Fax Mobile Email Go green. Consider the environment before printing this email. From: Srikanta Gouda Sent: Wednesday, November 15, 2017 7:46 AM To: Surendra Singh < -; Keith Buckholz ; Collateral Admin-NY ‹ > Cc: Nitin-X Sin ; Collateral Admin-NY CUSTOMERBUILD BLO <I >; Sendhil-kumar K FX Middle Office <fx- ; Roxanne Scott FX Middle Office < CRM-PWM Derivatives ; Enid Ellis ; Collateral-Assets Newyork <collateral- Subject: RE: New Derivatives account. [I] ›; Debra Jasper Halina Laczny >; Hiren Mathur Classification: For internal use only Hi Keith, Generally we do not required the below information in order to setting up a New DDR account.( If the Client is already On boarded to LS2 ). However in this case, We do not see the client is onboard to LS2, in order to onboard the client, Customerbuild team would require the below information. Once the client is onboard, we will go head and create the collateral account. Please note — CRM or the requester used to provide the below requested information to Customerbuild team whenever there is a necessity to onboard a new client. Please feel free to reach out to me if you have any question. EFTA01398406

Kind regards, Srikanta Gouda fcid:[email protected] Srikanta Gouda Process Supervisor DBOI Global Services Private Limited Global Business Services Velankani Tech park, No 43, Electronic City, Hosur Road„ 560100 Bangalore, India Email From: Surendra Singh Sent: Wednesday, November 15, 2017 1:43 AM To: Keith Buckholz Cc: Srikanta Gouda a; Collateral Admin-NY CUSTOMERBUILD BLO ; Sendhil-kumar K <sendhil- ; FX Middle Office ; Debra Jasper < ; Roxanne Scott < -; Halina Laczny < ; FX Middle Office <fx- ; Collateral Admin-NY ; Nitin-X Singh <nitin- Derivatives Collateral-Assets Newyork Subject: RE: New Derivatives account. [I] Hiren Mathur CRM-PWM Classification: For internal use only Hi Keith, Collateral Team has asked for this information to proceed further. @ Collateral Team, EFTA01398407

Please assist Keith on below request. Kind regards, Surendra Singh {Description: Description: cid:[email protected]} Surendra Singh Associate I COO Wealth Management Operations DBOI Global Services Private Limited A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Fax Mobile Email Go green. Consider the environment before printing this email. From: Keith Buckholz Sent: Tuesday, November 14, 2017 3:12 PM To: Surendra Singh Cc: Srikanta Gouda n Collateral Admin-NY CUSTOMERBUILD BLO Jasper < Laczny < Derivatives Collateral-Assets Newyork Subject: RE: New Derivatives account. [I] ; Nitin-X Singh <nitin- Sendhil-kumar ; FX Middle Office >; Roxanne Scott < ; FX Middle Office <fx- ; Hiren Mathur >; Enid Ellis < K <sendhil- ; Debra ; Halina ; CRM-PWM EFTA01398408