Teresa Metallo Vice President WM OPS Regulatory - Risk & Control 60 Wall Street New York, NY 10005 Tel # (- From: Paolo De-Leon Sent: Thursday, January 11, 2018 9:57 AM To: Teresa Metallo < Cc: Diana Canter ; Keith Buckholz Subject: RE: New Derivatives account. [I] Hello Teresa, Can you kindly provide the below documents for Southern Financial LLC? KYC Document PCR Document RDC Document Thank you, Paolo EFTA01398562