Classification: For internal use only Legal Address: Mailing Address: From: Yoonsun Chung Sent: Monday, March 02, 2015 3:26 PM To: Pema Sherpa; PWM AOG; Amanda Kirby Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only So what is the correct address? fcid:[email protected] Yoonsun Chung Vice President I AML Compliance Deutsche Bank Trust Company Americas Legal, Risk & Capital 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax Email fcid:[email protected] From: Pema Sherpa Sent: Monday, March 02, 2015 3:02 PM To: PWM AOG; Amanda Kirby; Yoonsun Chung EFTA01401278

Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi PWM AOG, When you are preparing the manual EDF to upload in dbTops, you are taking the information from the account opening application and not from the KYC. Hi Yoonsun, Should a comment on the KYC reflecting the correct address suffice here or does the KYC have to be updated with the address? Kind regards, Pema Sherpa {cid:[email protected]} Pema Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836, USA Tel. Fax Mobile Email fcid:[email protected] From: Navin-Kumar Pankaj On Behalf Of PWM AOG Sent: Monday, March 02, 2015 2:44 PM To: Pema Sherpa EFTA01401279

Cc: Amanda Kirby; G. Hill o; PWM AOG; Yoonsun Chung Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Pema, We are clearing on Point 2 & 3 however on point 1, Legal address which is given W-9 is not matching With KYC# address. We need to put the legal address while Prepairing EDF in MD3 for post ABR Approval. Can we move further with the same? Thanks, Navin PWM AOG DBOI Global Services Private Limited Email : {Inactive hide details for Pema Sherpa---03/02/2015 02:07:51 PM--- Classification: For internal use only Hi Prashant,}Pema Sherpa---03/02/2015 02:07:51 PM---Classification: For internal use only Hi Prashant, (cid:[email protected]} From: cid:ima e019. n 01D054F9.C68E2A60} (cid:[email protected]} To: cid:ima e019. n 01D054F9.C68E2A60} "G. Hill o" <[email protected]>, {cid:[email protected]} Cc: {cid:[email protected]} EFTA01401280

{cid:[email protected]} Date: {cid:[email protected]} 03/02/2015 02:07 PM {cid:[email protected]} Subject: {cid:[email protected]} RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Prashant, What advise are you requesting from ABR? Kind regards, Pema Sherpa fcid:[email protected] Pema Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836, USA Tel. EFTA01401281