From: Chris Dilorio To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Fri, 18 Sep 2020 11:25:43 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20- 3-penultimate_draft.docx; KCG_Appendix_3-20_ 3_pentiltimate.pdf; kcgl.pdf; kcg2.pdf; kcg3.pdf; kcg4.pdf Judge Cave et al Timing IS everything https://assets.documentcloud.org/documents/7211804/S-D-N-Y-1-18-Cr-00224-AJN-379-0.pdf Judge Nathan's harsh rebuke of the SDNY has nothing on the SEC. The longstanding corrupt relationship between the SEC and Handler/Jefferies must be disclosed. Disclosure of exculpatory evidence requirements apply equally to defense counsel. It exists. Yet, counsel fails to use it in the defense of their client. Malpractice. The overwhelming evidence I can provide Mr Kamensky and his counsel puts the Jefferies/Handler/SEC Neiman Marcus Kamensky "sting" in a WHOLE new context. Given this longstanding, corrupt SEC/Jefferies/Handler relationship, the motives behind this "sting" must be investigated. Mr Kamensky is a victim of the longstanding, corrupt relationship between the SEC (and SONY) and Handler/Jefferies. Regards, Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Monday, September 14, 2020 9:26 AM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix more Chris From: Chris Dilorio Sent: Friday, September 11, 2020 7:57 AM EFTA00094263

Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Cave, Judge Jones For 7+ years I have pleaded with the SEC and DoJ to interview me. Both with or without counsel. On my dime. I have repeatedly offered to fly to SEC HQ to have the best and brightest at the SEC and DoJ tear my extremely serious allegations apart point by point. For 7+ years: no takers. WHY is that? Shouldn't the SEC/DoJ have a vested interest in defending the integrity of their respective institutions? Even further: file some kind of charge against me. PLEASE PLEASE PLEASE. I have pleaded that also the last 7+ years. Make an example of me: "These false allegations won't be tolerated". HOPE. No takers there either. The simple explanation: the veracity of ALL of my extremely serious allegations are IRREFUTABLE. Further, the SEC IG Hoecker: I have filed 2 complaints with his office with the very serious allegations implicating "his bosses" (His words) criminal corruption and corruption. Hoecker claims to have conducted a thorough investigation into my 2015 complaint. Yet, Hoecker never interviewed me the complainant. This is MANDATED according to the IG "investigations handbook" written by Hoecker himself. I filed a second complaint with Hoecker in April/May 2019 as absolutely nothing has changed. AGAIN: I have yet to be interviewed by Hoecker. Further, the IG statute is crystal clear: IG's are to keep Congress informed of serious allegations like mine. It is REQUIRED because not doing so hinders the oversight function of Congress. Hoecker himself is also guilty of criminal obstruction. Your Honors: I again offer to meet with the best and Brightest at the SEC and DoJ so they can rip me apart or even better: file charges against me. Any Takers? Regards, Christopher J Dilorio Whistleblower From: Chris Dilorio ‹ > Sent: Tuesda , Se itember 8, 2020 3:56 PM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Cave, Judge Jones please see the new attachments: KCG1-4 This is irrefutable proof that the Handler/Jefferies bailed out criminal entity: NITE was engaged in abusive naked shorting in the months leading up to the SEC/Jefferies/Handler/Cifu et al VIRT/KCG merger closing on 7/31/2017. EFTA00094264

These were KCG released pr's stating KCG traded more volume than the overall market in 4 separate months leading up to the merger. Further proof that the SEC/Jefferies/Handler/Cifu et al KNEW exactly the illegal activity taking place at NITE. This on the heels of the SEC/Jefferies/Handler et al "glitch" and bailout. These naked short fails were on the KCG balance sheet right before the VIRT acquisition took place. Per my TCR: these fraud "assets" were sitting on the KCG balance sheet WHEN VIRT and KCG issued PR's detailing the tangible book value calculation used in the acquisition. Then, immediately prior to the deal closing Cifu wrote down BILLIONS in fraud "assets". "assets" used in the tangible book value calculation. Who benefitted from this grossly inflated/fraud tangible book value calculation? Handler/Jefferies among the top beneficiaries. Judges Cave and Jones, I have ZERO financial interest in helping Mr Kamensky. I repeat: ZERO. The overwhelming evidence I have provided your respective courts PROVES a corrupt/criminal relationship between the SEC (and Dal) and Handler/Jefferies. The sting that caught Mr Kamensky must be put in proper context. Mr Kamensky's due process DEMANDS it. Justice DEMANDS it. As a result of the SEC/Handler/Jefferies corrupt/criminal relationship the public remains at great risk. This massive and ongoing fraud MUST end. Almost immediately after I sent these attachments to the SEC in their original form, they were taken down. Again, these pr's were put out by KCG. Meaning someone at the SEC alerted KCG that these PR's were out there still. Regards, Christopher J Dilorio Whistleblower From: Chris Dilorio < Sent: Saturday, September 5, 2020 7:08 AM u•ject: Fw: Forma appea or pre Iminary enua covere• action 115-016 Knig t apita T R Appen x Ms Strauss, Mr Berger et al, Your prosecution of Mr Kamensky while obstructing an investigation of Little Dick Handler/JEF et al in the massive and very much ongoing SEC facilitated criminal activity with regards to Knight/KCG/VIRT:NITE and the primary role of Little Dick Handler/JEF is itself criminal obstruction. In fact, the grossly corrupt SEC et al have been in possession of this exculpatory evidence in my claims since 2013. The courts will see this exculpatory evidence. Proceeding with your prosecution of Mr Kamensky is a KNOWN fraud on the courts. Exposing the irrefutable evidence in my claims :the record Janey: brings down some very powerful people. INCLUDING people at the SEC. In short, the SEC criminally obstructed an investigation of my claims into the criminal activity EFTA00094265