Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901 MS : JCY03-0343 Phone #201-593-1932 Securities offered through Deutsche Bank Securities, Inc From: Gaurav Bhargava Sent: Monday, October 05, 2015 3:35 PM To: Halina Laczny; '[email protected]; Manish-m Gupta Subject: RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] AOG part to provide approval was completed. Thank you. EFTA01402693

Kind regards, Gaurav Bhargava {cid:[email protected]} Gaurav Bhargava Process Supervisor I PWM US Operations DBOI Global Services Private Limited Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. +1(212)469-3275 Fax +000(1-646)-736-7295 Mobile +91 9828222490 Email [email protected] {cid:[email protected]} From: Halina Laczny Sent: Tuesday, October 06, 2015 1:04 AM To: '[email protected]; Manish-m Gupta; Gaurav Bhargava Subject: FW: URGENT: Account Re-opening - ref. case#1469681- urgent [I] Classification: For internal use only To AOG Team: Case # 1469681 need AOG review. Please check below JJ's e-mail and complete your part. 33: AOG approval should be attached to case#1469681 EFTA01402694

TAG DBOI: After above is completed please approve case#1469681 and please ask AOG to enter case/reopen account. Thank you all, Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901 MS : JCY03-0343 Phone #201-593-1932 Securities offered through Deutsche Bank Securities, Inc From: Jj Litchford Sent: Monday, October 05, 2015 3:21 PM To: Navin-Kumar Pankaj Cc: Gwen Hill; '[email protected]'; Prashant Mahendru; Halina Laczny; Daphne Cates; Paul Morris Subject: URGENT: Account Re-opening [I] Importance: High Classification: For internal use only The necessary KYC to get this account open has been approved (KYC 01469735). Please approve ASAP, we are aiming to get a transaction done today. Thanks, let me know if you have any questions. JJ EFTA01402695