D Kind regards, Diana Canter fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl Diana Canter Director I Supervisory Principals Group-Business Supervisory Office Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Email From: Funda Bozkurt Sent: Tuesday, September 25, 2018 2:47 PM To: zia Memon Cc: Diana Canter Subject: RE: Butterfly brokerage [I] Classification: For internal use only Ziggy should reject the account opening when that happens. How does he approve??? And to be honest, I am reviewing the KCP brokerage accounts and almost none of them has documentation. It is still unclear to me how these accounts are opened at the time. It is a requirement for the KCP employee to collect the KCP documentation if KCP is managing the account. EFTA01399256