Process Supervisor DBOI Global Services Private Limited Global Business Services Velankani Tech park, No 43, Electronic City, Hosur Road„ 560100 Bangalore, India Email From: Surendra Singh Sent: Tuesday, November 21, 2017 12:06 AM To: Keith Buckholz Cc: Nitin-X Singh Sendhil-kumar K ; Halina Laczny Office Hiren Mathur CRM-PWM Derivatives ; Enid Ellis ; Collateral-Assets Newyork <collateral- Subject: RE: New Derivatives account. [I] Classification: For internal use only Srikanta, Please advise Keith on below mail. Kind regards, Surendra Singh {Description: Description: cid:[email protected]} Surendra Singh Associate I COO Wealth Management Operations ; Srikanta Gouda ; Collateral Admin-NY < M=> ; Collateral Admin-NY ; CUSTOMERBUILD BLO ; FX Middle Office <fx- >; Debra Jasper ; Roxanne Scott FX Middle EFTA01398403

DBOI Global Services Private Limited A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Fax Mobile Email Go green. Consider the environment before printing this email. From: Keith Buckholz Sent: Monday, November 20, 2017 1:27 PM To: Surendra Singh ; Srikanta Gouda ; Collateral Admin-NY <a> Cc: Nitin-X Singh >; Collateral Admin-NY ; CUSTOMERBUILD BLO Sendhil-kumar K < ; FX Middle Office <fx- >; Debra Jasper ; Roxanne Scott ; Halina Laczny FX Middle Office < ; Hiren Mathur CRM-PWM Derivatives ; Enid Ellis >; Collateral-Assets Newyork <collateral- > Subject: RE: New Derivatives account. [I] Classification: For internal use only Hi Surenda, We do need this set up. I am trying to track down these documents, not sure who has them. When the dummy account is set up in LS2, who normally provides these docs? Thanks. EFTA01398404