Subject: RE: SF [I] From: Xavier Avila <a> Date: Fri, 02 Mar 2018 11:51:46 -0500 To: Jane Varley GM ACO lain Macara Rita Shteynber Jitan Patel Mathew Negus Cc: Nina Tona Alastair Mackinla Martin Zeman Davide-A Sferrazza Aziz Anwar Tanushree Kirti Jane, I tried to call you but no luck. We are still working on the docs to make sure SF is totally KYCed. We also need to extend relationship to Credit De Case Manager Rita to perform but she argued this Now Monica/GM ACO below argues this is CIB Green because us in KCP are ACO of the account and we adopted. Therefore, Rita given this is a Green CIB client adoption of SF to Credit Derivatives as we have let us know what other documetns we need to get rivatives which we asked our client was CIB Red. , and is probably Green have kept this client , pls let's start the urgent a trade to execute, and also this client KYC compliant. Jitan/Mat, this is KCP Americas biggest priority at this stage (after 03) so appreciate if you take that into consideration within the CM priority list. Thanks and if anyone has any questions pls call me. Xavier EFTA01401814

fcid:[email protected] Xavier Avila Managing Director I Key Clients Partners Wealth Management Americas Deutsche Bank Securities Inc 345 Park Avenue, New York, NY, 10154-0004 Office +1 212 454 2892 Mobile Email From: Jane Varley Sent: Friday, March 02, 2018 11:04 AM To: GM ACO ; Xavier Avila ; lain Macara ; Rita Shteynber ; Jitan Patel ; Mathew Negus Cc: Nina Tona ; Alastair Mackinlay Sferrazza < ; Martin Zeman ; Davide-A ; Aziz Anwar • Tanushree Kirti < Subject: RE: SF [I] +Aziz and Tanu Hi Monika, This was a WM US retain from the Offboarding Clearing House process, that currently reflects in the overall CIB file colour (not coverage colour). Hence green. Nina — was NCA completed? We can't see it reflected in dbCAR (still appears delinquent) but I know that is part of the broader conversation that Julia EFTA01401815