Thanks Best Regards, Aiasha Khokhar From: Zack Bunimovich Sent: Thursday, Aril 19 2018 1:22 PM To: Martin Zeman Nina Tona Aiasha Khokhar Cc: Liam Osullivan Davide-A Sferrazza - • X vier Avila Joshua Shoshan Subject: RE: Southern Financial - KYC Docs. [I] Classification: For internal use only Hi Aiasha, I was told you would be able to assist with the below questions Southern Financial had about our CRS form. Can you take a look? Martin — I will see if this confirmation from Richard works... Thanks, Zack From: Martin Zeman Sent: Thursday, Apr' • To: Zack Bunimovich Nina Tona EFTA01400064

Cc: Liam Osullivan Davide-A Sferrazza Xavier Avila Joshua Shoshan Subject: RE: Southern Financial - KYC Docs. [I] Classification: For internal use only Zack, See attached the FATCA + CRS form. Three follow-up questions from the client: 1. Can we clarify the definition of 'Active NFE — other' versus 'Passive NFE' under Part 2 (b). The definition is not very clear to the client. They believe they are 'Active NFE — other' but want clarification 2. Can you say what happens with the information in this form? What does DB do with it and who is it reported to? 3. Do US Virgin Islands also fall under this reporting requirement? On the other points, note the DOB of their legal reps are: Darren Indyk Richard Kahn (see confirmation of this in the attached email from Richard Kahn) Thanks Martin From: Zack Bunimovich Sent: Wednesday, April 11, 2018 5:50 PM To: Martin Zemar Nina Tona Subject: RE: Soul7M7777.7177TIT-T177rniocs. [I] EFTA01400065