Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I] From: Jitan Patel <a> Date: Mon, 26 Feb 2018 18:43:10 -0500 To: Nina Tona Rita Shteynberg Zack Bunimovich Lindsay Robinson Cc: Davide-A Sferrazza Classification: For internal use only Hi Nina, The clearing house is run by project mercury — the leads are Megha Arora and James Rochford. If you feel you are not represented on this, they can tell you who has been signing off for WM. I'm surprised you are not on the offboarding notifications from Megha as I noticed that you signed off on letters from DBSI and DBNY over the last two months. The red list is the driver for these letters and is run by each respective business and the clearing house is the final opportunity to remove a name from the exit process. The red list for GM is shown throw h trade finder. It applies only to GM but you can gain access from Thanks From: Nina Tona Sent: Monday, Februar 26, 2018 6:29 PM To: Jitan Patel • ; Rita Shteynberg Zack Bunimovich Lindsay Robinson Cc: ; Davide-A Sferrazza ‹ > Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I] EFTA01400124

Classification: For internal use only Jitan, I have not been included on any emails from Megha Arora regarding a red list. The only emails that I have been included on for the past month that I thought were the "red list" are from the account set up team and neither one of the accounts in question have been on there. Is there another email thread that I am not included on? Yes, I would appreciate if you can connect me to the team that can tell me why they are on the red list and how we can remove from them from there. Also, can I see the full red list to make sure there aren't other clients that shouldn't be on there. Thank you Nina Tona From: Jitan Patel Sent: Monday, Februar 26, 2018 6:24 PM To: Nina Tona ; Rita Shteynberg Zack Bunimovich ; Lindsay Robinson Cc: ; Davide-A Sferrazza < Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I] Classification: For internal use only Hi Nina, Megha Arora includes you on the approval process before an (i.e. in the example of Tonell) as a result of it being on account would not be exited without your knowledge as part house. The red list has a number of drivers and I can link account is exited the red list. An of the clearing you into the ACO EFTA01400125