EFTA01477146_sub_002 - EFTA01477146_180
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EFTA01477146_sub_002 - EFTA01477146_180
Pages
80
Original Filename
EFTA01477146.pdf
Document Content
Page 101 - EFTA01477146_101
48 .•visory Classic NES LLC 202 246 257 176 173 306 230 156 270 226 186 306 83 202 246 257 176 173 306 230 156 270 226 186 306 83 NES LLC 202 246 257 176 173 306 230 156 270 226 186 306 83 Advisory NEW YORK STRATEGY 5 4 Advisory EFTA01477246
Page 102 - EFTA01477146_102
4 4 4 4 4 4 4 4 4 4 4 IZI 2 Feb 2016, 21:22:29 Generated by GMIS - Finance Deutsche AWM 8 of 17 Deutsche Bank financial GMIS iSil_wárahOUBa Rolling 13 Months KPIs (Client-Level) - 1.CRM: Paul Morris December 2015 : sparency. Revenues ( in US Dollar) May Apr 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jun 2015 Mar 2015 Feb Jan 2015 Dec 2014 Relationship No. Reference Client name Client No. Account No. Jul 2015 2015 2015 EFTA01477247
Page 103 - EFTA01477146_103
2015 2015 SOUTHERN FINANCIAL Classic Advisory GROUP LLC 5 4 4 4 4 4 4 4 4 4 4 4 4 NEW YORK STRATEGY GROUP LLC P^N D LLC Advisory Classic Advisory 5 4 4 4 4 4 4 4 4 4 4 4 4 8 7 8 7 7 7 7 8 7 7 7 8 7 8 7 EFTA01477248
Sponsored
Page 104 - EFTA01477146_104
8 7 7 7 7 8 7 7 7 8 7 PLAN D LLC 8 7 8 7 7 7 7 8 7 7 7 8 7 A•visory SOUTHERN FINANCIAL LLC 410 363 382 963 1,761 1,283 3,701 4,818 7,729 2,459 9,509 10,533 0 2,931 11,166 10,831 11,395 11 240 111 0 0 EFTA01477249
Page 105 - EFTA01477146_105
0 0 0 0 1,004 1,004 992 992 992 987 259 259 254 254 254 250 0 0 0 12,856 16,892 16,892 12,856 22,362 10,447 22,362 10,447 0 0 0 41,000 52,420 52,420 28,513 2,288 39,598 13,933 11,337 39,598 13,933 11,337 0 Classic Advisory 1,413 1,413 1,477 1,374 1,477 1,374 1,955 1,955 9,768 13,718 9,768 13,718 SOUTHERN FINANCIAL LLC EFTA01477250
Page 106 - EFTA01477146_106
Advisory SOUTHERN TRUST COMPANY INC. 123 109 115 110 112 111 111 113 111 110 106 111 110 81,742 2,028 83,893 83,893 49,892 57,430 50,329 51,975 30,965 83,053 83,053 51,690 53,047 56,100 56,100 36,531 88,332 53,158 56,213 56,211 88,332 53,158 56,213 56,211 59,543 59,768 63,142 63 209 0 0 0 0 0 0 0 400 0 Classic Advisory 50,001 57,545 50,439 50,001 57,545 50,439 EFTA01477251
Sponsored
Page 107 - EFTA01477146_107
59,653 59,653 59,874 63,653 63,319 59,874 63,653 63,319 SOUTHERN TRUST COMPANY INC. THE 2007 JEFFREY E. EPSTEIN Advisory 0 0 0 0 0 0 0 0 0 0 0 0 1 Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 1 THE 2. 7 EFFREY E. EPSTEIN IN RAN E TR Advisory Classic Advisory 0 0 0 0 0 0 0 0 0 EFTA01477252
Page 108 - EFTA01477146_108
0 0 0 1 THE HAZE TRUST 0 0 0 0 0 0 0 0 0 4,625 0 0 0 0 0 0 0 0 0 0 0 0 4,625 4,625 0 0 0 THE HAZE TRUST 0 0 0 0 0 0 0 0 0 0 0 0 Advisory Classic Advisory ZORRO DEVELOPMENT EFTA01477253
Page 109 - EFTA01477146_109
CORP. 215 194 152 142 157 141 99 139 151 167 153 41 51 215 194 152 142 157 141 99 139 151 167 153 41 51 ZORRO DEVELOPMENT CORP. 215 194 152 142 157 141 99 139 151 167 153 41 51 TFMG LLC, US Tfmg LLCUS 97,000 64,336 67,509 55,039 103,340 114,001 66,376 69,084 73,079 119,752 80,185 76,933 6,196 Advisory 0 0 102,470 EFTA01477254
Sponsored
Page 110 - EFTA01477146_110
0 0 0 0 0 0 500 0 0 0 Classic Advisory 0 0 0 0 0 0 6,196 6,196 6,196 0 0 500 0 0 0 Tfmg LLCUS 0 0 0 0 0 0 0 0 500 0 0 0 0 0 0 0 0 0 500 0 0 EFTA01477255
Page 111 - EFTA01477146_111
0 aniglinigNMOMMMTHE THE NATIONAL ORGANIZATION OF THE NEW 33,476 15,739 0 8,360 24 14,356 24 22,716 280 21,556 1,964 4,979 2,244 26,535 0 0 0 0 0 0 0 NATIONAL ORGANI Advisory 1 0 0 0 0 0 0 0 APO usto y THE NATIONAL ORGANIZATION OF THE NEW APO 33,477 13,094 15,740 3,514 1,218 8,621 13,094 3,514 1,218 8,621 46,571 19,255 1,242 31,337 46,571 19,255 1,242 31,337 0 0 0 0 0 EFTA01477256
Page 112 - EFTA01477146_112
0 0 669 958 0 0 0 0 0 0 0 669 958 0 0 0 0 0 0 0 2,914 27,493 2,914 27,493 0 0 0 0 0 0 0 0 0 0 IZI 2 Feb 2016, 21:22:29 Generated by GMIS - Finance Deutsche AWM 9 of 17 Deutsche Bank financial GMIS_s &]_warahQUBa Rolling 13 Months KPIs (Client-Level) - 1.CRM: Paul Morris December 2015 : sparency. Revenues ( in US Dollar) May Apr 2015 2015 EFTA01477257
Sponsored
Page 113 - EFTA01477146_113
Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jun 2015 Mar 2015 Feb Jan 2015 Dec 2014 Relationship No. Reference Client name Client No. Account No. Jul 2015 2015 2015 2015 2015 THIRD LAKE CAPITAL CRW 2007 LLC Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 2,083 2,083 2,083 0 EFTA01477258
Page 114 - EFTA01477146_114
0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 CRW 2007 LLC 0 0 0 0 0 0 0 0 0 0 0 0 CRW 2009 LLC Advisory 0 0 0 0 0 0 0 0 0 0 0 0 EFTA01477259
Page 115 - EFTA01477146_115
li 833 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 833 0 0 0 0 0 0 0 0 0 0 0 0 CRW 2009 LLC 833 0 0 0 0 0 0 0 0 0 0 0 0 GEW 2007 LLC Advisory 0 0 0 0 0 EFTA01477260
Sponsored
Page 116 - EFTA01477146_116
0 0 0 0 0 0 0 0 2,083 2,083 2,083 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 GEW 2007 LLC 0 0 0 0 0 0 0 0 0 0 0 0 EFTA01477261
Page 117 - EFTA01477146_117
GEW 2009 LLC Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 833 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 833 0 0 0 0 0 0 0 0 0 0 0 0 GEW 2009 LLC 833 0 0 0 0 0 EFTA01477262
Page 118 - EFTA01477146_118
0 0 0 0 0 0 0 ,ovisory KATI 0 0 0 0 0 0 0 0 0 0 0 0 0 FORSYTHE 2014 GRAT 3,125 3,125 1,563 5,208 6,772 6,772 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 0 0 0 0 EFTA01477263
Sponsored
Page 119 - EFTA01477146_119
0 0 0 0 0 0 0 0 KATI FORSYTHE 2014 GRAT 0 0 0 0 0 0 0 0 0 0 0 0 KWF 2007 LLC Advisory 6,993 1,156 1,103 1,111 1,092 1,114 1,119 1,108 1,083 1,074 1,100 1,027 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 6,993 1,156 EFTA01477264
Page 120 - EFTA01477146_120
6,993 1,156 1,103 1,103 1,111 1,111 1,092 1,114 1,092 1,114 1,119 1,119 1,108 1,108 1,083 1,083 1,074 1,100 1,027 1,074 1,100 1,027 KWF 2007 LLC ,o/Isory SHARI WAGNER 2014 GRAT 163 0 0 0 0 0 0 0 0 0 0 0 0 3,125 3,288 3,288 1,396 3,125 4,521 4,521 1,802 14,583 16,386 16,386 1,509 6,250 7,759 7,759 EFTA01477265
Page 121 - EFTA01477146_121
47,684 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 SHARI WAGNER 2014 GRAT 0 0 0 0 0 0 0 0 0 0 0 0 SSW 2007 LLC Advisory 4,533 347 331 333 328 379 559 554 541 442 EFTA01477266
Sponsored
Page 122 - EFTA01477146_122
0 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 4,533 4,533 17,631 347 331 333 328 379 559 554 541 442 0 0 SSW 2007 LLC 347 331 333 328 379 559 554 541 442 0 0 Advisory TODD R. WANEK 1,156 1,103 1,112 EFTA01477267
Page 123 - EFTA01477146_123
1,092 1,114 1,119 1,109 1,083 1,074 1,100 0 0 0 0 0 0 0 0 0 0 Classic Advisory 17,631 1,156 17,631 1,156 8,175 1,156 1,103 1,103 1,103 1,112 1,112 1,112 1,092 1,114 1,092 1,114 1,092 1,114 1,119 1,119 1,119 1,109 1,109 1,109 1,083 1,083 1,083 1,074 1,100 1,059 1,074 1,100 1,059 1,074 1,100 1,059 TODD R. WANEK Advisory WANEK TRUST EFTA01477268
Page 124 - EFTA01477146_124
OF 2000 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 8,175 1,156 8,175 1,156 37,333 3,815 1,103 1,103 3,639 1,112 1,112 3,667 1,092 1,114 1,092 1,114 3,604 3,721 1,119 1,119 3,915 1,109 1,109 3,879 1,083 1,083 3,791 1,074 1,100 1,059 1,074 1,100 1,059 3,664 3,299 3,144 WANEK TRUST OF 2000 2 Feb 2016, 21:22:29 Generated by GMIS - Finance Deutsche AWM 10 of 17 Deutsche Bank financial GMIS @ &]_warahQUBa Rolling 13 Months KPIs (Client-Level) - 1.CRM: Paul Morris EFTA01477269
Sponsored
Page 125 - EFTA01477146_125
December 2015 : sparency Revenues ( in US Dollar) May Apr 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jun 2015 Mar 2015 Feb Jan 2015 Dec 2014 Relationship No. Reference Client name Client No. Account No. Jul 2015 2015 2015 2015 2015 196,341 175,986 77,539 95,478 116,340 147,035 76,344 73,101 77,099 119,184 83,806 80,144 IZI 2 Feb 2016, 21:22:29 Generated by GMIS - Finance Deutsche AWM 11 of 17 Deutsche Bank financial GMIS (gj fiJ.warehuuE^ Rolling 13 Months KPIs (Client-Level) - 1.CRM: Paul Morris December 2015 transparency. NNA ( in TUS Dollar) Jun May Apr 2015 2015 2015 Mandate Type 124,093 EFTA01477270
Page 126 - EFTA01477146_126
Dec 2015 Nov 2015 Oct Sep Aug Jul Mar 2015 Feb Jan Dec 2015 2015 2014 Relationship No. Reference Client name Client No. Account No. 2015 2015 2015 2015 Ill e1/4SADI FAREED Advisory DOMINIQUE LEIMER 0 0 0 -1 0 0 0 0 0 0 0 0 0 Classic Advisory 0 0 0 -1 0 0 0 0 0 0 EFTA01477271
Page 127 - EFTA01477146_127
0 0 0 DOMINIQUE LEIMER 0 0 0 -1 0 0 0 0 0 0 0 0 a 0 0 -1 0 0 0 0 0 0 0 0 0 BOIES FAMILY CHRISTOPHER BOIES Advisory Classic Advisor 0 0 -9 0 0 0 0 0 0 0 0 0 0 EFTA01477272
Sponsored
Page 128 - EFTA01477146_128
0 0 -9 0 0 0 0 0 0 0 0 0 0 -933 -10 -2,803 -434 -565 0 0 0 0 0 0 0 OT 0 0 0 0 0 0 0 0 0 0 0 0 -3,491 -6,294 -6,303 -250 0 0 0 EFTA01477273
Page 129 - EFTA01477146_129
0 0 0 0 0 I DPM 0 -933 -10 -684 -565 0 0 0 0 0 0 0 CHRISTOPHER BOIES 0 -933 -10 -684 -565 0 0 0 0 0 0 0 DIAMOND B 249 -6,690 0 65 0 0 0 0 0 0 0 0 0 0 0 0 DPM EFTA01477274
Page 130 - EFTA01477146_130
0 0 0 0 0 0 0 0 0 DPM 249 -6,690 249 -6,690 0 -1,497 0 65 0 0 0 0 0 0 0 0 0 DIAMOND B CAPITAL, INC. 0 65 0 0 0 0 0 0 0 0 0 DIAMOND B INVESTMEN , 0 0 0 0 0 0 0 0 0 DPM EFTA01477275
Sponsored
Page 131 - EFTA01477146_131
0 0 0 0 0 0 0 0 0 0 0 0 INC. DPM 0 -1,497 0 -1,497 0 0 0 0 0 0 0 0 0 0 0 DIAMOND B INVESTMENTS, INC. PIN^0 CAPITAL LLC 0 0 0 0 0 0 0 0 0 0 0 Advisory 0 0 0 0 5 0 EFTA01477276
Page 132 - EFTA01477146_132
0 0 0 0 0 0 -4 Classic Advisory 0 0 0 0 -4 5 0 0 0 0 0 0 0 PINTXO CAPITAL LLC 0 0 0 0 -4 5 0 0 0 0 0 0 0 ZAC CAPITAL Advisory Classic Advisory 0 -18 18 -76 0 0 0 0 0 0 0 0 0 EFTA01477277
Page 133 - EFTA01477146_133
LLC 0 -18 18 -76 0 0 0 0 0 0 0 0 0 ZAC CAPITAL LLC 0 -18 18 -76 0 0 0 0 0 0 0 0 8 -6,314 -689 -561 0 0 0 0 0 0 0 LEIMER DOMINIQUE LEIMER ,evisory 0 0 0 0 0 0 DOMINIQUE EFTA01477278
Sponsored
Page 134 - EFTA01477146_134
3 0 1 0 -3 -2 -4 Classic Advisory 0 0 0 0 0 0 -4 3 0 1 0 -3 -2 DOMINIQUE LEIMER 0 0 0 0 0 0 -4 3 0 1 0 -3 0 0 0 0 0 -4 3 0 1 0 -3 -2 KIRSTEN & M DZIALGA EFTA01477279
Page 135 - EFTA01477146_135
MARK F. Advisory Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MARK F. DZIALGA 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 EFTA01477280
Page 136 - EFTA01477146_136
0 0 0 0 0 0 0 ELLIN HOWARD ELLIN 0 DPM 0 01 0 0 0 0 0 0 0 0 1 2 Feb 2016, 21:22:29 Generated by GMIS - Finance Deutsche AWM 12 of 17 Deutsche Bank financial GMIS (gj fiJ.warehuuE^ Rolling 13 Months KPIs (Client-Level) - 1.CRM: Paul Morris December 2015 transparency. NNA ( in TUS Dollar) Jun May Apr 2015 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jul Mar Feb Jan 2015 2015 2015 Dec EFTA01477281
Sponsored
Page 137 - EFTA01477146_137
2014 Relationship No. Reference Client name Client No. Account No. 2015 2015 2015 2015 HOWARD HOWARD ELLIN illIIIIIMMINIMINOMMININE 0 0 0 0 0 0 0 0 0 0 0 0 0 DPM 0 0 0 0 0 0 0 0 0 0 0 0 0 HOWARD ELLIN 0 0 0 0 0 0 0 0 0 0 0 EFTA01477282
Page 138 - EFTA01477146_138
0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ELYSIUM MANAGEMENT LEON D. BLACK Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 • 0 0 0 0 0 0 0 0 0 0 0 Classic EFTA01477283
Page 139 - EFTA01477146_139
1 0 0 198 0 0 0 0 0 0 0 Classic Advisory 0 1 0 0 1 198 0 0 0 0 0 0 0 LEON D. BLACK 0 1 0 0 1 198 0 0 0 0 0 0 0 1 0 0 1 198 0 0 0 0 EFTA01477284
Sponsored
Page 140 - EFTA01477146_140
0 0 0 GENERAL MADISON PARK Advisory Classic Advisory 0 0 0 0 0 0 0 0 0 0 -577 577 0 ATLANTIC FA CAPITAL, LLC 0 0 0 0 0 0 0 0 0 0 -577 577 0 MADISON PARK CAPITAL, LLC 0 0 0 0 0 0 0 0 0 0 -577 577 0 0 0 0 EFTA01477285
Page 141 - EFTA01477146_141
0 0 0 0 0 -577 577 0 SK FAMILY FALCON TRAIL CAPITAL, LLC .•visory 0 -38 91 0 463 567 0 40 68 0 999 100 1 Classic Advisory 0 -38 91 0 463 567 0 40 68 0 999 100 1 FALCON TRAIL CAPITAL, LLC 0 -38 91 0 463 567 0 40 68 0 999 100 1 EFTA01477286
Page 142 - EFTA01477146_142
91 0 463 567 0 40 68 0 999 100 1 SOUTHERN FINANCIAL Classic Advisory BUTTERFLY TRUST 0 0 0 -24 0 0 0 0 -60 -237 -95 -75 -800 Classic Advisory 0 0 0 -24 0 0 0 0 -60 -237 -95 -75 -800 BUTTERFLY TRUST 0 0 0 -24 0 0 0 0 -60 -237 -95 -75 -800 EFTA01477287
Sponsored
Page 143 - EFTA01477146_143
DARREN K. INDYKE PLLC Advisory -60 -52 -70 -78 143 -54 -62 102 -108 -35 235 -31 -84 Classic Advisory -60 -52 -70 -78 143 -54 -62 102 -108 -35 235 -31 -84 DARREN K. INDYKE PLLC -60 -52 -70 -78 143 -54 -62 102 -108 -35 235 -31 -84 GRATITUDE AMERICA .•visory 0 0 0 0 0 0 0 0 0 1 0 0 EFTA01477288
Page 144 - EFTA01477146_144
3 10,000 3 10,000 3 10,000 0 0 0 0 0 0 1 0 0 0 Classic Advisory 2 0 0 0 0 0 0 2 0 0 0 GRATITUDE AMERICA 2 0 0 0 0 0 0 2 0 0 0 HBRK ASSOCIATES ,ovisory -55 -35 -29 -61 106 -34 -32 -38 EFTA01477289
Page 145 - EFTA01477146_145
-54 -46 163 -57 144 INC Classic Advisory -55 -35 -29 -61 106 -34 -32 -38 144 -54 -46 163 -57 HBRK ASSOCIATES INC -55 -35 -29 -61 106 -34 -32 -38 144 -54 -46 163 -57 HYPERION AIR Advisory -46 0 0 42 0 -3 0 0 0 98 0 -41 -14 LLC Classic Advisory -46 0 0 42 0 -3 EFTA01477290
Sponsored
Page 146 - EFTA01477146_146
-14 0 0 0 98 0 -41 HYPERION AIR LLC -46 0 0 42 0 -3 -14 0 0 0 98 0 -41 3. EPSTEIN VIRGIN ..visory -197 -23 -10 -34 0 0 -25 0 0 -45 -3 -25 -27 I 1 1 1 2 Feb 2016, 21:22:29 Generated by GMIS - Finance Deutsche AWM 13 of 17 Deutsche Bank financial GMIS (gj fiJ.warehuuE^ Rolling 13 Months KPIs (Client-Level) - 1.CRM: Paul Morris EFTA01477291
Page 147 - EFTA01477146_147
December 2015 transparency. NNA ( in TUS Dollar) Jun May Apr 2015 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jul Mar Feb Jan 2015 2015 2015 Dec 2014 Relationship No. Reference Client name Client No. Account No. 2015 2015 2015 2015 SOUTHERN FINANCIAL Classic Advisory ISLANDS FOUNDATION, -197 -23 -10 -34 0 0 -25 0 0 -45 -3 -25 -27 IN J. EPSTEIN VIRGIN ISLANDS FOUNDATION, IN JEEPERS INC Advisory Classic Advisory -197 -23 -10 7 -86 -4,494 -34 0 -25 EFTA01477292
Page 148 - EFTA01477146_148
-1,994 -3,438 -1,749 -1,995 -1,994 -4,000 -1,995 -2,661 0 0 0 -45 -3 -25 -27 5 181 7 -86 -4,494 7 -86 -4,494 5 -1,994 -3,438 -1,749 -1,995 -1,994 -4,000 -1,995 -2,661 -1,994 -3,438 -1,749 -1,995 -1,994 -4,000 -1,995 -2,661 181 JEEPERS INC 5 181 JEFFREY EPSTEIN .•visory 2,426 436 388 -1,585 969 121 -828 654 550 -407 172 283 -1,706 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 2,426 436 EFTA01477293
Sponsored
Page 149 - EFTA01477146_149
388 -1,585 969 121 -828 654 550 -407 172 283 -1,706 Custody -13 82 -15 -12 -11 61 -18 -6 -112 83 -85 -25 -168 -13 82 -15 -12 -11 61 -18 -6 -112 83 -85 -25 -168 JEFFREY EPSTEIN 2,412 518 373 -1,597 958 182 -846 649 438 -324 87 258 -1,874 Advisory Classic Advisory -42 EFTA01477294
Page 150 - EFTA01477146_150
-8 -7 -5 -18 99 -42 -10 93 39 -184 -14 -44 -42 -8 -7 -5 -18 99 -14 -42 -44 -10 93 39 -184 I JEGE INC -42 -8 -7 -5 -18 99 -14 -42 -44 -10 93 39 -184 JEGE LLC A • V 0 , Classic Advisory -78 297 -48 29 -187 -1 208 EFTA01477295
Page 151 - EFTA01477146_151
-111 -13 -37 197 -90 -40 I -78 297 -48 29 -187 -1 208 -111 -13 -37 197 -90 -40 JEGE LLC -78 297 -48 29 -187 -1 208 -111 -13 -37 197 -90 i 0 Advisory Classic Advisory 0 -8 -2 -9 0 -4 3 -5 -2 33 -1 -1 4 0 EFTA01477296
Sponsored
Page 152 - EFTA01477146_152
-8 -2 -9 0 -4 3 -5 -2 33 -1 -1 -8 -2 -9 0 -4 3 -5 -2 33 -1 -1 4 JSC INTERIORS Advisory Classic Advisory -7 -7 -9 -7 43 -8 10 -12 -12 22 2 -9 17 I LLC -7 -7 -9 -7 43 -8 10 EFTA01477297
Page 153 - EFTA01477146_153
-12 -12 22 2 -9 17 JSC INTERIORS LLC -7 -7 -9 -7 43 -8 10 -12 -12 22 2 -9 17 Advisory LSJE, LLC -75 185 -91 -100 -50 186 -108 -214 -9 181 295 0 0 Classic Advisory -75 185 -91 -100 -50 186 -108 -214 -9 181 295 0 0 LSJE, LLC MORT, INC -75 185 EFTA01477298
Page 154 - EFTA01477146_154
-91 -100 -50 186 -108 -214 -9 181 295 0 0 Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 MORT, INC NE^UNE LLC Advisory 0 0 0 0 0 0 0 0 0 EFTA01477299
Sponsored
Page 155 - EFTA01477146_155
0 0 0 0 -28 -17 -52 -17 163 -22 -40 -41 -22 -14 -16 186 40 Classic Advisory -28 -17 -52 -17 163 -22 -40 -41 -22 -14 -16 186 40 NEPTUNE LLC -28 -17 -52 -17 163 -22 -40 -41 -22 -14 -16 186 40 N t NES LLC 210 68 -276 EFTA01477300
Page 156 - EFTA01477146_156
142 128 -175 -47 199 -203 318 -115 1 1 IZI 2 Feb 2016, 21:22:29 Generated by GMIS - Finance Deutsche AWM 14 of 17 Deutsche Bank financial GMIS (gj fiJ.warehuur Rolling 13 Months KPIs (Client-Level) - 1.CRM: Paul Morris December 2015 transparency. NNA ( in TUS Dollar) Jun May Apr 2015 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jul Mar 2015 Feb Jan Dec 2015 2015 2014 Relationship No. Reference Client name Client No. Account No. 2015 2015 2015 2015 SOUTHERN Advisory NES LLC EFTA01477301
Page 157 - EFTA01477146_157
Classic Advisory -91 -158 210 68 -276 142 128 -175 -47 199 -203 318 -115 NES LLC -91 -158 210 68 -276 142 128 -175 -47 199 -203 318 -115 NEW YORK STRATEGY GROUP LLC ,evisory Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 EFTA01477302
Sponsored
Page 158 - EFTA01477146_158
0 0 0 0 0 0 0 0 0 NEW YORK STRATEGY GROUP LLC 0 0 0 0 0 0 0 0 0 0 0 0 0 PLAN D LLC Advisory Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 EFTA01477303
Page 159 - EFTA01477146_159
0 0 PLAN D LLC 0 0 0 0 0 0 0 0 0 0 0 0 0 SOUTHERN FINANCIAL LLC .•visory 0 0 0 -1,750 -9,864 484 -7,000 -1,994 -2,280 -1,000 -2,053 -1,128 473 1,748 -188 4 5 678 98 424 -3,359 -4,376 3,689 72 -172 1,324 -3,161 10 2,851 712 0 28 0 0 0 EFTA01477304
Page 160 - EFTA01477146_160
11 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 98 452 -3,358 -11,614 452 -3,358 -11,614 -202 -7,305 -3,122 -1,797 -7,305 -3,122 -1,797 -928 -360 1,338 1,338 -306 1,390 1,390 SOUTHERN FINANCIAL LLC 98 -202 -928 -360 -306 SOUTHERN TRUST COMPANY INC. • 0 0 0 0 0 0 EFTA01477305
Sponsored
Page 161 - EFTA01477146_161
0 0 0 0 0 36,560 -5,132 8,750 -1,948 9 -1,591 -3,616 -250 -5,220 -3,979 -1,189 -894 -2,977 102 30 65 0 30 0 108 30 132 0 30 0 107 Classic Advisory 36,661 -5,102 8,815 36,661 -5,102 8,815 -1,948 -1,948 39 -1,591 -3,508 -1,591 -3,508 -220 -5,088 -3,979 -1,158 -220 -5,088 -3,979 -1,158 -894 -2,870 -894 -2,870 SOUTHERN TRUST COMPANY INC. 39 ..visory THE 2007 JEFFREY E. EPSTEIN INSURANCE TR 0 EFTA01477306
Page 162 - EFTA01477146_162
0 0 0 0 0 0 0 0 0 0 0 -9 Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 -9 THE 2007 JEFFREY E. EPSTEIN INSURANCE TR 0 0 0 0 0 0 0 0 0 0 0 0 -9 .•visory THE HAZE TRUST 54 191 201 9 43 82 9 EFTA01477307
Page 163 - EFTA01477146_163
190 259 -1,154 163 89 27 Classic Advisory 54 191 201 9 43 82 9 190 259 -1,154 259 -1,154 163 89 27 THE HAZE TRUST 54 191 201 9 43 82 9 190 163 89 27 ZORRO DEVELOPMENT CORP. Advisory -24 88 -1 -13 -33 114 -65 -12 -23 -17 184 -24 -2 Classic Advisory -24 EFTA01477308
Sponsored
Page 164 - EFTA01477146_164
88 -1 -13 -33 114 -65 -12 -23 -17 184 -24 -2 ZORRO DEVELOPMENT CORP. -24 88 -1 -13 -33 114 -65 -12 -23 -17 184 -24 -2 TFMG LLC, US Tfmg LLCUS Classic visory Classic Advisory 38,532 -3,764 11,428 -15,353 -1,264 -11,654 -9,227 -3,720 -7,510 -9,828 -825 -3,063 -4,447 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 EFTA01477309
Page 165 - EFTA01477146_165
0 0 0 0 0 0 0 0 0 Tfmg LLCUS 0 0 0 0 0 0 0 0 0 0 0 0 0 g 0 0 0 0 0 0 0 0 0 THE Classic 0 0 0 0 0 0 0 0 0 EFTA01477310
Page 166 - EFTA01477146_166
0 0 2 Feb 2016, 21:22:29 Generated by GMIS - Finance Deutsche AWM 15 of 17 Deutsche Bank financial GMIS (gj fiJ.warehuuE^ Rolling 13 Months KPIs (Client-Level) - 1.CRM: Paul Morris December 2015 transparency. NNA ( in TUS Dollar) Jun May Apr 2015 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jul Mar 2015 Feb Jan Dec 2015 2015 2014 Relationship No. Reference Client name Client No. Account No. 2015 2015 2015 2015 ORGANI ORGANIZATION OF THE NEW 41 4 NATIONAL Advisory 4 -18,166 -13,243 4 -18,166 -13,243 0 22,784 30,075 -16,217 0 22,784 30,075 -16,217 4 4,618 16,832 -16,182 4 4,618 16,832 -16,182 35 EFTA01477311
Sponsored
Page 167 - EFTA01477146_167
0 0 0 0 0 0 0 Classic Advisor Custody Custody THE NATIONAL ORGANIZATION OF THE NEW APO 41 4 35 0 0 0 0 0 0 0 APO 4,792 4,792 4,833 4,833 -3,056 -3,056 -3,052 -3,052 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 EFTA01477312
Page 168 - EFTA01477146_168
0 0 0 0 0 0 THIRD LAKE CAPITAL CRW 2007 LLC Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 IIIIIIIIIM 5,000 5,000 5,000 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 0 0 0 0 0 0 0 0 EFTA01477313
Page 169 - EFTA01477146_169
0 0 0 0 CRW 2007 LLC 0 0 0 0 0 0 0 0 0 0 0 0 CRW 2009 LLC Advisory 0 0 0 0 0 0 0 0 0 0 0 0 2,000 2,000 2,000 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 0 EFTA01477314
Sponsored
Page 170 - EFTA01477146_170
0 0 0 0 0 0 0 0 0 0 0 CRW 2009 LLC 0 0 0 0 0 0 0 0 0 0 0 0 GEW 2007 LLC Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 5,000 5,000 5,000 0 0 0 0 0 0 0 EFTA01477315
Page 171 - EFTA01477146_171
0 0 0 0 0 Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 GEW 2007 LLC 0 0 0 0 0 0 0 0 0 0 0 0 GEW 2009 LLC Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 2,000 2,000 2,000 EFTA01477316
Page 172 - EFTA01477146_172
0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 GEW 2009 LLC 0 0 0 0 0 0 0 0 0 0 0 0 KATI .•visory 0 0 0 0 0 0 0 0 0 0 EFTA01477317
Sponsored
Page 173 - EFTA01477146_173
0 0 0 FORSYTHE 2014 GRAT 7,500 7,500 7,500 -12,499 12,500 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 KATI FORSYTHE 2014 GRAT 0 0 0 0 0 0 0 0 0 0 0 0 KWF 2007 LLC EFTA01477318
Page 174 - EFTA01477146_174
Advisory 12,503 0 1 1 0 1 0 2,000 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 1 12,503 1 12,503 0 1 1 1 1 0 1 1 1 0 2,000 0 2,000 KWF 2007 LLC 0 1 1 1 1 0 1 1 1 SHARI EFTA01477319
Page 175 - EFTA01477146_175
WAGNER 2014 GRAT Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 7,500 7,500 -7,499 7,500 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 SHARI WAGNER 2014 GRAT 0 EFTA01477320
Sponsored
Page 176 - EFTA01477146_176
0 0 0 0 0 0 0 0 0 0 0 SSW 2007 LLC Advisory 8,902 0 0 0 0 -399 0 0 0 1,000 0 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 1 8,902 8,902 35,007 0 0 0 0 -399 0 0 0 1,000 0 1,000 EFTA01477321
Page 177 - EFTA01477146_177
0 0 SSW 2007 LLC 1 0 0 0 0 -399 0 0 0 0 TODD R. WANEK -34,999 0 1 1 1 1 0 1 1 1 0 2,001 1 2 Feb 2016, 21:22:29 Generated by GMIS - Finance Deutsche AWM 16 of 17 Deutsche Bank financial GMIS (gj fiJ.warehuuE^ Rolling 13 Months KPIs (Client-Level) - 1.CRM: Paul Morris December 2015 transparency. NNA ( in TUS Dollar) Jun May Apr 2015 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jul Mar Feb EFTA01477322
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2015 2015 Jan Dec 2015 2014 Relationship No. Reference Client name Client No. Account No. 2015 2015 2015 THIRD LAKE CAPITAL TODD R. WANEK 35,000 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 1 35,007 1 35,007 -14,999 15,004 15,000 0 1 1 1 1 0 1 1 1 0 2,001 2,001 2,001 TODD R. WANEK 0 1 EFTA01477323
Sponsored
Page 179 - EFTA01477146_179
1 1 1 0 1 1 1 0 WANEK TRUST OF 2000 Advisory 0 1 1 0 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 1 15,004 1 15,004 29,004 71,416 72,618 55,424 11,531 -17,048 0 1 1 1 1 0 1 1 0 2,001 0 2,001 EFTA01477324
Page 180 - EFTA01477146_180
0 6,002 599 -2,389 1,554 1 WANEK TRUST OF 2000 0 1 1 1 1 0 1 1 1 2 2 2 -396 0 2 4 1,002 15,344 -27,630 -9,626 -3,676 -7,440 -9,823 IZI 2 Feb 2016, 21:22:29 Generated by GMIS - Finance Deutsche AWM 17 of 17 Deutsche Bank EFTA01477325
Entities Mentioned
CB
CHRISTOPHER BOIES
PERSON
Name reference in documents
DI
Darren Indyke
PERSON • 4 mentions
American lawyer, longtime personal attorney and co-executor of Jeffrey Epstein's estate
David Boies
PERSON
American lawyer and chairman
DO
DOMINIQUE
PERSON
Name reference from legal documents or records
JT
JEFFREY E. EPSTEIN INSURANCE TR
PERSON
Name reference in documents
Jeffrey Epstein
PERSON • 5 mentions
American sex offender and financier (1953–2019)
KF
KATI FORSYTHE
PERSON
Individual referenced in CBP FOIA documents related to Epstein
LB
Leon Black
PERSON • 2 mentions
American billionaire businessman (born 1951)
Paul Morris
PERSON • 2 mentions
American private wealth banker, Managing Director at Deutsche Bank and later Merrill Lynch, managed Jeffrey Epstein's banking accounts
SH
SHARI
PERSON
Name reference from legal documents or records
SW
SHARI WAGNER
PERSON
Individual referenced in CBP FOIA documents related to Epstein
TL
Tfmg LLCUS
PERSON
Name reference in documents
TW
TODD R. WANEK
PERSON • 2 mentions
American billionaire businessman, president and CEO of Ashley Furniture Industries. Son of chairman Ronald G. Wanek. Net worth estimated at $3.7 billion.
Classic Advisory
ORGANIZATION
Organization referenced in documents
GMIS - Finance
ORGANIZATION
Organization referenced in documents
HBRK Associates
ORGANIZATION
HBRK Associates Inc., firm registered to Epstein accountant Richard Kahn, alleged to have facilitated payments in Epstein enterprise
Howard University
ORGANIZATION
University in Washington D.C.
JEGE, Inc.
ORGANIZATION
Jeffrey Epstein entity (JEGE, Inc.)
KIRSTEN & M
ORGANIZATION
Organization referenced in documents
LEIMER
ORGANIZATION
Organization referenced in documents
Neptune
ORGANIZATION
Entity referenced in documents
NES LLC
ORGANIZATION
Limited liability company referenced in documents
ORGANI
ORGANIZATION
Organization referenced in documents
Southern Trust Company
ORGANIZATION
Southern Trust Company Inc., Epstein-controlled company in US Virgin Islands that received EDC tax exemptions totaling $73.6 million
THE NATIONAL ORGANIZATION OF THE NEW APO
ORGANIZATION
Organization referenced in documents
THIRD LAKE
ORGANIZATION
Investment entity referenced in documents
WAGNER
ORGANIZATION
Organization referenced in documents
WANEK
ORGANIZATION
Organization referenced in documents
WANEK TRUST
ORGANIZATION
Wanek Trust, entity appearing in Epstein financial documents
Statistics
Pages:80
Entities:29
Sponsored