From: Chris Dilorio To: EFTA00071433

Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Mon, 07 Jun 2021 13:46:56 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blosteinjpg; KCGMarch2017.jpg Mr Gensler: CONGRATULATIONS! I'm happy my information helped in your decision to shitcan grossly corrupt POS Christian Sabella SEC.gov I David Saltiel Named SEC Acting Director of Trading and Markets; Christian Sabella Departs the Agency SEC.gov I David Saltiel Named SEC Acting Director of Trading and Markets; Christian Sabella Departs the Agency David Saltiel Named SEC Acting Director of Trading and Markets; Christian Sabella Departs the Agency. FOR IMMEDIATE RELEASE 2021-92 Washington D.C., June 3, 2021 — www.sec.gov As Associate Director/Director of Trading and Markets including Clearance and Settlement, Mr Sabella was a key player in the criminal obstruction of a thorough investigation of my claims. Sabella has intimate knowledge of the massive fraud on the public: Obligation Warehouse/naked short fails, and the NITE fraud balance sheet. 4+ TRILLION shares of OTCM money laundering shells proved too great a task for even him to cover up. As well as the astonnishing admission by NITE CEO Cifu that his firm is grossly under reporting their illegal activity and his attempt to mislead the investing public . Sabella was mentored at the SEC by Brett Redfearn. Redfearn joined the SEC from JP Madoff I mean JP Morgan. JPM was also a KEY player in bailing NITE out TWICE: From "Rankled by Risk" to "Rankled no More": JPM provided $1.6 BILLION to help Cifu fund his acquisition of KCG only AFTER Cifu wrote down $4+ BILLION in naked short fails in 2Q 2017 right before the transaction closed. Fraud "assets" used to calculate the fraud $20 tangible book valuation used in the transaction where Jefferies/Handler were the largest KCG shareholder at the time. Likewise: the timing of your decision to replace the ENTIRE PCAOB was also a step in the right direction and the result of my overwhelming and irrefutable correspondence SEC.gov I SEC Announces Removal of William D. Duhnke III from the Public Company Accounting Oversight Board; Duane M. DesParte to Serve as Acting Chair SEC.gov I SEC Announces Removal of William D. Duhnke III from the Public Company Accounting Oversight Board; Duane M. DesParte to Serve as Acting Chair The Securities and Exchange Commission today announced that it has removed William D. Duhnke III from the Public Company Accounting Oversight Board (PCAOB). www.sec.gov EFTA00071434

However, while you're doing that, let's take ANOTHER look at THIS: my extremely serious allegations. SDNY/NY Supreme Court Judges, NJ Judges: I'm afraid the SEC has once AGAIN played you for fools. As I wait patiently to be interviewed by SEC IG Hoecker as is MANDATORY, the SEC is ACTIVELY facilitating more massive fraud on the public. This string of numerous e mails with the above referenced subject matter: FINRA/SEC Oppenheimer AML: MY INFORMATION. Where I applied for and was corruptly denied an award by ANOTHER grossly corrupt SEC POS: Janey Norberg. The basis of my award application: I had extensive interactions with Robin Traxler: FINRA as well as McKessy and others in the SEC even prior to filing my 2013 TCR with Berger Montague concerning 2 NITE/UBS top traded money laundering shells: APCX and CGFIA. BOTH acknowledged in the FINRA complaint as money laundering shells. The SEC AML complaint was based on the FINRA complaint. While the SEC complaint stopped short of implicating both NITE and UBS. WHY? Because as I have consistently and repeatedly told the SEC: UBS was never in compliance with the terms of the cross border DPA when it dropped charges in 2010. The UBS was very much up and running into 2018 and further as my correspondence with the SEC irrefutably argues. The SEC used my information to bring the 2018 UBS AML action then again corruptly denied me an award. IRREFUTABLE. Likewise, my April 2016 meeting with IRS CI agents in Denver: My IRS TCR is based on my SEC TCR: FINCEN also used my information in the UBS AML complaint. For NITE: My information clearly shows engaged in illegal activity PRIOR to and after the 2012 "glitch" and bailout. The SEC has doubled down on their ONGOING and MASSIVE facilitated frauds ever since. 1Q2021 never should have happened. So, let's talk about the FINRA/SEC acknowledged money laundering shell APCX. Below: another version of my information. IG Hoecker, the date of my correspondence: November 13, 2020. 6+ months ago. Quite a bit has taken place since my November 13, 2020 e mail to Mr Hoecker and his grossly corrupt colleagues at the SEC et al Recall: Apptech is now a Kingdom of Bahrain "fintech" play EDGAR Search Results (sec.gov) Including an SEC approved offering https://www.sec.gov/Archives/edgar/data/1070050/000157570521000053/apcx sl.htm EDGAR Filing Documents for 0001493152-21-008775 (sec.gov) EDGAR Filing Documents for 0001493152-21-008775 AppTech Corp. (Subject) CIK: 0001070050 (see all company filings) IRS No.: 650847995 I State of Incorp.:CA Fiscal Year End: 1231 Type: SC 13D I Act: 34 I File No ... vii.vw sec gov Coinciding with this fraud offering: a well orchestrated pr campaign conducted by a key player in the corrupt, criminal, fraud eco system: paid pr consultants/issuer financed research. Let me make perfectly clear so EVERYONE understands EXACTLY what is happening REAL TIME as a direct result of the SEC/OWB/IG Hoecker criminal obstruction and corruption: 8+ years after submitting my Knight/UBS et al TCR AND my extensive correspondence with FINRA there is an ACTIVE e mail etc P&D pr campaign by a paid and known fraudster who the SEC brought before the SDNY Courts once already soliciting the public to purchase the worthless shares of an SEC/FINRA/FINCEN acknowledged money laundering shell PROMINENTLY cited in my TCR: APCX EFTA00071435

The firm doing this fraud solicitation/PR campaign: Emerging Market Solutions LLc Profiles I Emerging Markets Consulting LIc. (emergingmarketsllc.com) Profiles I Emerging Markets Consulting, LIc. Emerging Markets Consulting is a syndicate of investor relations consultants representing years of experience. Our network consists of stock brokers, investment bankers, fund managers, and institutions that actively seek opportunities in the micro and small-cap equity markets. www.emergingmarketslIc.com This P&D firm is run by a James Painter well known to both the grossly corrupt SEC as well as The SDNY courts Second Amended Complaint: Greenstone Holdings Inc. MEMORANDUM OPINION AND ORDER: The Securities and Exchange Commission (SEC) brings this enforcement action under Section 5 of the Securities Act of 1933 and Section 10(b) of the Exchange Act of 1934 against attorney Virginia K. Sourlis. Both parties have moved for summary judgment on liability. At oral argument on November 16 2012 I granted the SECs motion for summary judgment for aiding and abetting a violation of Section 10(b) and denied both parties motions for summary judgment for a primary violation of Section 10(b). I reserved decision on the Section 5 claim. The parties dispute whether Sourliss actions rise to the level of participation necessary for a Section 5 violation. For the reasons that follow the SECs motion for summary judgment is granted and Sourliss motion is denied. SO ORDERED. (Signed by Judge Miriam Goldman Cedarbaum on 7/10/2013) (rsh) (justia.com) Some things just never change. The SEC has AGAIN played the SDNY Courts for fools. Some of the other Painter et al frauds: FuelPositive,Fobi,Core One Labs,Lithium South,Kwesst MicroSystems,Relay Medical,One World Pharma,Medivolve,BevCanna,Better Choice,xPhyto,Drone Delivery Canada,Airestech,Elys Game Tech,Logic Inc,PV Nanocell Ltd,Winston Gold, etc etc. Painter has offices in Florida, Alabama (??), and NY. The NY office is 48 Wall St suite 1100: a virtual office just a few doors down from Trump/Sason/Magna: 40 Wall St Virtual Office Address at 48 Wall Street New York City New York 10005 (davincivirtual.com) Virtual Office Address at 48 Wall Street, New York City, New York 10005 - Virtual Offices & Virtual Office Rentals I Davinci Virtual Call 1(888) 930-3335 Now to get a Virtual Office Address at the Forty Eight Wall Street in New York City, NY 10005. A prime virtual office solution. www.davincivirtual.com EFTA00071436

Who else is located at the virtual office 48 Wall Street? Center Management: Jim Abate: Credit Suisse SAME ADDRESS as Painter/Emerging Markets About Centre (centreasset.com) About Centre Contact: James Abate, Managing Director 48 Wall Street, Suite 1100 New York, NY 10005-2903 (USA) (212) 918-4707; [email protected] www.centreasset.com A deeper dive into just 1 of the other Painter et al frauds: 4Less Group fka Rx Scripted Inc and MedCareers EDGAR Search Results (sec.gov) The SEC reviewed, January 10K for MedCareers https://www.sec.gov/Archives/edgar/data/1438901/000112178114000128/mcil0k13114.htm SEC.gov I HOME Indicate by a check mark whether the Registrant is a large filer, an accredited filer, non-accredited filer, or a smaller reporting company. See the definitions of "large accredited filer", "accredited filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. Large accredited filer ( ] Accredited filer [ ] www.sec.gov The auditor: The Hall Group The SEC is also very familiar with them P.C. d/b/a the Hall Group CPAs et al. (sec.gov) UNITED STATES OF AMERICA SECURITIES EXCHANGE ACT OF 1934 - SEC.gov I HOME 3 B. OTHER RELEVANT ENTITIES 5. Thakkar CPA , is a Texas corporation formed to acquire certai n assets of David S. Hall, P.C. and provided auditing services for multiple public companies between as is SOP: this was NOT enough to shut down this money laundering fraud shell. WHY? because there was a whole lot of P&D to do for known criminals cited in my extensive claims: like Union Capital EFTA00071437

EDGAR Filing Documents for 0001078782-15-001550 (sec.gov) Union Capital also in the NITE top traded shells Bravatek and Mass Hysteria Also in MedCareers: Prolific Bag Man Curt Kramer: Asher/KBM/Vis Vires EDGAR Filing Documents for 0001144204-14-035331 (sec.gov) EDGAR Filing Documents for 0001144204-15-042799 (sec.gov) Kramer has been involved in several money laundering shells in my TCR's. Including those before your Courts like NewLead Holdings and CodeSmart His overlap with NITE top traded shells is not a coincidence Fast forward to 2020: ANOTHER SEC APPROVED OFFERING: https://www.sec.gov/Archives/edgar/data/1438901/000116169720000124/form s-l.htm listed on the Painter/ Emerging Markets site: attorney Frederick Lehrer Frederick M. Lehrer - Attorney and Counselor at Law (securitiesattorneyl.com) Frederick M. Lehrer - Attorney and Counselor at Law Securities Law Services. Frederick M. Lehrer, P. A. offers unlimited corporate and securities law services, including all SEC and OTCMARKETS reports for a flat monthly cash fee.. Going Public Services www.securitiesattorneyl.com The 2020 SEC approved offering in what is now The 4Less Group was the selling shareholder from a "financing" called GC Investments Glassbox Capital Glassbox Capital Glassbox Capital We have developed a streamlined system to help borrowers obtain SBA acquisition loans for owner- operated businesses. Our system enables banks to underwrite and fund loans that they may not otherwise consider—given the processing efficiency that Glass Box is able to create. www.glassboxcapital.com GC/Glassbox is Steven Gribben Gribben was Chief Counsel at COR Clearing EFTA00071438

The SEC knows Gribben/COR very well SEC.gov I Brokerage Firm to Exit Penny Stock Deposit Business and Pay Penalty for Repeatedly Failing to Report Suspicious Trading SEC.gov I Brokerage Firm to Exit Penny Stock Deposit Business and Pay Penalty for Repeatedly Failing to Report Suspicious Trading The Securities and Exchange Commission today announced settled charges against clearing firm COR Clearing LLC for failing to report suspicious sales of penny stock shares totaling millions of dollars. viww. sec g ov So, SONY et al Judges: WHY did the grossly corrupt SEC bring Painter to your courts only to keep him up and running in 2O21? You have been played for fools AGAIN by the SEC Cheers! Chris From: Chris Dilorio Sent: Friday, November 13, 2020 8:13 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Greetings grossly corrupt SEC et al. Time for the "SEC criminal Obstruction/corruption" Friday edition. EFTA00071439

The record Janey. Well, the SEC hasn't limited its massive fraud on JUST the SONY courts. Good to know. The DC Courts are also victim of this massive fraud as well. The OpCo Complaint/Denial: My claims. Here AGAIN the SEC has done nothing to shut down a massive fraud on the public. Per my TCR: NITE/UBSS (aka "penny stock trading fairies) traded billions of shares and were also cited by me in extensive correspondence with FINRA and the OWB PRIOR to my March 2013 Berger TCR submission. AppTech is very much up and running in November 2020 thanks to the grossly corrupt SEC and is again/still being used as a money laundering vehicle. https://www.sec.gov/cgi-bin/browse-edgar? company=Apptech&match=&CIK=&filenum=&State=&Country=&SIC=&owner=exclude&Find=Find+Companies &action=getcompany In October 2020, AppTech announced this YUGE deal with NEC Payments. WOW NEC and AppTech!?!? https://www.globenewswire.com/news-release/2020/10/05/2103341/0/en/AppTech-Announces-Digital- Banking-and-Payment-Technology-Partnership-with-NEC-Payments.html AppTech Announces Digital Banking and Payment Technology Partnership with NEC Payments OTC Markets:APCX GlobeNewswire is one of the world's largest newswire distribution networks, specializing in the delivery of corporate press releases financial disclosures and multimedia content to the media ... www.globenewswire.com Wrong NEC Payments bruh. This NEC Payments (NECP) is an entity domiciled in the Kingdom of Bahrain HUH? ALL in SEC reviewed filings of course https://www.sec.gov/Archives/edgaddata/1070050/000157570520000214/apcx 8k.htm https://www.sec.gov/Archives/edgaddata/1070050/000157570520000214/ex10 2.htm And, HOW do you suppose a Bahraini entity searched out and found little of Wyoming money laundering shell AppTech? The New Bag man involved is Bahraini business man Ebrahim Daoud Nonoo https://en.wikipedia.org/wiki/Ebrahim Daoud Nonoo EFTA00071440

Ebrahim Daoud Nonoo - Wikipedia Ebrahim Daoud Nonoo (Arabic: "is.; )99 l) ma, I , Hebrew: ornax 1213 In, also known as Abraham David Nonoo) is a Bahraini businessman. He sat in the appointed upper house of the Bahraini Parliaments Shura Council, the only Jewish member of the Council. He is the current CEO of the Basma Company.. The en.wikipedia.org But alas, none of this illegal activity should have happened. See, the SEC OWB: McKessy/Norberg were in possession of my information when a fraud on the courts was being perpetrated by AppTech/Ottens (see my TCR) https://www.leagle.com/decision/infdco20141103a26 FARRIS v. D'ANGELO I Case No. C14-560 MJP. 20141103a26 I Leagle.com ORDER GRANTING DEFENDANTS MOTION TO DISMISS MARSHA J. PECHMAN District Judge. THIS MATTER comes before the Court on Defendant...20141103a26 www.leagle.com In fact, AppTech should have been shut down immediately based on my information. However: NITE/UBSS (penny stock trading fairies) were in the process of trading their billions of worthless certs WHILE this case was pending. Questions for Judge Pechman: Did the SEC ever intervene in this case? per my extensive 2013 TCR: Assignments: No legitimate economic rationale for a creditor to assign a note/obligation to a third party when creditors can/do negotiate directly with creditors. Derivatives: further assignments to other third parties are simply a distribution mechanism. As the SEC has discovered using my information (Sason,JMJ, Crede, etc etc): not a legitimate note/obligation to begin with. FREE MONEY. Converted into worthless certs. Converted into real money by criminal Broker Dealers/MM's like NITE,UBSS etc. Who is Ms Farris anyway? Ottens girlfriend? Because assigning $25,000 worth of fraud notes for $10,000 happens all the time in the real world of legitimate financial transactions. Yes, as with ALL of my information: OVERWHELMINGLY and IRREFUTABLY accurate. AppTech is a money laundering shell. ACTIVELY facilitated and never shut down by a grossly corrupt and criminal SEC while screwing whistleblowers like me. This massive, SEC et al facilitated fraud is very much ONGOING. Cheers! Christopher Dilorio Whistleblower Extraordinaire EFTA00071441

PS: I'm sure everyone on this email is acutely aware of the BLATANT and EGREGIOUS SEC facilitated trading activity in ANOTHER "payment processor": AQR/Oleg Firer WireCard etc now Bankrupt Coda/China Qiantu EV massive SEC/Clayton/Sull Crom fraud known as Net Element :NETE Massive volume. No PUBLISHED PR's. No SEC filings. Just up 20% in 2 days. What do you expect from an SEC Chair who compares compliance with US Securities Laws as "good hygiene"? From: Chris Dilorio Sent: Tuesday, November 3, 2020 9:01 PM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Mr Kim, Any representation that doesn't require the SEC to produce exculpatory evidence related to my allegations is malpractice. https://casetext.com/case/united-states-v-martoma-3 https://casetext.com/case/united-states-v-gupta United States v. Gupta, 848 F Supp. 2d 491 I Casetext Search + Citator Read United States v. Gupta, 848 F. Supp. 2d 491, see flags on bad law, and search Casetext's comprehensive legal database casetext.com Cheers! Christopher Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday, November 3,2020 3:34 PM EFTA00071442

Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Greetings Judge Caproni, I hope your colleagues as well as Mr Kim's colleagues have forwarded my information to you. The criminal case against Mr Kamensky brought by Ms Strauss, Mr Tracer and Mr Cooper is a fraud on your courts. I have established beyond any shadow of a doubt that the Kamensky/SEC/SDNY actions are a complete fraud and well orchestrated set up by protected and known criminals including but not limited to Richard Handler/Jefferies. This corrupt, criminal relationship between the SEC and Handler/Jefferies goes WAY back and at the heart of my claims: a MASSIVE and ongoing fraud on the public actively facilitated by the SEC/Handler/Jefferies et al (see attached TCR). Unfortunately, Ms Strauss as well as Mr Kim's former boss at the SDNY Preet Bharara have also been in possession of my information for quite some time. Mr Kamensky must re assess his representation.. I am always available to discuss my information. Under oath preferably. This massive, ongoing, SEC/Handler et al fraud on the public must end. It has been my personal mission to see exactly that. This massive fraud also affects other cases currently before the SDNY Courts and ALSO well known to Ms Strauss/the SDNY Regards, Christopher J Dilorio Whistleblower From: Chris Dilorio < Sent: Wednesday, October 14, 2020 9:32 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix From: Chris Dilorio .zz > Sent: Wednesday, October 14, 2020 9:00 AM EFTA00071443

Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do not investigate lists". AQR, Blackstone as well as Jay Clayton good fried Glenn Hutchins. Hutchins also worked at Blackstone with Schwarzman prior to founding Silver Lake. Hutchins bought SunGard. Then sold it to FIS. This transaction was the basis of the formation of North Island with former NASDAQ CEO Greifeld. North Island is a top shareholder of the criminal enterprise NITE/VIRT. More context: Greifeld was a Director UK/NJ company called Automated Securities Clearance Ltd https://find-and-update.company-information.service.gov.uk/company/03385409/officers AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Officers (free information from Companies House) AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Free company information from Companies House including registered office address, filing history, accounts, annual return, officers, charges, business activity find-and-update.company-information.service.gov.uk Sold to SunGard. Greifeld then became CEO at SunGard. He wasn't at SunGard very long. Then made the jump to CEO of NASDAQ. Curious to say the least. Shortly after becoming NASDAQ CEO, NASDAQ bought the BRUT ECN from SunGard. Self dealing? MUCH WORSE http://innasdaq.com/static-files/6b1ca278-75f0-4259-9372-5b3351126a8b ir.nasdaq.com 121 e< 2 h"' 21 e< 16 $ 8; l< 76 =23 S 54 -:;2((1 -&22 ir.nasdaq.com As you can see, current NASDAQ CEO Adena Friedman signed off on this transaction. SunGard was then sold to FIS. AFTER it had developed a very interesting product converting Russian Rubles to dollars in real time. https://www.finextra.com/pressarticle/49357/otkritie-capital-taps-sungard-for-automated-ruble-conversion EFTA00071444

a Otkritie Capital taps SunGard for automated Ruble conversion Otkritie Capital (Otkritie), one of the leading financial services providers in Russia, has selected SunGard to help launch a new direct market access (DMA) service allowing for automatic real ... www.finextra.com I'll say that again: FROM Russian rubles TO dollars in real time. Providing DMA to WHICH markets???? So, the marriage of Blackstone Alum Hutchins and Greifeld to form N Island and become a top investor in the criminal enterprise NITE was a natural fit. Money laundering on a MASSIVE scale. Algos and OTCM shells are very complimentary money laundering vehicles. Not to mention: Russian Mirror trades: RU ADR's trade OTCM Pinks as well. The KCG 1Q2014 astronomical increase in OTCM volumes. Expunged from SEC reviewed filings. Attached on previous emails as part of the OWB record. NASDAQ is also the repository of the vast AQR blank check money laundering shells. FULLY SEC reporting for credibility. As with many OTCM shells. The only real difference between a NASDAQ/AQR blank check shell and an OTCM shell is the amount of money being laundered. Clayton should have been investigated and barred from SEC business pending a full and thorough investigation. So, that precludes the corrupt SEC IG Hoecker from any involvement. Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Thursday, September 17, 2020 5:56 PM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Nathan, I applaud your reproof of the SONY. Now, I urge you to look at the Dan Kamensky case. I have never met Kamensky. When I saw the joint SEC/SDNY complaint I became physically ill. I am an SEC whistleblower. The SEC/SDNY have actively and continuously obstructed a thorough investigation of my extremely serious allegations. In favor of Rich Handler/Jefferies. The IB in the Kamensky case. Based on my experience with the SEC/SDNY I believe they both are withholding exculpatory evidence which impeaches the credibility of the SEC/SDNY/Handler/Jefferies. A corrupt relationship exists between the SEC/SDNY and Handler/Jefferies. In addition to others in my claims. I have contacted Judge Cave as well as Kamensky counsel. Disclosure of this corrupt relationship puts the Neiman Marcus "sting" in a whole different context. The motives of which should be investigated. Respectfully, Christopher J Dilorio EFTA00071445