE MAXWELL Friendly account name•I iv h r Account number. Change in the value of your account Cash activity summary November 2018(5. Year to date (I) Opening account value $47,173.92 341,946.32 Deposits, including investments transferred in 2,826.08 59,707.53 Withdrawals and fees, including investments transferred out -2,618.81 -54,371.70 Dividend and interest income 12.93 111.97 Closing account value $47,394.12 $47,394.12 Dividend and interest income earned For purposes of Ws statement, taditsity of intereSt and addend income has been determined ficM a US tar tepoetirg perspective. Baud upon the residence of the account hokler, account type. or product type, torn, interest andor &Attend payments may not be subject to United States (US) aeon Puerto Rico (PR) Income tams. The tient monthly statement K not intended to be used and cannot be retied upon for tar purposes. Clients should refer to the alloCEC/V tat mooning forms they receive from Les annualy, such as the rams 1099 and the Forms 493, foe lac reporting information tt is the practice of UBS to file the acoratie lam reporting 10011S With the US InterrvM Revenue senice and PR TreaSury oeparorent. and in such fOrnIS aCCulatety clasIfy (weren't ard'a Interest BSI& exempt or lamb* Dexter* neat consult you I intludual tax preparer. November 2018(S) rear to date (S) Taxable interest 12.93 105.10 Total current year $12.93 $105.10 Prior year adjustment 0.00 6.87 Total dividend & interest $12.93 $111.97 Your Pi vandal Advisor: SCOTT STACK MA/It:Ii CAMEL Ste Account at levity this month for deta Is &dances In your Sweep opuons are includedin the opening and dosing balances Aye. FDIC insurance appties to deposits at UBS Bank USA and all banks participating in the UBS FDIC insured Deposit ("mgr. R des not Bort( to deposits as UBS AG. gardord Branch. SiFC protection applies to money market sweep find holdirras but rot bank deposits See Important inSormatton about your statement on the tat him pages cf this document for &MI5 November 2018 (5) Year to date (4) Opening balances 347,173.92 $41,946.32 Additions Deposits and other funds credited 2,826 08 59,707 53 Dividend and interest income 12.93 111.97 Total additions 32,839.01 $59,819.50 Subtractions Checks and bill payments -2,61881 -53,918.10 Cash/ ATM transact ons 0 00 -203.50 ATM fee rebates 0.00 3.50 Card payments 0 CO -25.3 CO Total subtractions -42,618.81 -$54,371.70 Net cash flow 4220.20 45,447.80 Closing balances 447,394.12 447,394.12 SONY GM 00023642 oco Peg* 3 of 6 CNP7C009005707073 NV7003417518 00003 t 1 l Er 03057500/ CONFIDENTIAL EFTA_00134262 EFTA01276033
UBS Resource Management Account November 2018 UBS Bank USA Deposit Account APY Interest nenod Oct 5 - Nov 6 Opening UBS Bank USA Deposit balance Oct 5 Account name: GHISLAINE MAXWELL Friendly account n • Account nuntber. $47,373.92 Closing UBS Bank USA Deposit balance Nov 6 $47,394.12 Number of days in interest period 33 Average daily balance Interest earned $47,522.19 $12.93 Annual percentage we'd earned My Choice Rewards Points from UBS 0.30% flewardS ppnts are reflected as of the 26th d the month or the peOr business day if the 26th fats On a weekend toads/ Reivares point &dint; eetals can be found on www.uas.coneionisinestiwes November 201 8 Year to date Opening balance 7,594 7,341 Points earned 0 253 Closing balance 7,594 7,594 Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your I6nancial Advisor i rCon STACKMANIlei F CASRIFI Your return objective: Currant income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consderahon - None selected Your account instructions • Your account cost bans default closing method is FIFO, First In, Fro Out CNP70303305707074 NP7003187518 03033 II le 03057500fligt* yGro_00023611sge 4 of 6 CONFIDENTIAL EFTA_00134263 EFTA01276034
SUBS Resource Management Account November 2018 Your assets Account name: GHIRAINE MAXWELL Friendly account nam - Account number. Some paces, incoMe and current vaues shorn may teepproxInVine. AS a Rita. gam and resits ma/ ml be accurately refkaed. See miporlon infosenabOn about your statement a the end of ths Oxument for more Information. Cash Cash and money balances Cash and mom), balances may irtd avalacie cash balances, UBS Bar* USA depoot account balances, UBS FDIC insured Rogan Sant: Balances, UBS AG Stanford Branch deposit account balances and rronty market mulutl fund sweep balances. See the important information about rot statement at the end of this document for details Woo those balances. Hd Ong UBS BANK USA DEP ACCT Your total assets Your %sandal Advisor: SCOTT STACKMANLYLE CASNEL UBS Balk USA and al UBS FDIC insured Program Sank deposit account bald cis are insured t, the FDIC rAthIn applicatak lints, but are not protected by SIFC. UBS AG Stanford Branch depx.1 accourt balances zee not insured by FDIC and a< not protected by 51K. Money market sweep balances are protected by 9PC but at not Insured by the FDIC °venng balance closing btletKe PriCt per snare Average Onniend InlettSt DOIS on Nor 1 (I) on Nov 30(S) on Nay 30 (I) rate period period Cep mount 01 47,17392 47,394 12 250,000.00 Percentage of Cost EStienaled Unrealized value on Nov 30 (1) your account bas's (5) annual inccme (5) pan or loss (S) Cash Cash and money balances 47,394.12 100.00% 47,394.12 Total $47,394.12 100.00% $47,394.12 Account activity this month Dale Athnly Description Arrount (S) Deposits and other fi nds tredked Nov 1 Transfer FM VI 235750100 2,826.08 Total deposits and other funds credited $2226.08 Date Aditity Dexrption Amount (5) Dividend and interestincome Taxable interest Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I I/0918 12.93 Total taxable interest $12.93 Total dividend and interest income $12.93 Date Actlaty DeSCripion AmOunt CS) Nov 5 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONF Bill payments C HP70:108305707076 NP7000187SI 8 00003 1118 0305 CONFIDENTIAL -39 94 continued next page SONY GM 00023644 )(nu) Page s of 6 EFTA_00 I 34264 EFTA01276035
UBS Resource Management Account November 2018 Account activity this month continueca Date nanny Descnphon NW payments (Continued) Account name: GHIRAINE MAXWELL Friendly account n • ' hewle r Account number: Your linandal Advisor. SCOTT STACK MANY LYLE CASR1EL Amoust (I) Nov 5 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -2.578 87 Total bill payments Ong harm for your AUentket The new U8S Visa Winne beck cad is here, packed with exclusne trawl benefit, more rewards and more of what you love, including extraordinarily personalized service. All stunningly <lad in metal. ViSit ubs<ccritvisainlinite or call us at 888-762.1232 to learn crate mirunum Parfinent Cue Payment Due pre Credit the 42,61811 Avalatle Credit tine Outstanding balance UBS Visa credit card(s) payment in fomustion $0.00 535,00000 S35,00000 90.00 This credited is enrolled in UBS Pay 01%11 Cad feature and autonsatcaty be paid frixn your account. Your payment Is Unedited for December 20. 2018 we provide Ms information on your UBS visa dear cards sdely as a courtesy lo you lee VeS visa credit cad and account at usuedtty U85 Bann USA UBS Bank USA sends you the official stecernent for this &count and you shouldmake your parnent ac cord ng to their int ructi cns. We do not include your castanding credt (ambiance in the rave ol you; account wan UBS Financla Services Inc- Date ACIrVily oescresticn Amount fa Money balance activities Oct31 Balance forward 547,173,92 Nov2 Deposit UBS BANK USA DEPOSIT ACCOUNT 2.826.08 Nov 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/05/18 .2.618.81 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 1 It 06118 12.93 Nov 30 Closing UPS Bank USA Deposit Account $47.364.12 The UBS Bank USA Depaat Account is your primary sweep cpnon CH1,71;008005707076 NP7000187$18 C00O3 03057 Y_DM_000236itte 6 of 6 End of statement for account number Y1 2 CONFIDENTIAL EFTA_00134265 EFTA01276036
Important information about your statement LBS Frontal Sewn ex. (the killer LOS Finer,Cie Sentra is a mentor of all pricipal washy, commodity and optics exchargits. UM Financial S<rvk<s and UBS Bank USA are ndrect sits:dories of 18$ AG and affiliates of 1.85 Sautes (LC. The F financial Statement n available upon request. The Finis amen* offices are at: LDS Frencel Services tic. 1200 Hater Boulevard Wereasken, NJ 07086 This statement rePosents the only official record of you U3S F roma' Sentes scout. Other records. except offer tat cbcunents contanng coediting data should not be relied upon d you brew thee is an ma or CcieSPOry please report n errnedately n tern; to the Brands Manager of the office wing you account. Allthcogh al I Was shown re intended to be accurate, statement dnashout:I not be used for tag purposes Rey solely on ye:send in fams. (i.e them 1099.519& 1042$. etc 5whenbrewing your tat return. The Fan 6 requred by taw to moon to the *5 all tacible dvicknds reportable nentaisgsk clekfnlit rid taxable interest end al acuities held it pis axe" net FOX'S, on ask transactions rd cots basis on tortaithwened wades, Ceawerdeatiens with the Finn • Pleaseretrain" any air carerunkatten en *Meg tofurther protect your reties. incising your rites utter the Securities Mesta Protection An (SEAL • If theSnot& institution on the top left of the front a this gatemen, is not lBS Froncial Sauces, l85 Fiuncial Service. aria wits hada as cluing taker by argangentre vvah the :skated els/Cajon we Wonted you d this relshonsho when /Mu opened this accuse. h this cast you ends and Sectsies am bated al LIM financial Seven and rot the itaLeng becks*. and you mutt make a report of are arra or cmisskn to both fins • As descrbed a the mart arseerrients, you must notify us of any deers or fraud invoking checks affected on sur statement within 30 days after 1 was melody made available. • Pleasediva customer complains or eyries to the Finis< lent Relations Department at 201.352-1699 or toll-free at 800.3549103, 8:00 A.M. to 6 AO P.M ET Monday tNoughFrclay, or in ventirg to UM ramie' Sauces ec., Ghent Relations Depaimals, P.O. Box 766 UreonCey, w 07087. • All gremlin roll be deemed cattlre and acorn it not objected to in toting within 60 days • For TTY waxes. Call 844612.0986 one from *Able the US.: Cal 201.352. 1.35 • h case of orlon or waives about an electronic funds transfer (EFTL bi payment or UPS Visedebit cad transactions call 030-762-1000, or wile to UM Financial Services Ix., IMO Harbor eh& 6th floor, Weehanten let 07086, Attn. RMCOMA Stevan Cale/write as soon as you can, if you 'hit your statement or recea4 s mane or f you need more nthernalin awl a tenter on the statement or wept. The Fan a Card burr (as Cfsicable) must her Iranyoung, law thee 60 drys after the Fen gent you the fat st moment on which the mot or problem append. - Proetle you- none and accost number Of any) — Demote the error or the Vanier you me unsure nogg, and explain as clearly as you can Meru bare a is an mice a My you need mat — barb the dole arrant of the suspected error. The Firm a Card bsuer vii :vestigee put towline and will correct try *nor prarpt%. For alleged mon neolvng VER insa•debil cad transact ins. if we take more than 10 bus nes. days to do this, we will credit you scour-lila the amount you think sin error, sothal you war have the use of the money dung tie the it takes in to carper* as investigation. Please make all checks payable to the Fern Of the I renal nsteution notated one trail of this seasenont In additicn to regular account lees. aceowits may be skeet to mintonarce fen, charges fee bite payment for securities purchases and charges kr Limed arcu-es in cash accounts. Accounts that are trandared to other nsteulcns may be subject to a venal fee. UBS Sweep Options 185 offers arias for weeping (ash balaxes to bark depose scants at non-affiliated brio and Milated banks and money nukes nasal boil (Money Funds). Depose accounts at UBS Bark USA and inmate dieted barks panic:paling n the UBS FDIC-hied Deposit Royals are FDIC insured n accordance vale FOK rules For more idanolion, please visa WNW fitIK.2)e. Depose /KcountS at 185 AG Standee Branch ad shares of MoneyFunds are roe nand by the FDK. Bark deposits a-e not protected by SRC. Money Fad shoes are protected by SIPC. See ' UBS f ioncol Services AcCOunt repletion' below. Upon you request, balances in the bare deposits new be withdrawn. ard shares of a Morey Fed maybe theideted and the proceeds retuned to you awes seciskies /sant. Further idarnation about available sweep options, nckedng currere intent rates aid yields. 6 mailable at weewaosaresereprods. from yea FrkinCtil Advises a by sating 800.7621000 UBS Financial Services want protection The Finn is a member of the Seanties Westor Protection Ca paation (SIPC), which protects securities CuSteatin of es marten tr to $500,000 (ncWing 1250,000 Ice claim for cash). Emlanaloy brochure babble upon testa sr al www.SPC or,. The SIPC asset protection leans apply to all accounts that you hold in a panto& capocey. The Firm together with eaten affiliates. has also purchased sumbmental insurance. The nuarern anNotse payable to all rigiole <bents. collectively under thissot...dim is SSOO melon as of Deromber 10, 2016. Subece to the policy taxation, and bridals's. cal, at the Fin is lathe protected for up to 11.9 mover in the aggregate for all your accounts NH n a particular capacity. A fat copy of the poky wording is available upon request. Heiner the SIPC oraeclion nor the emalemental protection apply to: • Certain truths& assets controlled by (ad etad n your accost vale) but halaway horn 18$ Financial Services. For emote certain ID insuranceF(0CW.. eellodlio) variable awaits. and 00 shoes of nasal funds registered in the none of the account holder on the books of the Sat or transfer agm0, • tvrestmicit (ordeals ce nvestment eater/Us (e.g. MOM connenlips andPrivate Placernentffffult ere not registered under the Securities Act of 1933; • Cammoditits contracts foreign exchange and mowsmeal contracts), magma futures contacts arid commodity option contuses and • Deposit accents Incept certificates of defers) at (bG Bark USA, UM AG U.S. beeches and bats n the FDIC loured Deposit Program. The SIPC protect ion and the maple/mental peoteclimd0 not apply to these assets even if they *themes appear on you Slatiniente The WC protection aid the stspbrnental protection do not protect against changes n the market Yak* of year investments (Mother as a rear of motet movement. issuer brikeuptcy othernie) Dividend Reinvermont Program (DMP) hone reflected is an average pnce You may obtain the actual price from you Financial Advisor. Oney Mole Ores re purthesed under DRIP, petal stores ranb sold ad the cash wit be deposited in yOur ICCOunt The dividend remeshiont see applied b( the 6ton may caller horn the makes pre<at y,tvch tie panne shire, ere sold Cestresliett On% whole WAS may be held in your account. If you are slatted to IS as aresult of a divide d payment a anemia, the Firm yell ether sell partial snits at manta peke or accept en armsre determined by a regrind clearing arty, aid credit your accord Inverlment objectives The 'maimed objectives and risk profile are speak to each account and may saybetween your accout Please ads,* the Fin pronely n waling of ay eggplant change in )Ut financial station a tworiont cbsetives. For each account had, you choose we of the Noosing imesement thrones: • Mots Covent:moot en•Strnerits seeking the generation of income cab. • Achim Capital Appreciadoro kerestrnents seeking Torah of pastor caber than the generation of mom,. • Pests Cagibinason of Worm andCptal Appreciation: Investmems seeking both the geneerka of Am* ri d growth of patrol. Ores. risk wean • Conterveth tr. Saks to ensnare initial prig:41, with low riut sliverKay to the accosted overall, even if that means the account dal not generate significant CONFIDENTIAL exam a ream and may not keep pace with infletem. • Modena VANN to accept tome rick to pincPal and tolerate arts volaliity to seek higher returns. • Ammon,: Wiling to accept high risk to sinner aid hop volatility to seek NO agars owe time. • inestaers ffmaddy Consderation: I selected a portion of the portfolio for that account my kWe cormlet wages, Tweed liquidly and grease volatile?. Statement leousehoktior We reekyconsolidate r slated account statement with the sane address in the same *nerve. e 9. because they have enners who also maintain rim account rationing web other diem at the sane addeess. d you pole to mere irdiwisal statements mauled n agree •eNolnies. you may decline hougeholdeg by CAN your Financial Advisor Friendly neount name The Friendly account nine is a amancable incknarrie chosen by you to assist you withyas resell...pig h has ro legal effect on your account, is not emended to reflect ay strategy, predate reccermendattn. imestment cgetwe a reds profile anociated binte your secants aid is not a isomer or guarantee that wealth ce any financial results can ot MOW achieved. All :nearly/its nerve the risk of less, includieg the risk of loss of the retie ineeStrIlint. You canchange your FronW assure names throughOnline Stakes a by contacting you, F nancal Mmes. Accamt overview • value of put acountOrtfolio. Net of assets and liabileies • Arens Includes available cash balances errs for restricted caulk/ MO and Global Time Deposits, unreaked males to market. andCrean assets not held by the Fim. Does rot joke* unpnced securers( assets at the end of the prior aid want statement periods, or private investment unwed skid optiom and are-cable stool options • Cretan trades debit Lances, artsunding margin tors credit line, short scant balances. • Cashlmoney Slums Tool of tnimested available cob balances, plus deposit balances as affiliated and nat./dilated brill, endow's market mutual fad Sweep balances at the c bse of the statement period Nonicorrmodity free credt balances in ycer accord re not served from other balances ad the Fim may use ray ol these funds in the °Minn course of es brace These f raids repayable scan your denied. TM total is Sealed in the anent poried clang vibe. LentiripiMomation For cleated rdcmeation on the Iran's lending practices ad dabsures. refer to you Clem Retslicashis Agreement cr Assn Agewnem aid the General Tens and Conditions UBS Statement of Credit Practices wailetle flare/Rene and Disclosures SDNY_GM_00023646 EFTA_00 134266 EFTA01276037
Important information about your statement (Continued) Your assets Your statement itemizes recoils, and other assets held n the accounl al the end of the Statement reread You may ask for delveny of fully Paid securities al any tire. You may reuse seopties used as loan co/Lowa alter wing any balance de on them. Any securities tranderred to the Frrn ding the stoommt period are l ed at market value or of the end of the stamen period • Con basis dekonniro the cost basis of the secureies ridded is this itaternent, wbtie indicated wit. the number -I,' LE6 Fluidal Services has relied on information <Maned from sources other than t ernr ial Sertices. suluding Humans, born another In or that you may have voided to your Finical kleiser. The Finn does AM indepenistly terdy or guarantee the aCOSaCy or valday c any OM emotion vended by sources other than U3S Financial Senics In addlion, alehouses L6S Fnoxial Senoras gerseralk updates this rdmmatim as it received. the fan does not von* cry entrances dna the domain:el crcler "Coat baler and "Ureealcod give loss" is activate as of the date of this statement. As such. please do not rely en this Manution to retake ruckuses sale decisions fa to pi-poses or othenvise. Mecums transferred to the Fins may reflect a c Homo kin only Ice the period or tire they held at the Fan More bigot:cal (demotion can be Aided by you* Fnarriel Advisor. • Urettalked ganselessits. Wren data 6 availabk, minuted unmated gonsflosses are colculned for indiviidl storey lots The erasion data for -rt.:India, lots may or may rice ref Rot ccrrmissions. charges anokr secuity reogrmal on events. Diedend and other reovestment lots and systematic piths«. lots se each ccmbimed to display we averaged lot 71-e 'Trade date colmn pimento the ongiel transaction trade dale. • Callable securities Bonds and premedstock that the 6Yier cats for eery rederrpton wit be selected niparbally by lot tram among al scarlet of that :Sue held in OW rum* or in nonente row for our clients Call kaki. riformalkn is obtained from third pities and es away a not guaranteed. Other call leans may pot which me aff ect peld. complete information roll be provided upon request • Price/value Prices displayed for securities and other products may be highs or lower than the price that you would actually recse in the market. Prints ap obeained from ormis Pod party sources which we behave told elabie, kW we dons gaunter this accuracy - We generally use the cbsing price when available or tie mean of the bid and ask prices ler listed recision and options a onk bidpekes Ice OTC wctikes - Less actively traded secohis maybe priced using a valuation model or the most recent pile we obtained and may non reflect an actual market price a vats ▪ Cenail positions may taper wahine a price and wit show as 'once was not available awe are triable to cbtan a price for a wanly. - Deposes ce stiopties denomnated n offences other than U S. doers am reflected at the exchange rate as of the stammere date. - For cenan seesaw racks; in non-conIcemng denomnatont once and wooly (face value) may have been adjusted to facilitate proper vaunt To obtain orient quotations. when available. contact you Fruncol Athos. • Private investment. and structured products. hivate nwstrnent ward*, (IN rag these ParlkiPal an oviseam and real estate inwornent trust securities) and strut bared precious are generally highly Chan south/ad ocelots haw not been roistered with the Socaities and Exchange Commission or tondo. any state securities laws. We provdeedrnated values for {siege investment stokes and structured moods for rdomal crud purposes only Masao 6 not guaranteed - Thew vases may differ abstane bay Rom peXes ay. al which a private' wain, d security a structured product may be boc4nt or sold and do not recession& represent the vacs' you may rearm goon liwidation. - Third pry *strides of value re as gai a <actin date aH are supplied to UPS Foxe sal Services on a repair bass by an rdeperkkrt valuSion lima - tsWer, general partner or sponsor estmated watts, if cob we suppled to the Finn by the issuer, general partner or paws and may be obviated based on deferent informaten from that used by that palm to derive thee minuted mites. — You can obtain additional Herniae's, regarding the methodology used to determine the estimate of value ad the dale of the eicrinatiCel that is the basis la the estimate by contacting your Financial Adv60r. - Turd patty estimated eaten may be reflected as Idol piked' in several leuatienS: Mien an independent valuation fern has not suppled or is unable to assist a value, when we became aware that a maternal event has waned dna my calla pinion/et reported yoke it question, a semen a value would be highly speculate. due to the neve ea the warty — Wren neither an shier, general partner ce sponsor estineled value nor a thed-poty estimated mew 6 gionded the vase of the 'essay wit bedifferent from its potpieprice - 'Distributers to date' may ricks& When of capital name or both. - • °egret IPA size' represents the nitel offering poke pis tout and may not reflect your cost basis - DPP Ind unfilled RErt sorties are not listed co a national securein exchange, and we generally acted ani even if they can be sold the price mowed may be less than the per sere estimated value provided n the septum statement, • Restricted securities Restricted securities Wren* are not wreak eligble for pubk sale. LIBS Financial Services uses the market price of tie urrestixted stock of the Sarre twat as an inflated value lee the restricted stook for purposes of the StOfteltat only. To the extent that restricted von ies are eloble for salt to value received may be stbstantially less tun the awed value shown. • Eat (estimated) interne, current yields and rates. An est male of ainto! r‘diee n bared on (c.o.,' dNidend and intOoKI rates, attuning the securities will be held for one yea- from statement date or until mataity.IT6 estimate is calf a guideline, accuracy and continued income are not guaranteed - Connoted ornwl name zed current yield for torten types of Securities could riflede a return of prikPal on captal gains in which case the ese income (rd current pelo) would be overstated. - Est/noted arrual axone and current yeld and the actual income andyield mght be low on hitter than the esteniked amowts - An estivate of annualized income (dinderd aockr interest) divided by the current market value average balance 6 based on the last divdend or merest payment made by the issuer and Points the seoskiesidepoids will be hell foe one yes from the statement date °curt' maturity. Accuracy and continued yak, re not guaranteed. • Meets net held by WS Financial Services Certain assets ar e not held by the Fins and no wethin the Fein's possession or control. These assets are deployed on pots statement IC. nformational purposes only. Positions and valets presented re provided by the Muni fim LISS Financial Sows is not responsble for this iricernaton and awe not gwrantee IS accuracy These assets au rot ordeoled by SK or the f Sat supplemental DK coverage. • Revenue shaeki and adckional compensation. - In addition to comminken on sales and 12b.1 Nos received in connection with the distrixdrn of mutual funds to err dents we ardor our Shame reeve revert* thee° payments from datitums and cr advisors of the mutual hods that so sell Dew amounts re based on two different movements' (4 the snort of sales tyll3S of a particular mutual had family to our dents; and 60 tie asset vats, of a poticular mutual fund lernals than held at the fon - We and or affiliate also receive networking and oronbus processing fees in consideration for wander agent services that we preside to to nuual funds These fees generally re pad from investor assets n the mutual fund and are a hied doll. amount based on the nordwir o/ accounts at the broker-dealer holding mutual funds of the fund family - en addition to CCenril6SkinS received in connection with the sate a datibuton of annuity contracts at unit nvestmert bust tones to our clients, we ado as af I hate receive revenue during corrpensaton from Mary of the nsorance companies unckrwriting the onnuity <SNAIL affiliates of the Nuisance cowponies or sprout of the nit nvestment trusts we &oboe — In addom to commissions received from the puthase and sale of NedShares finds, we andor cur athlete receive an asset-based revenue shaming Porno* from NentSharee distrbuscos as well as hider; for technology development training and education. — Our athletes also receive trading coimiisoms and other compensation from mutual funds and entrance «meanie; Mere waits we chtuttne CONFIDENTIAL — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS AG Surrdold Brooch and newaff hoed bads Mout, our cash weep poganl. Isis compensation may be per account fee or may be a percentage of average do,/ &posit toseerxes Activity information regadrig commissions and other chages incurred n correction with the ex:pionof trades, indiSing option tram-stone has been inclded on confirmations previously lionished so you ed will be prodded to )our proudly on request. Short soling ll yet .e engaged n shot sang a wordy. puma/ mut a charge doe to certain borrowing costs for the pan lade-security. Open orders Regaidng open co • roblitcancelee aders that were not evouted by the seamen date, open buy and tel slop orders ere reduced by the ammo* of Modena; argots on an exidividerds a oil:tits date unless nstructect othemise by you. You se response:defer orders that at executed due to yam failure to cancel "ing OW ceders. Privacy To Aeon a copy of as current Client Privacy Notice, please cadet you. Fnancial Adds« or viol as website at >wen gin ensurvivierr,frt. - 185 Financial Dokes is rot a bark. The RMA, Benne« Stokes Account BSA and IRMA are brokerage accounts snhkh provide access to barking senses and products ihroacji alarigernirritS with affiliated banks and other ihid.pamy banks and provides access to minxe and amity Products issued by u-dff had thitl.porty no:oncecompanies through instance agency stbsidants of LEES Financial Sewn Inc — entstmere, inswance, and annuity pred-icts. — Not FDC insured • No ban guarani... May lose vale — tMA Pesaro. Management Account Busyness Servos Secant ESA, IRMA and nteenationil Resource Management Account are registered sense marks of LSI Financial Services Inc. — VKA is a registered vacktirurk owned by Visa Menai:nal Service Association and used under license The LOBS Visa credi cods ad the LeS Visa debt cods are awed by UPS Bank LISA with permission from visa U S. A Incorporated All oho vademarks registered trademarks, strike marks and registered senate nudes are of their respective cormanies LES Financial Services Inc Rev. 701810 SDNY_GM_OOO23647 EFTA 00134267 EFTA01276038
(SUBS Lies FMancial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York IV 10171.0002 CNe70090938231218 x12 ri 0 Resource Management Account December 2018 Account name: GH1StANE MAXWELL Friendly account name: Incliv.CheckiCar Account number. Your financial Advisor. SCO <Tarr 1•Aemio vi C r 44RICI Ph / Questions about your statement? Call your financial Advisor or the Value of your account RMA ResOurCeLine at 800-RMA-1000, acoo On November 30 (1) on December 31(5) Your assets 47,394 12 49,2 70.55 MsItour webslte: www.ubstomainancialserviCeS Your liabilities 0.00 0.00 Value of your account $47,394.12 $49,270.55 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth WIVW.annuakreditrepott.com. Tracking the value of your account S the Lisa n45 during 2018 Value of your account at yer end 2017 141,946.32 7:6 Net deposits and withdrawals $7200.09 Your mestment return 43 9 474 4i 9 _ Is e 49.3 Di*lend and interest income $124.14 Change in market raw $000 1.9 Dec 2014 Member SIPC Dec 2015 Dec 2016 Dec 2017 Nov 2018 Dec 2018 CNP20010008038823 NP7000306521 00003 1218 030575004 CONFIDENTIAL Value of your mown on Dec 31, 2018 MA270.55 SDNY GM 00023648 loom Page 1 of 6 EFTA 00134268 EFTA01276039
UBS Resource Management Account December 2018 Your account balance sheet Summary of your assets Value on December 31 (14 Percentage of your account A Cash and money balances 49,270.55 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 549,270.55 $49,270.55 100.00% Account name: GHISLAINE MA ?NEIL Friendly account name: Ind iv C Feck/C a r Account number: Your current asset allocation A Eye on the markets Index Your Nnancial Advisor sc "T STArY AINV I VI C r ACRICI • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS rac Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2018 3-month Treasury bills: 2.42% One-month LIBOR: 2.50% Percentage change December 2018 Year to date -9.03% -438% -9.31% -5.24% 4.83% -13.36% 1.84% 0.01% C 70310003C0,3824 NP7OCOX6521 000O3 1218 03057 CONFIDENTIAL 5°G IQ y GM 0002361,J1e 2 of 6 EFTA_00134269 EFTA01276040
*UBS Resource Management Account December 2018 Account name: GHISLAINE MAXWELL friendly account n Account number. Change in the value of your account Cash activity summary December 2018 (3) Year to date (I) Opening account value $47,394.12 $41,946.32 Deposits, including investments transferred in 14,148.92 73,856.45 Withdrawals and fees, including investments transferred cut -12,284.66 -66,656.36 Dividend and interest income 12.17 124.14 Closing account value $49,270.55 549,270.55 Dividend and interest income earned For purposes of INS Statement, teat:lay of interest and dniclend income has been determined Iron a US tat tePOtirg perspective. Breed upon the residence of the account holder. account type. or product type, scene interest endear dvidend payments mar not be subjed to United States (US) ardor Puerto Rico (PR) income tars. The dent monthy statement is not intended to be used and cannot be retied upon for tar purposes. Clients should refer to the aroxasie tax reporting faint they reCeise from UBS annualy, Sigh ids the forms 1099 and the Forms 493, fa lac reporting information his the practice of UBS to file the fiCpliCatle la reporting forms %Mtn the US internal Anent.* service and PR TreaSuN DepareTerit. and in sigh forms aCCulately dasIfy chiciena ardia interest as itte exempt or task* later* nest consult gar indvdual tax preparer. December 2018(S) Year to date (S) Taxable interest 12.17 117.27 Total current year $12.17 $117.27 Prior year adjustment 0.00 6.87 Total dividend & interest $12.17 $124.14 Your Pi nandal Advisor- i SC TT STACK Maher Yi F r ASPIFI see account activity the month for dela Ix Balances In your Sweep Options are indudedrn the opening and dating balances value. FDIC Insurance £01.5 to deposits at UBS Bank USA and ell banks participating in the UBS CDC insurer:JCRs:ash rrogarn. h Otes not leafy to deposits at UBS AG. %agog &arch. SIPC Prater tion applies to money market sweep find holdirgs but rot bank deposits See Important inCounation about your statement on the at Mo Oars d this document for Malt December 20181S) Year to date (S) Opening balances Addibons Deposits and other funds credited 547,394.12 14,148.92 $41,946.32 73,856.45 Dividend aid interest income 12.17 124.14 Total additions Subtractions Checks and bill payments $14,161.09 -12,109 66 $73,980.59 -66,027.76 Cash/ ATM transact ons 0 00 -203.50 ATM fee rebates 0.00 3.50 Card payments croo -253.60 Annual fee -17500 -175.00 Total subtractions -$12,284.66 -$66,656.36 Net cash flow $1,876.43 $7,324.23 Closing balances $49,270.55 $49,270.55 SDNY GM 00023650 750Ca --- CelP70310003068875NMOCO3C6S21 00033 1218 030S CONFIDENTIAL EFTA_00 134270 EFTA01276041
4tUBS Resource Management Account December 2018 UBS Bank USA Deposit Account APY interest Period Nov 7 - Dec 6 Opening UBS Bank USA Deposit balance Nov 7 Account name: GMSLAINE MAXWELL Friendly account name Account number: $47,394.12 Closing UBS Bank USA Deposit balance Dec 6 $49,972.23 Number of days in interest period 30 Average daily babnce $90,949.43 Interest earned 812 17 Annual percentage yield earned My Choice Rewards Points from UBS 016% Rewanth pons 2te (elected as Of the 26th ci the month or the pee( butt MSS day If the 26th fats On a weekend hohdaf Reads pant activity Cetals can be found on w.swubs.coneionhnesenekes December 2018 Year to date Opening balance 7,594 7,341 Points earned 0 Closing balance 7,594 253 7,594 Your investment objectives: You have identified the following investment objectives fOr thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your Finandul Advisor: SCOTT STACKMANLYLE CASRIEL Your return objective: Currant income &capital appreciation Your risk profile: Pornary - Aggressive Investment eligibihty cceisodevation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP70310008C88826rO70C0306521 00003 1218 030SaY_GM_000236M9e 4 A 6 CONFIDENTIAL EFTA_00134271 EFTA01276042
SUBS Resource Management Account December 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Ir liv Check/Car Account number. Some pnces, income and current vaues shown may be approxirra. Asa result. 93irrs atellOssesM not be accurately refkolect Set Apar:ant mtosettaaon about your statement a the end of ths documem for more informal on. Cash Cash and money balances Cash and money balances may ukhaie avaltiecash balances, UBS Bank USA deposit account baances, UBSEDiC insured Progan Bank Balances, UBS AG Stanford Branch Ceposh account balances and money market mina fund sweep balances. See the Important information about your statement at the endof this document for detain abort those balances. Your %sandal Advisor: SC TT STA(KMAIII YI E rAseuct UBS Bale USA and al U85 FDC mused Pro(ymn Bank 4epont aCtunt balances are insured by tne FDIC wllhin applicable Imb, but are not protected by SIPC. UBS AG Stanford Branch deposit acc our( [dances ale not insured by FDIC and ye not protected by 51K. Money market sweep balances are protected by AK but ate not Insured by the FDIC Openng balance ammo044me Plitt per share Average DrildenflIntereSt Days In Hddng on Dec 1 (5) on Dec 31 (1) on Dec 31 (1) rare peflod period Cep amount (5) UBS BANK USA CEP ACCT 47,394.12 49,270 SS 250,000.00 Your total assets Percentage of Cost Estimated unterized value on Dec 31 (5) your account basis (51 annual infant ft OBlna loss (5) Cash Cash and money balances 49,270.55 100.00% 49.270.55 Total $49,270.55 100.00% $49,270.55 Account activity this month Date Actialy Description Amount (1) Deposits and other fends cred ked Dec 3 Transfer Ftv 100 14,1492 Total deposits and other funds credited $14.14.92 Dart Actitity ()exception Awount (5) Dividend end interest income Taxable interest Dec 7 Interest UBS BANK. USA DEPOSIT ACCOUNT AS OF I 2r Oft 18 12.17 Total taxable interest $12.17 Total dividend and interest income $12.17 Date Actittly Dec 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -11,543.04 Descfmton Amount (1) Bill payments continued nen page SONY GM00023652 OW70310003088827 NM003305521 00003 121B 03 10000 Page 5 of 6 CONFIDENTIAL EFTA 00134272 EFTA01276043
UBS Resource Management Account December 2018 Account activity this month(contrived Ode Actinty Dec 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONIE Dec 10 Withdrawal ACH WITHDRAWAL Saks Retail Total bill payments Description Account name: OHIS.LANE MAXWELL Friendly account name. rhwelI Account number Your Financial Advisor r SCO STACi ' 't‘átlYIF CASRIEL Among (3) Bil payment (continued) -39.94 -526.68 Card Items for your Attention: The new U8S Visa Infinite crecit card is here, packed with exclusive travel tenehls, more rewards and more of what sou love, ncluding ertraordinarib personalized service. All stumingly clad in metal. Visit ubS(CcreriSainfinite a call us at 388-762-1232 to learn renre Mownion Payment We Payment Due Date Credl kne Avalatie Credit tine 412.109.66 Outstanding ',dance UBS Visa credit card(s) payment information $0 .00 $35,000 00 535,00000 10.E0 This mail cad is enrolledin UBS Pay Credt cad feature and vAli autorraticasy te pad from your account Your payment Is scnedited for tansy 24 2019 we °mock tri information on your U85 visa creclt card solely as a courtesy to plu The UBS visa «edt cad and account are rsSuedDy U85 Bank USA UBS Bank USA send you the off kia staernent for this account and you should crake your payment accord ng to their instructions. We do not indude your outstanding creek card baance in the rout of you account well u6SFinancid Services inc Date Actinty Descrotion Amount (S) Fees OK 6 Fee Charge ANNUAL FEE CHARGE 475.00 Total annual fees Date Activity Description 4173.00 Amount (3) Money balance activities Nov 30 Balance forward $47,394.12 Dec 4 Deposit UBS BANK. USA DEPOSIT ACCOUNT 2,605 88 Dec 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1204f 18 -39.94 Dec 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 450F 12/06118 12.17 Dec 7 Withdrawal U85 BANK USA DEPOSIT ACCOUNT -175.00 Dec 11 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 121 10(18 -526.68 Dec 31 Closing URS Bonk USA Deposit Account $49,270.55 The UBS Cant USA Deposit Account Is your primary Sweep cotton CNP7C010008038828NP70C0305521 C00O3 121803057 t» 5004r ol now gitiege 6 of 6 End of statement for account number Y I 23576 S5 CONFIDENTIAL EFTA_00134273 EFTA01276044
Important information about your statement UE6 Charier Services Ix. (the Firma UBS Firtaxial Stroked, is a merrber of all principal unsay, comrrodity and optirsreha-ges. UM Financial Services and LOS Bank USA are indeed sibsoaries of (CS AG and affiliates of ICS Sectrain U.C. The Firs toter Statement n availableupon request. the Firm's moor offices ar• at: IRS Fierce' *Wes Ix. 1200 Harbor Boulevard Weehawken NJ 07086 The slatement repreSOCS the orb official record of you LBS &uncial Services 'Muni. Olhee rear& mar Okra tau documents. caftan-rig ccriliarg data should not be relied upon 6 you bele.* thee is an arts Or omission rent report d irrnectotely in aritry to the Brandi Manager of the office wyng yea account. Although origami show se mended to be accurate, statement delashould not be used for tai purposes Rey sort on yomend lm lams, (i.e Fonn 1099. 5198, 1042$. etc ) when prepamg your tax return. The Pan is requred by Law to report to he RS a treble &friends, reportable nenuoable &Aden& and taxable retest earned on seuries held n you account, net proceeds on see transactions. endow, basis on cran (awed securities. Coartricattens with the Finn • Pleasereawaken any oval cartrunkatiorn is rang tofurther protect your sires. incluiry your rites utter the Stories Ingest., Protection Act (SCA) • If the financial instigation on the top eft of the front of this gatemen is not UBS Fnanciel Semmes, MS Financial Swam caries your account as during tick, by arrangement wan the inckated as/lotion we Worried you cd the relabonthb 'Oleo your opened this accuse. h this oast you lads aid seasees are bated a LIG (mental Sures and rot the rograng broker. and you crust make a arca of any error a =Mr' to both finis • ASdescrbed n the account agreements, you mud wryusof anyone's or baud iricolarg checks reflected <nor Statement withal 30 days after a was mirror made available. • Pleasedew customer complaints or lain.% to the Firs< lent Relations Debarment a 201.3521699 or tollf ree at 800.354-9103, 8:00 A.M. lo 680 P.M. ET Monday through F rclay, or in rely to OBS Num.' Sears et, Client Relations Depailment, P.O. Box 766 ericaCity, NI 07067. • All swears shall be deemed cervire rod aortae d not objected to in wiry within 60 drys • For TTY services. Call 844612.0986 or from the US., Cal 201.352.1495 • home of orlon or quellion about xi electronic fads transfer (ERTL bil payment or (CS Visedebit cad eansactiont call 030.762-1000. or write to UBS rental Services ex., 1000 Harbor 131r, 61h floor, Weehmtoo ta 07086, Attn. RMaliGA Wood Cal cc write as soon as you can, if you 'hit your statement or recite is wag cater need more egtorrnalkn about a bander on the slaternere or rear. the firm or Card bus (as Morcable) must her Iranyouno law than 60 drys after the Fern writ you the fht st element on whit!, the anon or Problem appeared. - Provide xis rant and accuse number Of aye/. — Desabe the error or the twister you me unsure about. ad explain as sexy as you can whyyou believe t is an ants a oily you need mar domeion — Provide the dog:remount of the suspected error. The Finn or Card bsuer will investigate yon orrice end will correct any error proirogy. For alleged roes awaking UK Vrodebit cad transactor* if we lake mote than 10 bus ness days to do this, we *Maeda you =curet the amount you Oink is in error, so that you wa ham the use of the money dung the are it takes us to complete its ineshrtion. Please make all cheoks payable to the Fiona the Inrxol inSteution rotated on the frog of this statement In addition to rogues accost lees. scores nw be Abject to marina-co km, charges foe bto payment for securities purchases and charges Far urpaid arrourts n cashaccounts. Accounts that are transferred to other niter cro may be subject to a writhe fee. UBS Strop Options La offers options to 'mousy <ash balaxes to bat depose accords at non-akiliated bats ad affiliated bats and money norm nasal muds (Money Furs). Dogma accounts at UBS Sat USA and non.aff Hier banks pankbaing in the UBS FPC.hurod Deposit Program ere FDK.nsured n accordance rah FDK rUes For more nkelnatiOn, please vise WNW fde.gai. Depose accounts at LOS AG Striae Branch and shoes of MoneyFurs are no hosed by the FDK. Bank deposits are not rebleded by WC. Money Fad shires arewarted by SIK. See -1.8SF name, Senices AcCatt Protection- below. UP:aria repast, balances in the bare depositsmay be withdrawn. and shares of a Morey Fwd maybe Ikudated and the proceeds retuned to you or your securities mount. Further intimater about available sweep options, notedlycurrent interest rates and yields. s available at wowabsopersweepyrds, from your r 'unreal Advisor a by calling 800-762.1000. UBS Fortancial Slake, account protection The Finn is anteater of she Searnes turbos Protection Corporation (SIPC), which protects securities costa/gen of Is merrben w to $500,000 (nctding $250,00011 dams for cash). Etplanary brothure wobble upon sewed a el www.ka org. The SIK asset protection lints apply to all accounts that you hold in a panto& capacey. The Fkin, together with bran affiliates. has also emschosed suppkmeMal insurance. The enwirtin nett payable to all 004 clients. collectively order his protection is 1500 million as of December 10, 2016. Subject to the policy coder* and Irritators. (oh at tie Finn is father protected for up to 11.9 mikes in the o9grogato f or al your accuses held in apricot, capacity. A ha copy of the poky wacky is available span request. Nether the SIPC «aerial na the swpkemental protection SA* to: • Certain trumpet assets controlled by (and ncbckil n your account yea) but ler awarron LBS Fine-col Services. For erosible certain 0) insurance products. OICILKang variable aruites. and shres of mutual funds registered n the rsane of the attar holder on the books of the Muer or transfer agmt), • hastment toners or minimise interests limned pannershbs and private placements) to are not registered under the Seartes Act of 1933; • Cownoditits contracts (t.g, foreign exchange and pours netal contracts), fkluttng Laurel contacts and commodity when contacts; the • Deposit accounts (except read icates of &posh) at LBS Bark USA, ICS AG U.S. brash,, and bales in the FDIC hsured Deposit Program. The SIPC protection or the seaplementa protection do not apply to these assets eon if they otherwise appear on ypv statements. The WC protection ad the swrernental protedion do not owed age's's( changes n the market vat* of your invest en (rether as a mut of market movement issuer balteupXy ottgenre) Dividend Reinvernwe Program (DRIP) Pearce reflected is an average price You may obtain the actual price from ra Frox rat Advisor. Orb whole than re purchased under On, (Metal two, wilibe sold and the cash wit be deposited in yOur account The dirtied renwstryne ace applied by the slur may caller from the market price at YiniCh the pall* shires are sold Caleislieu Only whok ungs maybeheld vi your account. If you are enleded to a pasha unites/result of a dividend payronl aotheiwne. the Fern wdl ethersell pan al mare et price a accept in mono determined by a registered clearing agency, and credit your accost Inverlanent objectives The nvntmere objectives and risk profile are 'padre to each account and may raybetween your accoutres. Please Arse the Finn rowel 4 in writing d any soya Kilt change in your financial siluabon nyearrynt <bodices. For each account het, you choose real the (Warne imesement <brows • Peoces• Current tomato harmers wetly the generation of income ay. • Achirm Capital Approciatrom Segments9mM; growl' of «impel rater than the generation of name. • Preto. Combnason of Worm and °peal Apple< ration. Investments seeking both the generation of name ard growth 0 principal Orem. risk moRloa • Conserv/Me Seeks to auntie...I/al «royal, with low re and vole Key to ihe accost &walk *yen time means the account does not generate significant CONFIDENTIAL name a reefed and may rot keep pace with • Moderato. Wang to accept (OW ride to pincbai ad tolerate sane wiality to seek higher returns. • Aforessibt! Wiling to accept high risk to «nodal axl Fyn volatility to seek highreturns OK/ Int • invdenient Efordy Consdentem: N StleCted. a portion oF the portfolio fa that account may nitrite cocain straw*, lented liquidity and greater malatiite. Statement ehousehokithe We mayconsolidate al felted account statement with the sane address in the sane envelope. e g because they haw comers who also maintain font account rations/1qm war oilier teens a the writ address. If you prefer to mere individual statemenes makd n $49-InlenNYI0044. you may decline loousetokleg by OWN your Financial Advisor Friendly woman mime The Friendly account name is a cumenuable *nckrurrie chosen by you to /sip you rho", recordleepro It has ro legal effect on your account is not mended to relied any strategy, prodxt recomm endation. nvernent objective or reek profile associated with your accounts. and is not a peombe or guarantee that wealth or any Inandal results can or will be achieved. All ineaments awoke the risk of bas, includigg the risk of loss of the title inerrent. You can thange your Merry sown names trough Online Services a by contain; you littoral Miro Amount overview • Vabe of pow amoontloorttofo. Net of assets and • Assers Includes available cash balances, oaten for moored secorIT kit I and Global Tigro Deposits, unrealized mats lo marled. and Wean *WS net held by the Fem. Don not Ware unpnced seourCieslasiels at the end d the prior rd arrent statement penods,4Y private notation's. untested stock ophom and owertaable stock options • Parbes tracks debit Waxes, a/condo; unworn loam. creole lib, short account batances. • Cash/money boraxes Tot* d vie-nested available cash balances, plus depose balances at Affixed and nous, doted banks, anoint:icy market mutual fad sweep broom at the ere of the nom* period Non.conmedly free dirt balances andou accuse' are vice secyegxed from ocher balances an de Finn may use wool these funds lithe «dewy core of its briers. These fads ire payable Lyon your demand. TM total is eroded in the curer poreddosing wax Lending information For creed nicsmatron on the Inn's tarry practices ad clabswers. refer to your Client ReilliCeShi) Agreement or boort Agrenent and the General Terms and Conditions. UBS Statement of Credit Practices available nOgrOementt andOiscbsures vw,,, „ . rr.romerroo•re SDNY_GM_00023654 EFTA_00 134274 EFTA01276045
Important hilinuatioll about your statement (Continued) Tout assets Your Present themes securities and other assets hell n the accouni al the end of th• statement period You may ask for dekvery of fen Pad securities al any tine. You may recent '<coshes wed as loan edflera alter paying any bane at on them. Army securities frantherred to the Fnn ding the staummt period are timid at rune value as of the end of the stammers period • Cost basis. hdetermning Me cost basis of the saurian in in this statement MAO! indicated the, the number I, • LII6 fin/wit SOn/iS•S NS relied co informant. obiained from sources other than UK financial Semen. ncluding Manahan Iron arch. lint or that you may have provided to you Finaroal Advisor. the Fern Oyes not independently verdy Ce guarantee the accuracy or vaklity of any hi collation vovilad by sown other than U3S financial Seek.. addlion, ahhough U3S f newel SPDXES ger*ralV Lthilates the adamant, as it is received, the farm not vow* any assurances not the efamatim unler "Cost base arid stkotalced gaid loss" is M e as ol the date of this statement. As such. please do not rely an this information to wake asshase a sale decisions., la tax psposes othenvist. Accounts Ira-Peered to the F may reflect °idlest Hormel ins only for the period cl tie-etherre held at the fan More historical neeMatiCh can be added by yoa financial Advisor. • Urreanted gabs/losses. Wren data el suilabki, entreated arealized garnflosses are calculated for exhikkaal security lots The transaction data for exivklaal lois mayor map net ref led co-remissions, charges ardor meaty reorganual on ...unto Diedend and other reinvestment lots and systematic pardon lots are each combined to display or. awned lot Ti.. 'Trade date' count pononts the agent transaceon trade date. • Callable securities Bonds and Preferred stock that the issuer cats la ere redemption wit be selected martially by lot lam among al stashes of that issue held our no a in nominee rant for our clients Call kakse Somali:en is obtained Irons third Pallet and as acosacy is not guaranteed Other call leaves may exist which could Med yield complete inthemaion will be provided upon request • Price/value Prices displayed for securities and °her projects may be highs or lower than the price that you would actually retire h the market. Prkes ape obtained from mass third party sources *tech we brew to be thabie. La we clonal guarank• this accuracy - We generally use the Wising price vihen available or he mean of the bid and ask vices la tested seosihes and options a cote bid PIKS Ice OTC stashes lass actively traded sehrhis maybe pneed using a valuation model or the most recent Price we obtained and may not reflect xi actual market price a rake. - Celan posh:rams cps salmi a peke and wit show as 'ace was not available it we are unable to obtain a price for a seority. - Deposes ce secaties denomnaled n curates other than U S. doers re reflected al the exchange rate as of the simmer< date. - For (elan steaks wading n non-ccnIcemn9 denomnatons, pat ad natty lease int) may have been adjusted to facilitate proper varietal To oblin anent quotations. when available. contact per frontal Anna. • Private investments and structured peoducts. hivate nwstment Wu lot, (IN bin) drat patcipal in program and real estate investment trust snakes) and Prue Y*4 prodods ale generally highly Chan star:tired products haw not been registered with the Socaitin and &charge Cammissiri or under ay state securers laws. We ;TOWS. estrnated values for {siege mestrnmi stashes ad structured products for Wormal coal thsposes agy. Artuacy a riot guaranteed - Thew tun may differ sibstani is*/ Iran peen a any. at which a private num/ security a structured product may be bout* or sold ad do rot wens* represent the war you may rote's* taro lio+idaten. - Thad piny estimates of value are as of a <actin date ad are stippled to UBS Fnarial Services on a reg.* base by an rdeperden valuation lima - issuer, general partner a sponsor esteemed vales, ay, re suithlitd to the Fim by the esuer, genteel partner or sporsoc and may be calculated based on deferent infamaten Iran that used by thud parties to dime thee thee-meted values. - rou can obtain additional nhomution regarding the methodology used to determine the estimate of value and the dale of the incemation that is the basis la the estimateby contacting your financial Advisor. - Thad patty esonaied vales may be reflected as • Not piked' in several "Nato%) : Mien an inthiperxlent valuation fern has not stippled a is unable to asst an a value. when we become aware that a Material event has occurred dal may calla «emu* reported value do question, a when a whet would be hghly speculative due to the nature al the peaty - tune neither an art( general pater a sponsor estinned value me a the-there), estimated wit is peckthed, the valet of the stony wit bedifferent from es purchase - • @Maya cos to dale' may recede when of capital, nave or both. - °NCO' wit size represents the neat offering peke pe art and may not reflect possi cost basis - DPP and whorl RUT SOGYtiof at not listed on a national securcin exchrge, and re generally leased and net A they can be sold the price received may be less tan the per sham estimated flue provided n the accourm statement. • Restricted tecuritith Restricted securities generals are not currently ehgble foe pubk sale. L65 Financial Services uses the manet price of the urrestexted stock of the wow thus as an toasted vale fa the restricted stock for purposes of the SAO relent only To the extent that restricted wombs are elvykdo for sale. tee value teased may be sibstantially lass to the awed value shown. • Est. (esurnated) incase, current yields and rates. An eV male 01 .1irnJa! ware is bawd on einem dkidenl and news' rain, assuning the sec rites will be held for wit yea- from statement date or until mataity Res estimate is one a guideline, accuracy and continued income are not guaranteed. - (stinted rout name ad culla peed for *Min t)Pes of securities could include a return of prixbal or (anise gait in which ease these income (rd current yielok would be overstated. - Est/toted annual name and anent yield and the actual income andyield map be law. oe hiter than the estrniced awatits - An estimate of a-cloaked Home (dividerd axicr int./estiOW*4 by the current market wristhaveragt balance a based al the last divdend a merest payment made by the ewer and Assumes the seosiliesedithosis will bo hell foe cow year torn the statement date auntie maturity. Accuracy and confused yield are not suararatied. • AMU net held by UBS Financial Services Can assets an not held by the Fan and not within the Fim's possession or control. These assets are dodlthed on hat statement for neon:national papases only. Positrons and whits presented re provded by the issuing fern UPS Financial Sows e net respcnsble for this inkernaton and does not guarantee as rasa." 'these assets am not protected by Slit or the Fills supplemental51PC coverage. • Revenue Swtg and ancitional compensation. - h addition to coominken an aft and 12b.1 tees reamed in connection with the artesian of mutual aids to as dents we rector or aft/ire receive revery thei-g payments from dottbaus ands advisors of the moue funds that so sell These amounts re based on two different corroceentsi (4 the amxrc of sales ty1.65. of a particular mutual had family to our dents; and 60 the asset vats of a particular rnsual had lanais dyes held at the arm - We and ow affiliate also receive nelson. ing and an processing fees in con:antral for wander agent services that we provide to the rritual funds Those fees ate re pad from investor meth in the Mihail had and are a fled dolly amen based i:n the ;verbs o/ accounts at the brreerdealer holding ritual faith o1 not lull family — h oiditon to CO11116SkinS received in connection with the la or detibuton of annuity oreiracts ad ease owstment thin ants to as Pietas. we ardor as all hate receive revs-mewing compensator. from many of the wurance companies un mans the annuity attach, affiliates Of the (matte ccaptees or season of the snit investment eats we distrboo. — h addition to corrrnasions received horn the puxhase rid sale of Neenleares knob, we andor our If ask receive an asset-based revenue sharing Payment from NentSekves 6thibumnt es well as fencing for technology development, trainag and education. - Our allhales also receive trading cormikkos and other <conceiver on from mutual funds and muscat. earparios whoa ;adopt we daybae CONFIDENTIAL - We Wet* ONIII:entlICII Iran UBS Bert USA, L65 AG Stamford Branch amt motel doted bans throw/now cash sweep IroiTOM The compensation may be amate, per account fee or may be a percentage of enrage dal/ deposit bermes Activity fl annel:on regrdng commissions and other chrges incurred in carechon with the executionof VA:OS, incladngopticn traniactons has been welded on cadimotions previously furnished to you, rd wit be Provided to you «moth/ on repast. Short soling ml you are engaged in short sellag a savoy, you may incur a charge car to certain taming costs fa thin pan kola- security. Open orders Regaidng open co • goodukcaneentor aden that were riot mourd by the seamen date, open buy and set stop orders re rented by the anoint of divdcock. Or magus on an exidatlerds a earithris date unless mintiest aherverse by you. You are festoon:Arta ceders that are executed der sopa failure to cancel "ing *Pon atm. Privacy To obtain a copy of as anions Client Privacy WY, please contact you- financial Advisor or vet as webs*e at >e'ww erbt oisvdrio'vveiviedet. - LEG Financial Services is not a barn. The RMA, Busness Seances Account BSA and £MA re brokerage reoures with porde access to barking senses and products len:tact 01.1119111W41 with affiliated banks and ohs hid-pity banks, and weds access to hswarme and armed Products issued by unaff tad thhol.party rorance companies through instance agency matinees of LEO financial Sewn Inc — minimax nsaance, and amnia). onotliclt — Not FIX enured • No bar* quarteite• May lose aka — tMA Pesaro. Management Account. Business Sermon Account BSA IRMA and ntematiortil Resource Management /taco% are regestered soviet marks of LBS F•111X..al Swats Inc. — VISA is a registered vacittrurk owned by visa huakinional Service Association ad used under Icense The LOBS visa amide cads and the IBS Visa debt cads are eyed by UK Bank USA with permission from vies U S. A Incorporated All other vadernarkt registered trademark, stake mans and registered service mats re of their napkins corripanies UN Financial Services Inc Rev. 701810 SDNY_GM_00023655 EFTA 00134275 EFTA01276046
44)UBS U8S Financial Services Inc Private Wealth Management 299 Park Avenue 26th floor New Yolk NY 1 01 7143032 CNP7005750073 0119 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: 'nein, CheckiCar Account number. Your linandal Advisor. SCOTT STACKMAI/LAE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the RhAA R MA-1000, accoun ldsit our website: hyww.ubscomlfinanciaherviCes Items for your attention , Please note. Average Daily Balance and WY values in the Deposit Account APY secton of your December statement were misstated January statement values have been corrected Resource Management Account January 2019 Value of your account on December 31 (9) on January 31 (S) Your assets 49,270 55 44,737.65 Your liabilities 0.00 0.00 Value of your account $49,270.55 $44,737.65 Tracking the value of your account the uSarICS 71 6 439 419 493 44.7 Dec 2014 Dec 2015 Dec 2016 Oec 2017 Dec 2018 Ian 2019 Member SIPC Sources of your account growth during 2019 Value of your account at year end 2018 149.270.55 Net deposits and wittdraer* .$4,5-*.97 Your investment return Dividend and interest income $14.07 Change in market vAue 5000 Value of your account on Jan 31. 2019 $44737.65 SDNY GM 00023656 chP7C003305793073 Ny7003197332 C0033 0119 03057900a000 Page 1 of 6 CONFIDENTIAL EFTA_00 134276 EFTA01276047
SUBS Resource Management Account January 2019 Your account balance sheet Summary of your assets Value on January 31 a) Percentage of your account A Cash and money balances 44,737.65 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Account name: GHISLAINE MAXWELL Friendly account n amen Indw Check/Car Account number. Value of your account $44,737.65 100.00% $44,737.65 Your current asset allocation A Eye on the markets Index Percentage change January 2019 Year to date S&P 500 8.01% &01% Russell 3000 8.58% 838% MSC I - Europe, Australia & Far East 6.59% 6.59% Barclays Capital U.S. Aggregate Bond Index 1.06% 1.06% Your n nancial Advisor. SCOTT STACK MANI VI F CAIRIFI Cash and money balances may include available cash balances. VBS Bank VSA deposit account. VBS FCC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last two pages of this statement for detais about those balances. Interest rates on January 31, 2019 3-month Treasury bills: 2.36% One-month LIBOR: 2.51% SOOMiapi CNP70003005750074 NP7000197332 00033 0119 03057 Y_GM_0002309e 2 of 6 CONFIDENTIAL EFTA_00134277 EFTA01276048
SUBS Resource Management Account ir I. , 2 13 Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value Account name: GHI5LAINE MAXWELL Friendly account name: Account number. January 2019(1) Year to date (I) $49,270.55 $49,270.55 729.45 729.45 -5,276.42 -5,276.42 14.07 14.07 $44,737.65 $44,737.65 Dividend and interest income earned For purposes of INS Statement, tsablty of interest and O,ldend income has been detemined ficM a US tin lerortirc CetsPedlie. Bead upon the residence of the account hokler, account type. or prodat type, sane interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (PR) Income vats The (lent morn* statement ct not intended lo he used and cannot be feted upon for tar purposes. Chen% should refer to the ardiCatin to tenoning forms they receise from UBS annualy, such as the Forms 1099 and the Forms 480, fa lac reporting information tt is the practice of UBS to file the xcheatte la, reporting formS vAth the US Intern0 ReWnue SeenCe and PR TreaSury oeparorent and in such earns accurately 000 fy chic:lends area interest as lax exempt or lamb* 'mane Pleat consult your In dedual tae preparer. January 2019 (1) Year to date (1) Taxable interest 3.19 3.19 Total current year $3.19 $3.19 Prior year adjustment 10.88 10.88 Total dividend & interest $14.07 $14.07 Cash activity summary Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See account activity the month tor deta Is &dances In your Sweep Options are indueedin the operate; and closing balances vale. FDIC insurance spies to deposits at UBS Bank USA and s banks participating in tie UBS FDIC insured Deposit Progarn. I ekes not aoply to deposits at UBS AG. Stariord &arch. SiFC protection applies to money market sweep fund holdings but riot bank deposits See Important inSormation about your statemert on the last two pages d this document for delals January 2019 (S) Year to date (S) Opening balances $49,270.55 549,270.55 Additions Deposits and other funds credited 729.45 729.45 Dividend aid interest income 14.07 14.07 Total additions $743.52 $743.52 Subtractions Checks and bill payments -5,276.42 -5,276.42 Total subtractions -$5,276.42 -$5,276.42 Net cash flow 44,532.90 -$4,532.90 Closing balances $44,737.65 $44,737.65 UBS Bank USA Deposit Account APY Interest period Dec 7 - Jan 7 Opening UBS Bank USA Deposit balance Dec 7 $49,972.23 Closing UBS Bank USA Deposit balance Jan 7 $46,437.54 Number of days in nterest period 32 Average daily balance $48,877.45 Interest earned $14.07 Annual percentage yield earned 0 33% OW70003005793075 NV7003197332 00003 0119 0305 CONFIDENTIAL SDNY GM 00023658 1/ 1Ii130P6 EFTA_00134278 EFTA01276049
*UBS Resource Management Account January 2019 My Choice Rewards Points from UBS Account name: GHIS.LAINE MAXWELL Friendly account n • Account number Rewards pants are reflected as of the 26th d the month or the pnor business day if the 26th fSls on a vRekendralClay Rewards point activey deals on be l0und on v.wwubSCOcolOnlineStneXeS January 2019 tea, to date Opening balance 7,594 7,594 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Friancial Advisor or Branch Manager. You can find a ful description of the altematwe investment objectives in Important information about your statement at the end of this document 7,594 7,594 Your return objective: Current income it capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderaton - None selected Your account instructions • Your account cost basis default closing method is HF0, First In, First Out. Your ig nuncio! Advisor SC CAT STACKMANYIYIF CASRIFI CNP7C008005753076NP70C0197332 00003 0119 03057500e§MY_GM_000236,S 4 4 of 6 CONFIDENTIAL EFTA_00 134279 EFTA01276050
Resource Management Account UBS ; 1 Your assets Account noose: GHISLAINE MAXWELL Friendly account n • r Account number. Some prices, Incorne and current vaues Shear, may be approximate. AS a itSull. gam and tOsses may not be accurately reflecled. Set Aporuntinlosmation about your statement a the end of INS document for more infounason. Cash Cash and money balances Cash aract money balances may irodude avalade cash balances, UBS Bank USA deposit account balances, UBS FDIC insured Rogan Bank Etaances, UBS AG Stanford Branch ceposit account baances and rroney market mut ud fund sweep balances. See the Important information about loom statement at the end of this doornent for detain about those March. Elnandal Advisor: SCOTT STACKM.614M E CACRIEL UBS Bank USA and al UBS FDIC Ensured Procyan Bank deposit account bastes are insured by the FDIC within Donut* lints, but ale not protected by SIFC. UBS AG Stanford Branch depout account balances me not insured by FDIC and are not protected by 51K. Money market sweep tames are protected by 9K but ate rot Insured by the FDIC wring baffle 009ndbalance Nice per share Average Cen:fend Interest oafs in Hddng on tan (S) on Jan 31 (5) on Jan 31 (5) rate period period Cep amount (S) UBS 8ANF. USA DEP ACCT 419,270.55 44,737.65 250,000.00 Your total assets Percentage of fl ue on Jan 31 (S) yOur account cost COLS (5) Unmated ureesSzed annual intiane (s) gan or leis (S) Cash Cash and money balances 44,737.65 100.00% 44,737.65 Total $44,737.65 100.00% $44,737.65 Account activity this month Date Adholy Ce Amount (5) Deposits and other fends credked Jan 2 Transfer 100 729.45 Total deposits end other funds credited 5729A5 04. Mihaly Descrption Amoral (5) Dividend and interest income Taxable interest San 8 interest UBS BANK USA DEPOSIT ACCOUNT AS OF 01107/19 3.19 Total taxable interest $3.19 nascellaneous Jan 2 Interest .J65 BANK USA DEPOSIT ACCOUNT AS OF 12/31/18 10.88 Total miscellaneous $10.88 dividend interest income $14.07 Total and SONY GM 00023660 CHP71:003305793077 NV7003197332 000O3 01 19 030STS00a000 Peg* S of 6 CONFIDENTIAL EF1'A_00134280 EFTA01276051
*UBS Resource Management Account January 2019 Account activity this month rconinueth Date Acton), Jan 3 Withdrawal Sill payments Jan 3 Withdrawal Jan 9 Withdrawal Account name: GHISLAINE MAXWELL Friendly account name:Indiv r Account number: Your 14 nancial Advisor. SC TT STACK MANN YI E rA_SRIEL Description Arnow-it (S) ACH WITHDRAWAL AMEX EPAYMENT -3.536.59 ACH WITHDRAWAL UNTEDHEALTHONE -39 94 ACH WITHDRAWAL Saks Retail -1,699.89 Total bill payments 45.276.42 Curd Items for your Attention: The new U8S Visa Infinite crack card is here, packed with exclusiie travel benefit, more rewards and more of what you lore, including extraordinarily personalized service. All stumirgly clad in metal. Visit ubsconYrisainfinite or call us at 888-762.1232 to learn more minmurn Payment Cue Payment Cue Date Crecti Inc Avalade Credit tine Outstanding balance UBS Visa credit card(s) payment information $0 .00 135,00000 S35,00000 90.00 This credt cad is enrolled In UBS Pay Credt Cad feature and x111 automaticaty te paid Iran your *count. Your payment is schtcbled for February 20,2019 We provide this information on you UBS visa credt cant scley as a courtesy to you The UBS visa credt tat and account are issued by UBS Bank USA UBS Bank USA sends you the officia staement for this acount and you should crake your parent et cord ng to their instructions. we do not include your owe:ming creek card alliance in the value of your *count wall UBS Financial Services Inc Cat ACtivity Desontion Amount (I) Money balance activities Dec 31 Balance forward $49,27035 Jan 2 Deposit LIDS BANK USA DEPOSIT ACCOUNT AS OF 12/31/18 10.88 Jan 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 729.45 Jana Withdrawal LIDS BANK USA DEPOSIT ACCOUNT AS OF 01/03119 -3,576.53 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01/07/19 3.19 Jan 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/09/19 -1,699.89 San 31 Closing UDS Dunk USA Deposit Account $44.737.65 The LIDS Sant USA Cepoot Account it your primary sweep colon 0470300005753028NP7000197332 00033 0119 03057500. C.;)Elfiffiy9/ GA7 Nge 6 of 6 End of statement for account number Y I 23576 55 CONFIDENTIAL EFTA_00134281 EFTA01276052
Important information about your statement Ii26 inmost Services Inc (the Firm or UBS Fiore& Soviet), k a mentor of all principal moray, commodity and opternexthangts. UBS Financial Sonic& rd UBS Bank USA re ndeece oksidaries of IRS AG and affiliates of LOS Stovers LLC. The F im's Ihreir statement ie availlide upon request. The Firme exceurre offices are at: IRS Frtancel Services ec. 1200 Harbor Boulevard Weilioneen, NI 07086 This statement *resents the only official record of goer 1.6$ Fruncial Services account. Other records. rapt &for IM simulants. contanng cordliang data shoual no be relied won II you bedew thee is an erns a Crnincn please report n irrnerintly in writing to the Branch Manager of the office wving you amount. Although al ligses shown re ntended to be accurate, statement delashould not be used for Is snows IL* solely owner-end ear forms. De Penn 1099. 519k 10425. etc )Wen pregamg your lax return. The km 6 requred by taw to report to Me RS al treble Mr:lends, reportable nod rouble Modena, and taxable incest end en woollies held nor axon, net FOX'S; on sate transactions. ard cost bask on torian emend acuities- Ccannlestions with the Finn • Please retrain-nen/ oral cartrunietarn it new to further mated your rites inclaing your raft order the Siosities Investor Protection Act OW- • If the financial natation on the sop left of the front of this gaterneri 6 net UBS Fruiter Serval, U3S Fruncial new an* you- <WC Salt as during broker by arvangernent with the :crated newton we donned you & thi relaborishie When you opened this accuse. h this rase ref lends and sectsaks st located a MS f anneal Stews and rot the indang broad and you fruit make a Mewl of any an or emission to both fine. • As descrbed it the account agreements, you must notify us of any tiros or fraud ironthirg checks reacted cars statement within 30 days after t was mailed or made available • Pleased:we customer complains or inkjet 10 the Finns Chem ReLaticns Depaiment a 201.352.1699 or toll-free at 800.354-9103, 8:00 A.M. to 6 AO PM ET Monday through f relay, or in vmtiog to UBS Financial Sent., ex., Client Relations Drain% P.O. Box 766 Union< Cy, w 0708T • AB dremeres shall be deemed convert and acorn it not objected to in hinting within 60 days. • For TTT worts. Call 8446120986 OF from Wick- the US.: Cal 201.352.1195 • haw of orlon ce questions about anelectronic farads transfer (EFTL lei parriere or UBS Vet debit cad transactions call 030.762-1000, or wile to US$ Inancoal Senate ex., 1000 learn Shed, 6th floor, Weithenten. tr 07086, Attn RMtilMA Seneca Cal a write as soon as mu can, if you thr aos statement or recite is norm o f you need rare MarnalKn tout a bander on the slatement or wept The Sim a Cad bus (as rticabli) mast Per Iromyouto law than 60 der after the Fern sent you the fit st element on whit!, the *nor or Problem aPCMYed. ▪ Pro** you- name and accost number Of my) — Drake the ems or the transfer you are unfurl. about, and ...plain as check, as you can whyyou believe a is an end a say you need mere donne tn. — Ronde the does arrant of the suspected error. The Rim or Card bsuer will investigate Tar complied end will correct try *nor proorptN. For alleged non Mori-NUBS Vosa•ditsit cad tra-nad ark rf we take mote than 10 bus hess days to do this, we winded* your num let the amount you Ihnk ri in 0101, so that you well have the use of the money army toe ease it takes us to complete as imastigation. Please mare all checks payable to the Fern or to marital inSleuticen OdKated on the front of this statement In addition to neguter account lees /Kunst may be abject to ninon* fen, charges for bite payment for monies purchases and charges for urpaid amxints n cash accords. Accounts that are rendered to other instances. may be subject to a vansler fee. UBS Swoop Option La *fen potions for sweeping rash balances to bat depose accounts at non-eared banks rod affiliated banks and money male MLA lunch (Money Funds). Dora ,cards at LISS Sri USA and non-affiliated banks anteing it the IRS FO C-hured Crook Program are FDIC -insured n acccniaxe oat. FDK rUes For more intention, please vim mew !door,. DMY:64 KtountS it 185 AG Stardad Branch and shoes of Money Finds are rot inured by the FDIC. Bank deposits re not protected by WC. Money Find shoes are protected by SOC. See UBS nano& Services Accord Protedon' below. taxa your remit, balaxes in the bare depositsmay be withdrawn. a-Idshares of a Money Red maybe Itudated and the proceeds retuned to you or Innis xcard. Further inkanation about available sweep options, eddig <urn ireireet rates and yields. 6 available at wekvockcorroseeprelds, from yaw F nixie! Advisor cc by wling 800. 762.1000 UBS Financial Services noun protection The Finn is a member of the Starnes Coerce Protection Corporation 04C), kthich protects securities customers of Es members up to 4500,000 (nckding 1250,000 for dains for cash). Esplanatay brochure Rabb)e iron repent or al *me SPC og The SIFC asset protection lints apply to all accounts that you hold in a panoabr crazy. The Finn, together with con affiliates. has to Psdused suppkmeMal Canna. The nun-rain mart payable to all NON dints. collectively under theprotection is 1500melon as of December 10, 2016. Subeece to the policy canteen ad cash at tie Fins is knew protected Ice up to 11.9 maroon in the a99regato for all your aeons heed in a particular capacity. A I al copy of the poky wording is mailable upon request. triter the 51K on:do-bonno the stapplemental protection app./ to: • Crum trona& assets controlled by (and incladed n your Ucoure vela) bat hike away from 113S Financial Services. For Purple certain 0) insurance ;roosts. andiadtreg arable a-nuites. and (0 ones of mutual funds registered in the mane of the accord holder on the books of the nue, or transfer agent), • twastment corrects or imminent Mends (e.g. limited pannershis and whole Placernifes> Cm we not registered under the Searibes act of 1933; • Cone-nodities contracts (e.g. foreign exchange and prows metal contracts), airing fins commis and orentodity open centred% and • Deposit accords Incept vindicates of depose) at 185 Bark Wok UBS AG US. broaches and bats n the FDIC Fared Deposit ?roofer. The 51PC motorail and the uppenntal protecten do not apply to these assets mare if they enema* appear on paw Slatemenk The SPC motection ard the otplernental protection de not protect against changes n the market vate of your invest tints (nth', as a rear of motet movement issuer brikeuptcy other.** Dividend Reinvertnn Program (DRIP) Thiene reflected is an average ponce You may obtain the nisi price Iron your Fnancial Advisor. CON whole Owes we purchased under DPP, gunial sheen wiltbe sold and the cash wit be deposited in you ICC alit The Candled renveSerrnnt mod Applied b4thee el Offer hot the nutlet price at vfich pastor shares are sold Oink whOk nos may be held co you account. If you are tripled to part& trie as • resub Caldera:WU payrranl a othemse, the km all ether sell partial tries at man et mite, or roam an awn determined by a regrind dearig agency, at credit your accant Investment objectives The nvestmere objectives and risk profile are *odic to each room and may vay between your accounts Pease rime the Finn pronely n wring of aer UrilKalt change in your financier snaabon or nvestimnt *brawn. For each adorn heat you dross one& the Icooning imam-nerd ((orreries, • P000tc• Current trout Investments welting the getwation of income only. • Achieve Capita tAppreciatforc mere-owls Peeking goon of mixt,* rater than the generation of raceme. • Acosta Coaebnaton of /nook and Caper row briar Investments seeking both the generation of ion* red growth of principal. Overall ride groan • Conserview. Seeks to rnaintaninbal victor, with low Mk and volt My to the accurst overall, even il that trod the account does not generate significant CONFIDENTIAL inane a rent and may not keep pace with engirt • Moderate Vagina to Wept KM* rids 10 mine-oaf and tolerate some uolalSty to seek higher returns • Ammar' Wiling to accept high risk to pomp* axe hap vOlablity to seek highreturns over erne. • Imestuerc 6igiity Consolembset d seeded. a Potion of the poi ilolio for that account may incada complex drawees, linked liquidity and yeller want. linemen isouseholdief We may consoldate as related account statement with the sane address in the urna envelope. e 0 because they haw owners who afro mantain On account ratans/19s rah other clews at the sane adIress. If you mete to mere in:WI statements mailed n 149erete enwletan, you may decline lumeankIng by calling your Fir-uncut Advisor Friendly account nome The Friendly account rune is a cusinable *ndonarne chosen by you to assist you whhpar recordlreprg It has no legal effect on your account is no mended to rtied any strategy. prodact recede-no-dation. ionsist...At objective or rest mot* WS:Kilted with your accounts. and is not epicene a Vicente* that inlet or any Inane& resulls can or will be achieved. All inestrnents imply, the risk of bss, including the risk of loss of the emote isrestment. You can change your fn." row& rumen throughOnline Services a by canticle.; you Finial Aden. Amount overview • value of pr accountborfrofo. Net of assets ad liabelaies • asr a Includes avertable cash balances, values for restricted sensate kit ). and Global Time Deposits, inrealiaied malts to nook* and Certain MUM net held by the Fim. Does not rake* unpnced secure etas-sets at the end of the mot and anent statement periods, or prune investrilenla invested steak options and exercisable nook options • (dirties Ircl-arbs debt brarces, outstanding nurgii but. urn fne, short account balance,. • Cashlmoney Pawn 'kW d unimested avaiable oath banes, plus devout balances at all dieted and naksifiluted bat, olden:ray market mutual krd sweep bebop* a the claw of to statement period Noncorrmoday free molt balances in rot added are not se:y.97rd from other balances and the Fim may use no( these Indenter ordwury cane ol is barns. Thew funds re payable won your demand. PO total is inclaied in the wren waddoing vase Lenoir* intention For cleared Harman on the em's Wing practices rod dobsues, refer to ye...Chem Reenicosent Agreement or Accost Amernent and the General Tema and Conditions UBS Statement of Credit Practices available nOgreinenn and:Nub:toe; a pea r, r, ..'rethe SDNY_G M_0002 3662 EFTA_00134282 EFTA01276053
Important intern atioll about your statement (ronlinved) Yaw easels Your statement lances secoites red other assets held n the account at the end of the Slaternent period YOU may ask for delvery of tufty Ord securities al any tire. You may recent trusties used as loan carer alter paying eery Wince de on them. Any women trandened to the Finn ding the staxemmt period are lined as market value as of the end of the stremort prod • Con basis In detennning the cost basis of the securases us uckd in this itaternent. where indicated Mai the nurrber LISS Finargist Services has relied on informaiko obtained from sourer other than UK Financial Senior, ncluding erfermatial Iran another f km or that sou may have providedto you: Finical Apace. the Fan does de rideperdently way a guarani.* the aauraCy or variety of an/ damson proviled by coaxes other than U3S Financial Seek.. th addlion, ' lough U3SFnaxial Services gerwalV wires this adamalim as it is teemed, the few does rot row* any assurances Out the efamercer under -Cost bate rid "Urrealged gat. lots' is accurate sae the date of this statement. As sueh. please do not rely ca this donation to make puchusea sale decisionk tarp:poses of otherwise. Accounts transferred to the Fin may reflect gariloss dr:maids only fix the period or tiny hey hell the Fan More historical flkelnatien can be riled by you Fnancitil Advisor. • Unrealized gain/losses. Vitsen data ardabb, enmated arealized garnflosses an calculated for isdviLs sonny lots The transaction data for individual lots may or may nit reflect commissions, dung& gad secuity reorgaszalcn merits. Deeded and otter renveurnent lots rid systematic purists. lots are each combined to display de averaged lot The 'Trade date damn parents the ongrul transaction trade dale. • Callable securities Bonds and preferred stock that the issuer cats la early redemption all be selected mpasally by lot hem among el coaster of hr. issue held th out nal.* a in nominee name for our diems Call :bare Somalian is obtained from third palies and its accuracy is not guaranteed. Other call leaves may exist which mad ect weld. carbine nithematen will be provided request • Price/value Prices displayed for securities and other prolans mat be higher or lower than the price that you would actually reterve in the market Prkes cep obtained from vskus tad party sources wash we brew to be elates had we do not guernee this accuracy - We generally use the cbsng price when available or to mean ol the bid and any prices la tested stashes and options a only bid IteraS to OTC washes - Less actively traded searhis maybe priced wig a vabaten model a the most recent price we obtained and may not reflect an actual market price a rake. - Certain posh:xismay wan w Mos a price and wit show as 'pie was not available' B we are unable to obtain a dice for a senrity. - Deposes a secsnties deem:mated n curences other thanU S. ours re reflected at the exchange rate as of the statemem date. - For certain sesames rads; n nOn-COSICenlri9 denomnatons, pre ad wryly flaw veld) may have been adjusted to facilitate proper 'duns To oblin anent quotations. when available. contact you francialAdtece. • Private investments and structured products. Private investment wt., don (nc bind then Dank:PalOn roiram and real estate imminent trust securities) and structured proclas are generally highty egad. Celan stiuctafed proUIS have not been registered with the Securities and Exchange Canmsion or under ay state securities laws. We preredeostrnated values for vivre maturate securities and structured products for niormalknal ;snows only Marry d riot guaranteed - These values may differ Lidera bay Iron Frees, it at/. at which a vivre sts: le :entity a structured prockact may be bcratil a sold and do rot rexessinir represent the wad you may reap* aeon &piasters - &id party *stoners of vela are as oleo:din date and are slept:ad to U8S Financial Services on a replan base by an independent valuation lima - boar, general partner a sponsor estrrated babes, ay, re AMOS to the Fun by the muff, general panne- or sponsor aid may be oakulated based on deferent infant-on from that used by that parties to derive their enameled values - You can attain addscral nlamation regarding the meinadOlOgy used to determine the elfin:de of value and the dale of the information that is the basis la the estimate by contacting )0SP:uncial Adwor. - Twd party esunated values may be reflected as • Not piked' in several Sault:MS: Mien an independent valuation fern has not suppled a is usable to /Mrs a value. when we became aware that a material event n.36 occurred that may calla previrdy reported value ego question, a Wen a value would be hghly speculate* due to the neve ol the 'runty - Wnen neither an auer, general partner a sponsor estimated value me a thed-prty estimated veld is mended, the veld of the Nosey wit bedifferent from its 0...rd-useprice. - • Oistritut COS to dale • may irldtade return of capital, name or both. - 'Orsgral ent size' represents the nital offering peke pent and may not felled rots cost basis - DPP and unlisted RErt senrtief Ye not Idled on a national PXUrtiel iddiage. and re generally aced ad then it they. can be sold the price receeed may be less tan the per share estimated value provided n the account statement. • Wailed escurtim. Restricted securities rnevaty are not cuterely eligble for public sale. 18$ Financial Services uses the market price of the unrestricted stock of the sire issuer at an imputed vale la the restricted stock for purposes or OW StOttalent on/y To the extent that restricted sears irs are elgtile for sale, he value received may be sthstantially less than the awed wk.* shown. • Est. (estimated) interne, current yields and rates. An eftmale 01 Jenua name a bated on osiers d•idend and menet rates, attuning the sec rites will be held for one yea- from statement date or until thataity. This estimate is only a gudelne, accuracy and continued norm are not guaranteed - Estmated assail 'came red curot yield for certain types of securities could include a relun of pre:kb/aloe caplet gait n which case the est income (rd current weld would be overstated. - Estimated annual income and onent yeld and the actual income adyield mete be lower or &ter than theestrnited anoraks - An eariate of rebated income ldiaderd andcr interest) divded by the current matet valutlaveragt balance a based on the last dividend or merest payment madeby the near and thsunes the securbestdasosts will bo hell for one year from the statement date orurtil maturity. Accuracy and canalised yeld re not guaranteed • Meets not held by UBS Financial Services Caton assets ant not held by the F irn and not within the Fin's possessith or control. These assets are deployed cn yin statement for ntormational purposes only. Positions and values presented re provided by the :wing Inn U8S Francis! Senses is not respensble for ths Manatee: and does not gurantee IS rotary. These assets are nol protected by Sift or toeFira's supplemental51PC coverage. • Fbavenue sharing and adifitional compensation. - In addition to comminken en lain and 12b.1 tees receded in connection with the dislrtutcn of mutual funds to eat cleres we anctor qt aftlide wood reverse shrig payments tram dotrbAcrs adla advisors of the mutual funds that so sell Thew amounts re based or, two different cords:rents, (8 the amxre of sales tyll16 of a particular: rrutual fend family to our dents; and 68 the asset vale of a particular manual fund lanais awes held at the inn - We and our affiliate also receive minding and ornnbus processrg fees in confide:ratan for wanner agent services that we growth to the rredual funds These fees generally re pad from arrestor assets n the mutual fund and are a fled dolls arricant based on the realm d acccunts at the brae-dealer holing mutual funds of that fund family — en,adlaon to carnation received in connechon with the sale a detibuton of annuity rowans awl unit nvestment than tries to ma clients, we ardor or aft gate receive revered sharing corrpensaton from Merry o1 the rourance companies unckwenting the enruityratreCtS, edit/es of the nuance corprites or spates of the unit investment Wits we distrboe. — h addhcen to cordnisions receded from the puxhase and sale of Neste/hares finds. we ardor al fade receive an asset-based revenue shaming Payment from IslintStsvei 6strburnk as well as fording for technology development, training and educate/I. - Our Aare, also receive trading commis:dos and other canwroal en from mutual funds and madame companies *taco crams we <baba* CONFIDENTIAL - We free. <ColperyStilial ham UESS liris USA, 185 AG Surdoid Branch and runsff Mated bares Moor our cash weep pogam. this CanpenSitiOn may be a moodily per rocrox fee pe may be a percentage of therage dab deposit brines Activity Information regrdng comnvssons and other charges intoned in CCereCttOn web the executon of tradeS, indaSng optic.) tramactons has been exuded on confirmations previously furnished to you, ed wll be ;corded to sou prcercely on mount. Short soling tl you re engaged en then selling a unsay, puma/ incur a charge de to certainIx/roving costs for than pan icula• security. Open orders Regarding open co 'goodgiecancetlerd aders that were not earded by the statement date, open buy and eel stop orders re reduced by the amount of dividend. argils on an reddiderds or ermdas date unless instructed othemise by you. rat re it/pant:if for ceders that it executed due to year lattice to cancel "ing open orders. Privacy To Oxen a copy of as Current Client Privacy Wake, please contact you: Financial Athiscr or vet or webre at yoMM olis mmindvirswswe. - LEO Financial Services is not a bark. The RMA, Bigness Sweets Account BSA and £MA re brokerage accounts ishkh provide access tobarking senses and Predicts Ilyetacji alarigernitrits with affiliated banks and other thidpany banks, and provides access to issuance and amity Products issued by u-aff Aar hid-party exuancecemparies through inasawe agency stisidunes of LISS Financial Sewn Inc. — rortmerk nwszsce, and annuity prodactr. — Not FIX insured • No bar* guarantees May late vela — tMA Peso-doe Management Acosta. Bossiest Services Account ESA IRMA and ntemational Resource Management Account are regestered service marks of UK Financial Seines H. — VISA is a registered saclirrurk owned by Yu hurrabional Service Associnicri and used under license The185veacredrcads ad the IBS Visa debt cads are *sad by U8S Bank LISA with permission from Vas U S. A Incorporated All Othe• trademarks registered trademarks, service mads and registered service marks are of deg resort** COrreanieS LOS Financial Services Inc Rev. 201810 SDNY_GM_00023663 EFTA 0[)134283 EFTA01276054





























