Subject: Regards, Keith Keith Buckholz, CAIA Director I Credit Risk Officer Deutsche Bank Wealth Management Business aligned Risk Management 345 Park Avenue, MS NYC20-1406 New York, NY 10154 Tel: Mobile: From: Keith Buckholz Sent: Monday, November 20, 2017 2:01 PM To: Srikanta Gouda < ; Surendra Singh ; Collateral Admin-NY Cc: Nitin-X Singh >; Collateral Admin-NY CUSTOMERBUILD BLO Sendhil-kumar FX Middle Office ; Debra Jasper ; Halina Laczny CRM-PWM Derivatives ; Collateral-Assets Newyork RE: New Derivatives account. [I] Srikanta, >; Roxanne Scott ; Hiren Mathur EFTA01398568

I was asking if you knew someone (an actual person) who has provided your team with these docs in previous requests. I'll reach to that person for the documents your team requires. Thanks. Keith Sent with BlackBerry Work (www.blackberry.com) From: Srikanta Gouda Date: Monday, Nov 20, 2017, 1:43 PM To: Surendra Sin h , Keith Buckholz , Collateral Admin-NY Cc: Nitin-X Sin 'h Sendhil-kumar , Collateral Admin-NY , CUSTOMERBUILD BLO >, FX Middle Office >, Debra Jasper , Halina Laczny CRM-PWM Derivatives , Collateral-Assets Newyork Subject: RE: New Derivatives account. [I] Classification: For internal use only As mentioned earlier... >, Roxanne Scott , Hiren Mathur EFTA01398569

"Please note — CRM or the requester used to provide the below requested information to Customerbuild team whenever there is a necessity to onboard a new client" Yes.. but not sure, whom do Requester or CRM reach out to get these documents. Thanks Kind regards, Srikanta Gouda fcid:[email protected] Srikanta Gouda Process Supervisor DBOI Global Services Private Limited Global Business Services Velankani Tech park, No 43, Electronic City, Hosur Road„ 560100 Bangalore, India Email From: Surendra Singh Sent: Tuesday, November 21, 2017 12:06 AM To: Keith Buckholz >; Srikanta Gouda ; Collateral Admin-NY ‹ > Cc: Nitin-X Singh ; Collateral Admin-NY ; CUSTOMERBUILD BLO Sendhil-kumar K • ; FX Middle Office ; Debra Jasper ; Halina Laczny Office ; Hiren Mathur CRM-PWM Derivatives •; Enid Ellis ; Collateral-Assets Newyork < M Subject: RE: New Derivatives account. [I] Classification: For internal use only ; Roxanne Scott FX Middle Srikanta, EFTA01398570

Please advise Keith on below mail. Kind regards, Surendra Singh {Description: Description: cid:[email protected]} Surendra Singh Associate I COO Wealth Management Operations DBOI Global Services Private Limited A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Fax Mobile Email Go green. Consider the environment before printing this email. From: Keith Buckholz Sent: Monday, November 20, 2017 1:27 PM To: Surendra Singh ; Srikanta Gouda ; Collateral Admin-NY Cc: Nitin-X Singh ; Collateral Admin-NY ; CUSTOMERBUILD BLO Sendhil-kumar K < >; FX Middle Office ; Debra Jasper < >• Halina Laczny Office ; Hiren Mathur CRM-PWM Derivatives < -; Enid Ellis Collateral-Assets Newyork Subject: RE: New Derivatives account. [I] ; Roxanne Scott FX Middle EFTA01398571

Classification: For internal use only Hi Surenda, We do need this set up. I am trying to track down these documents, not sure who has them. When the dummy account is set up in LS2, who normally provides these docs? Thanks. Regards, Keith From: Surendra Singh Sent: Monday, November 20, 2017 1:09 PM To: Srikanta Gouda < ; Keith Buckholz ; Collateral Admin-NY Cc: Nitin-X Singh ; Collateral Admin-NY CUSTOMERBUILD BLO Sendhil-kumar K < FX Middle Office < >; Debra Jasper • Halina Laczny Office < ; Hiren Mathu CRM-PWM Derivatives ; Enid Ellis >; Collateral-Assets Newyork < Subject: RE: New Derivatives account. [I] Classification: For internal use only Hello Keith, ; Roxanne Scott FX Middle Please confirm if below request was completed or it is not needed to be set up anymore. EFTA01398572

Kind regards, Surendra Singh {Description: Description: cid:[email protected]} Surendra Singh Associate I COO Wealth Management Operations DBOI Global Services Private Limited A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Fax Mobile Email Go green. Consider the environment before printing this email. From: Srikanta Gouda Sent: Wednesday, November 15, 2017 7:46 AM To: Surendra Singh ; Keith Buckholz ; Collateral Admin-NY ‹ > Cc: Nitin-X Singh ; Collateral Admin-NY ; CUSTOMERBUILD BLO Sendhil-kumar K • ; FX Middle Office ; Debra Jasper ; Halina Laczny Office ; Hiren Mathur CRM-PWM Derivatives •; Enid Ellis >; Collateral-Assets Newyork < M Subject: RE: New Derivatives account. [I] Classification: For internal use only ; Roxanne Scott FX Middle Hi Keith, EFTA01398573

Generally we do not required the below information in order to setting up a New DDR account.( If the Client is already On boarded to LS2 ). However in this case, We do not see the client is onboard to LS2, in order to onboard the client, Customerbuild team would require the below information. Once the client is onboard, we will go head and create the collateral account. Please note — CRM or the requester used to provide the below requested information to Customerbuild team whenever there is a necessity to onboard a new client. Please feel free to reach out to me if you have any question. Kind regards, Srikanta Gouda {cid:[email protected]} Srikanta Gouda Process Supervisor DBOI Global Services Private Limited Global Business Services Velankani Tech park, No 43, Electronic City, Hosur Road„ 560100 Bangalore, India Email From: Surendra Singh Sent: Wednesday, November 15, 2017 1:43 AM To: Keith Buckholz < Cc: Srikanta Gouda < In Collateral Admin-NY CUSTOMERBUILD BLO ; FX Middle Office < ; Collateral Admin-NY ; Nitin-X Singh ; Sendhil-kumar K < Jasper >; Roxanne Scott Laczny >; FX Middle Office Hiren Mathur >; Enid Ellis Derivatives < >; ; Debra Halina >; CRM-PWM EFTA01398574

Collateral-Assets Newyork < => Subject: RE: New Derivatives account. [I] Classification: For internal use only Hi Keith, Collateral Team has asked for this information to proceed further. @ Collateral Team, Please assist Keith on below request. Kind regards, Surendra Singh {Description: Description: cid:[email protected]} Surendra Singh Associate I COO Wealth Management Operations DBOI Global Services Private Limited A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Fax Mobile Email Go green. Consider the environment before printing this email. EFTA01398575