From: Zack Bunimovich Sent: Monday, February 12, 2018 6:09 PM To: Nina Tona Cc: Rita Shteynberg Subject: RE: ***REASSIGN NEEDED FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I] Classification: For internal use only Hi Nina, I will be case managing this request going forward, and will see that it is assigned with our Jax team asap. I see that some work has been done already by Amber, but the fund triggered a full KYC review — I'll find out if we need any extra documentation/information. Can you also forward me your original request for what products the client is looking to trade? Thanks, Zack From: Nina Tona Sent: Monday, Februar 12, 2018 7:42 AM To: Amber Davis ; Kareen Johnson ; COB GMLondon-Jax ; Yolanda Wood ; Rita Shteynberg Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I] Hello All, EFTA01400017