From: Keith Buckholz Sent: Monday, November 20, 2017 2:01 PM To: Srikanta Gouda < Cc: Nitin-X Sin Sendhil-kumar ; Debra Jasper ; Halina Laczny CRM-PWM Derivatives ; Collateral-Assets Newyork <collateral- ureidraSin i ; Collateral Admin-NY ; Surendra >; Collateral Admin-NY ; CUSTOMERBUILD BLO FX Middle Office <fx- >; Roxanne Scott ; Hiren Mathur Subject: RE: New Derivatives account. [I] Srikanta, I was asking if you knew someone (an actual person) who has provided your team with these docs in previous requests. I'll reach to that person for the documents your team requires. Thanks. Keith Sent with BlackBerry Work (www.blackberry.com) From: Srikanta Gouda Date: Monday, Nov 20, 2017, 1:43 PM To: Surendra Sin h , Keith Buckholz , Collateral Admin-NY Cc: Nitiri-XSi , Collateral Admin-NY >, CUSTOMERBUILD BLO EFTA01398421

Sendhil-kumar K , FX Middle Office <fx- >, Debra Jasper , Roxanne Scott , Halina Laczny Hiren Mathur CRM-PWM Derivatives , Collateral-Assets Newyork <collateral- Subject: RE: New Derivatives account. [I] Classification: For internal use only As mentioned earlier... "Please note — CRM or the requester used to provide the below requested information to Customerbuild team whenever there is a necessity to onboard a new client" Yes.. but not sure, whom do Requester or CRM reach out to get these documents. Thanks Kind regards, Srikanta Gouda fcid:[email protected] Srikanta Gouda Process Supervisor DBOI Global Services Private Limited Global Business Services Velankani Tech park, No 43, Electronic City, Hosur Road„ 560100 Bangalore, India Email From: Surendra Singh Sent: Tuesday, November 21, 2017 12:06 AM EFTA01398422

To: Keith Buckholz Cc: Nitin-X Sin Sendhil-kumar ; Srikanta Gouda ; Collateral Admin-NY .:1 MMEMB> ; Collateral Admin-NY ; CUSTOMERBUILD BLO < =.; ; FX Middle Office <fx- ; Roxanne Scott FX Middle Office < ; Hiren Mathur CRM-PWM Derivatives ; Enid Ellis >; Collateral-Assets Newyork <collateral- > Subject: RE: New Derivatives account. [I] Classification: For internal use only Srikanta, Please advise Keith on below mail. Kind regards, Surendra Singh {Description: Description: cid:[email protected]} Surendra Singh Associate I COO Wealth Management Operations DBOI Global Services Private Limited A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Fax Mobile Email Go green. Consider the environment before printing this email. EFTA01398423