I would like to onboard client in OTC Credit Derivatives but also GED (OTC Equity Derivs). We have trades on both businesses to execute. Thanks Xavier From: Richard Kahn [mailto: Sent: Thursday, March 29, 2018 11:13 AM To: Xavier Avila Cc: Paul Barrett ; Martin Zeman Sferrazza >; Nina Tona Oldfield Subject: Re: Southern Financial - Client Confirmation [C] attached info is correct thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax 212-320-0381 cell >; Davide-A ; Stewart W-9 Organization Chart o Per attachment "Southern Financial Operating Agreement" (pages 1, 16) Southern Trust Company Inc. is the sole member of Southern Financial LLC Jeffrey Epstein is the sole shareholder of Southern Trust Company Inc. EFTA01401927

UBOs (Owners) that own greater than 10% o Jeffrey Epstein is the sole UBO (see "Organization Chart" above) The source of funds for the UBOs (owners) that are greater than 10% o Jeffery Epstein began his financial career in the mid 70s as an options trader at Bear Stearns and became a partner in early 80s. Early thereafter, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In the mid 90s, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, which merged into Southern Financial LLC. His wealth has come from his days at Bear Stearns and his financial management firms. List of Legal representatives o Per attachment "Southern Financial Operating Agreement" (pages 16) § Jeffrey Epstein, Darren K. Indyke, Richard Kahn Annual report o See attachments "Southern Financial LLC Financials June 2017" and "Southern Trust Company Inc. Financials June 2017" for latest financial statements Source of Wealth o As said in above paragraph about the source of funds of any UBO greater than 10%, Jeffery Epstein's wealth has come from his long career at Bear Stearns and his financial management firms. Client Contact o Richard Kahn EFTA01401928